DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Focus Financial

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Matthew Louis MattheisenFocus Financial independent RIAGambit Capital Management, LLC independent RIARIA to RIAAug 3, 2026Jul 31, 2026
Daniel Lee SigurdsonFocus Financial independent RIAStrategic Wealth Group independent RIARIA to RIAOct 2, 2025Oct 1, 2025
Matthew David NelsonFocus Financial independent RIAOsaic Wealth, Inc. otherOtherJun 16, 2025Jan 13, 2014
Matthew Jon FinleyFocus Financial independent RIASavvy independent RIARIA to RIAJun 16, 2025Jul 17, 2025 (31 d)
Jacob John LarueFocus Financial independent RIASavvy independent RIARIA to RIAJun 16, 2025Jun 17, 2025
Karissa Ann MclarenFocus Financial independent RIASavvy independent RIARIA to RIAJun 16, 2025Jun 17, 2025
Grace HennenFocus Financial independent RIASavvy independent RIARIA to RIAJun 16, 2025Jun 17, 2025
Barbara Jean WebsterFocus Financial independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankMay 6, 2025Oct 6, 2025 (153 d)
Steven Scott HaagensonFocus Financial independent RIAOsaic Wealth, Inc. BD affiliatedRIA to affiliated broker-dealer or bankMay 2, 2024Nov 3, 2022
Michael John WochnickFocus Financial independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankMay 2, 2024Apr 15, 2024
Jed Andrew LundFocus Financial independent RIAOsaic Wealth, Inc. BD affiliatedRIA to affiliated broker-dealer or bankMay 2, 2024Feb 28, 2024
Jacob Brant FlemingFocus Financial independent RIAOsaic Wealth, Inc. BD affiliatedRIA to affiliated broker-dealer or bankMay 2, 2024Feb 20, 2024
Andrew KoetterFocus Financial independent RIAOsaic Wealth, Inc. BD affiliatedRIA to affiliated broker-dealer or bankMay 2, 2024Aug 23, 2021
Alicia KapusFocus Financial independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankMay 2, 2024Apr 15, 2024
Peter HaagensonFocus Financial independent RIAOsaic Wealth, Inc. BD affiliatedRIA to affiliated broker-dealer or bankMay 2, 2024Feb 15, 2024
James Manning HanniganFocus Financial independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankApr 1, 2024Mar 28, 2024
Stephen Lee PapineauFocus Financial independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankApr 1, 2024Mar 28, 2024
Carrie Lynn AntonFocus Financial independent RIAOsaic Wealth, Inc. BD affiliatedRIA to affiliated broker-dealer or bankMar 1, 2024Mar 1, 2024
Timofey Matveyevich DrozdovFocus Financial independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankFeb 22, 2024Mar 7, 2024
Brian James ConnellyFocus Financial independent RIASecurities America Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankDec 21, 2023Dec 15, 2023
Timothy Ronald EvonFocus Financial independent RIARedhawk Wealth Advisors, Inc. mixed wealthRIA to RIAOct 3, 2023Oct 2, 2023
Michael David TrnkaFocus Financial independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankOct 3, 2023Oct 9, 2023
Peter J ThoresenFocus Financial independent RIARedhawk Wealth Advisors, Inc. mixed wealthRIA to RIAOct 3, 2023Oct 2, 2023
Joseph E. MontgomeryFocus Financial independent RIAThrivent Investment Management Inc. BD affiliatedRIA to affiliated broker-dealer or bankDec 31, 2022Jan 24, 2023
Trevor Dillon TillettFocus Financial independent RIAFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankDec 13, 2022Feb 13, 2023 (62 d)
Daniel Paul UeckerFocus Financial independent RIAPankonin Financial Group state registeredRIA to a state-registered adviserDec 2, 2022Dec 1, 2022
