DFX Intelligence
Consolidation
What the advisers themselves reported about M&AWhere this comes fromItem 4 of Form ADV asks whether the adviser is succeeding to the business of another registered adviser and names the firm acquired. It catches asset purchases and mergers where the target’s registration folds into the buyer’s; a stock purchase that keeps the target registered shows instead as a new owner on Schedule A and, later, as a roster exit.Firms absorbed reads the same events from the people side: half or more of a firm’s registered advisors moving to one other firm within fourteen days, which catches acquisitions before, or without, a succession filing.Press-sourced deals, PE sponsors and consolidator platforms are the next cycle.
1,631 events match
- Atlas Wealth Partners Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Confidant Financial Solutions, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Optimal Asset Management, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Halsey Associates reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Class 500 Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Vivid Financial Management, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Trigate Capital Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Capital Analysts, Inc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- 1St Portfolio Wealth Advisors reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Lincoln Investment Planning, Inc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Blacksummit Financial Group, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Encore Consumer Capital, Lp reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Compass Capital Corporation reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Hawk Ridge Management Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Relative Value Partners, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Summit Rock Advisors, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Quadrant Private Wealth Management, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Fair Haven Partners, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Invictus Capital Partners reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Heller Capital Resources reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Circle N Advisors, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Chartwell Investment Partners, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Noyes Advisors Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Titan Advisors, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Rmr Advisors, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Idfc Investment Advisors Limited reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Pension Consulting Alliance, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Resolution Recovery Partners, L.P. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Lido Advisors, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Matter Family Office reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Guinness Wealth Management Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Gerda Advisors, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Valinor Management, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Optimum Financial Services Inc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Eso Capital Uk Limited reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Drr Partners Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Claros Fund Management Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Proprium Capital Partners, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Bretton Capital Management reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Coastal Capital Group, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Kondo Wealth Advisors, Inc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Omega Fund Management (Us) Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Ryan Labs Asset Management reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Anchorline Wealth Advisors, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Beacon Investment Advisory Services, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- The Fiduciary Group, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Schmitz Capital Partners reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Dorchester Wealth Management Company reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Acertus Capital Management, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Metropolitan Wealth Management reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Fidelity Management & Research (U.K.) Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Pictet Asset Manangement Sa. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Colony Capital Investment Advisors, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Capital Design Associates Group, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Stonegate Financial Group, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Clarity Managed Account Platform reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Everstream Energy Capital Management Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- East Bridge Capital Management Ltd. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Global Advisor Alliance, Accordia Americas, Ethos Private Wealt reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Exencial Wealth Advisors reported succeeding to the business of Another Adviser (Form ADV Item 4)