Ashton Gene PankoninFocus Financial independent RIAPankonin Financial Group state registeredRIA to a state-registered adviserDec 2, 2022Dec 1, 2022
Bradley Thomas DavisFocus Financial independent RIALPL Financial LLC independent RIARIA to RIAJun 23, 2022Jun 23, 2022
Loren EdbergFocus Financial independent RIALPL Financial LLC independent RIARIA to RIAJun 23, 2022Jun 21, 2022
Thomas Campbell DesousaFocus Financial independent RIALPL Financial LLC independent RIARIA to RIAJun 23, 2022Jun 21, 2022
Julia Sheriann JeromeFocus Financial independent RIACresset Asset Management, LLC independent RIARIA to RIAJun 23, 2022Jul 20, 2022
David Lee MadetzkeFocus Financial independent RIASecurities America Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJun 1, 2022Jun 2, 2022
Matthew Alan KrajniakFocus Financial independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankDec 22, 2021Dec 17, 2021
John J PalmatierFocus Financial independent RIAWells Fargo Advisors wirehouseRIA to wirehouseSep 20, 2021Oct 13, 2021
Juan A GuerreroFocus Financial independent RIAHilltop Securities Inc. BD affiliatedRIA to affiliated broker-dealer or bankApr 27, 2021May 10, 2021
Kyle Garret LottmanFocus Financial independent RIAElevate Capital Advisors independent RIARIA to RIADec 22, 2020Nov 18, 2020
Steven BackoffFocus Financial independent RIAWells Fargo Advisors wirehouseRIA to wirehouseMar 9, 2020Apr 3, 2020
Marc Richard KowalskiFocus Financial independent RIAKowalski Financial Inc. independent RIARIA to RIAApr 2, 2019Oct 18, 2019 (199 d)
Donald Eugene WilsonFocus Financial independent RIAUnited Planners' Financial Services Of America A Limited Partner independent RIARIA to RIAMay 14, 2018May 10, 2018
Catherine Ann PetersFocus Financial otherGradient Advisors, LLC otherOtherDec 11, 2014Dec 18, 2014
Thomas Dean JensonFocus Financial otherAmeriprise Financial Services, LLC national BDOtherJul 14, 2014May 28, 2014
Kyle Randall JonesFocus Financial otherVsr Advisory Services otherOtherJan 24, 2014Jan 30, 2014
Charles Jacob WedemeyerFocus Financial otherStrategic Advisers LLC national BDOtherAug 15, 2012Aug 1, 2014 (716 d)
Julieann Elizabeth SchroederFocus Financial otherUsadvisors Wealth Management, LLC no RAUMOtherNov 29, 2011Nov 28, 2011
Michael J MoshierFocus Financial otherCetera Advisor Networks LLC otherOtherOct 20, 2010Jan 8, 2014 (1176 d)
Anthony Gerard LetoFocus Financial otherAmeriprise Financial Services, LLC national BDOtherJun 9, 2010May 25, 2010
Glenn Willis SeibelFocus Financial otherCambridge Investment Research Advisors, Inc. otherOtherApr 2, 2008Nov 13, 2013 (2051 d)
Cynthia Lynnae TurkingtonFocus Financial otherCambridge Investment Research Advisors, Inc. otherOtherDec 6, 2007Dec 6, 2011 (1461 d)
Anne Michelle WardFocus Financial otherAllodium Investment Consultants, LLC otherOtherSep 21, 2007Jan 13, 2014 (2306 d)
Douglas Miles MockFocus Financial otherEverest Financial Group otherOtherDec 31, 2006Jan 31, 2014 (2588 d)
King Samuel KearnsFocus Financial otherEverest Financial Group otherOtherJan 17, 2006Feb 8, 2008 (752 d)
Tiow Dennis ChanFocus Financial otherEverest Financial Group otherOtherDec 31, 2005Jan 30, 2014 (2952 d)
Nikolas Paul WogstadFocus Financial otherEverest Financial Group otherOtherDec 5, 2005Jan 31, 2014 (2979 d)
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53 moves match.