DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Focus Financial

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Suzanna CoelhoUnited Planners' Financial Services Of America A Limited Partner independent RIAFocus Financial independent RIARIA to RIAAug 28, 2026Sep 4, 2026
Jason Anthony KuerschnerEdward Jones national BDFocus Financial independent RIAAffiliated broker-dealer or bank to independent RIAJul 30, 2025Sep 23, 2025 (55 d)
Evan Alfred ChangCetera Investment Advisers LLC BD affiliatedFocus Financial independent RIAAffiliated broker-dealer or bank to independent RIAMay 21, 2025May 23, 2025
Jack Robert MadrygaWells Fargo Advisors wirehouseFocus Financial independent RIAWirehouse to independent RIAMar 19, 2025Mar 25, 2025
Rex Gregory KautzmanCetera Investment Advisers LLC BD affiliatedFocus Financial independent RIAAffiliated broker-dealer or bank to independent RIADec 31, 2024Mar 4, 2025 (63 d)
David Henry PeckCharles Schwab & Co., Inc. national BDFocus Financial independent RIAAffiliated broker-dealer or bank to independent RIAJun 17, 2024Jul 15, 2024
James Richard MertzLPL Financial LLC BD affiliatedFocus Financial independent RIAAffiliated broker-dealer or bank to independent RIAJan 19, 2024Jan 12, 2024
Zechariah SchaeferAscent Personal Finance, LLC unclassifiedFocus Financial independent RIAOtherDec 8, 2023Dec 8, 2023
Erik John HenschellWells Fargo Advisors wirehouseFocus Financial independent RIAWirehouse to independent RIASep 8, 2023Sep 7, 2023
Matthew Richard BensonUnited Planners' Financial Services Of America A Limited Partner independent RIAFocus Financial independent RIARIA to RIAMar 31, 2023Apr 12, 2023
Steven Scott HaagensonAdvisornet Wealth Partners independent RIAFocus Financial independent RIARIA to RIAOct 14, 2022Oct 4, 2022
Jed Andrew LundAdvisornet Wealth Partners independent RIAFocus Financial independent RIARIA to RIASep 29, 2022Sep 27, 2022
Karl Jay KnuthsTd Ameritrade Investment Management, LLC independent RIAFocus Financial independent RIARIA to RIAJun 3, 2021Jun 18, 2021
Andrew KoetterCetera Investment Advisers LLC BD affiliatedFocus Financial independent RIAAffiliated broker-dealer or bank to independent RIAJan 19, 2021Feb 16, 2021
David Lee MadetzkeOsaic Wealth, Inc. BD affiliatedFocus Financial otherOtherDec 10, 2019Jan 17, 2014
Matthew Steven SvendsenWells Fargo Advisors wirehouseFocus Financial independent RIAWirehouse to independent RIASep 4, 2019Sep 18, 2019
Matthew Louis MattheisenCharles Schwab & Co., Inc. national BDFocus Financial independent RIAAffiliated broker-dealer or bank to independent RIANov 9, 2018Nov 1, 2018
Jacob L. O'KeefeMML Investors Services, LLC BD affiliatedFocus Financial independent RIAAffiliated broker-dealer or bank to independent RIANov 2, 2018Nov 5, 2018
James David EnnisVoya Financial Advisors, Inc. BD affiliatedFocus Financial independent RIAAffiliated broker-dealer or bank to independent RIAOct 2, 2018Oct 4, 2018
Barbara Jean WebsterAmeriprise Financial Services, LLC national BDFocus Financial independent RIAAffiliated broker-dealer or bank to independent RIAJul 9, 2018Jun 28, 2018
Matthew Jon FinleyInvestors Financial Group independent RIAFocus Financial otherOtherMar 22, 2018Mar 20, 2018
Barbara Jane MoserMoser & Heier Financial Solutions unclassifiedFocus Financial otherOtherDec 31, 2017Oct 3, 2016
Connie Lynn HeierMoser & Heier Financial Solutions unclassifiedFocus Financial otherOtherDec 31, 2017Oct 3, 2016
Christopher Ross HansonNorthwestern Mutual Investment Services,LLC no RAUMFocus Financial otherOtherNov 17, 2017Nov 21, 2017
Dylan Gary AeikensAvantax Advisory Services otherFocus Financial otherOtherJul 31, 2017Aug 8, 2017
Paul Anthony UnderdahlAmeriprise Financial Services, LLC national BDFocus Financial otherOtherMay 5, 2017May 10, 2017
Ashton Gene PankoninWaddell & Reed otherFocus Financial otherOtherMay 2, 2017May 1, 2017
Bradley Thomas DavisInvest Financial Corporation otherFocus Financial otherOtherNov 17, 2016Nov 17, 2016
Loren EdbergInvest Financial Corporation otherFocus Financial otherOtherNov 17, 2016Nov 17, 2016
Matthew Alan KrajniakOsaic Wealth, Inc. otherFocus Financial otherOtherOct 20, 2016Oct 20, 2016
Chris Lee GrosskreutzSii Investments, Inc. otherFocus Financial otherOtherMay 20, 2016May 27, 2016
Joseph E. MontgomeryAmeriprise Financial Services, LLC national BDFocus Financial otherOtherJan 26, 2015Jan 14, 2015
Melissa Jayne MansfieldAmeriprise Financial Services, LLC national BDFocus Financial otherOtherJan 26, 2015Jan 14, 2015
Fredrick John TroendleAmeriprise Financial Services, LLC national BDFocus Financial otherOtherJan 14, 2015Jan 14, 2015
Michael David TrnkaLPL Financial LLC otherFocus Financial otherOtherDec 2, 2014Dec 3, 2014
David William MatthewsAmeriprise Financial Services, LLC national BDFocus Financial otherOtherOct 27, 2014Mar 27, 2015 (151 d)
Trenton Robert KerrEdward Jones national BDFocus Financial otherOtherJul 11, 2014Jan 7, 2015 (180 d)
Kyle Randall JonesMilitello Wealth Management, L.L.C. otherFocus Financial otherOtherJan 30, 2014Aug 15, 2011
Carrie Lynn AntonBerthel Fisher & Company Financial Services, Inc. otherFocus Financial otherOtherDec 5, 2013Feb 28, 2014 (85 d)
John J PalmatierCl Wealth Management LLC otherFocus Financial otherOtherSep 16, 2013Mar 20, 2015 (550 d)
Carl James ArrellValic Financial Advisors, Inc. otherFocus Financial otherOtherFeb 2, 2012Dec 9, 2013 (676 d)
Michael F PielEquity Design Advisors, LLC unclassifiedFocus Financial otherOtherMar 31, 2011Feb 15, 2011
Gregory George BrownEquity Design Advisors, LLC unclassifiedFocus Financial otherOtherMar 31, 2011Feb 15, 2011
Frank Matteo GrisetaWells Fargo Advisors wirehouseFocus Financial otherOtherMar 12, 2010Mar 9, 2010
Rhonda Marie KerkhoffInvest Financial Corporation otherFocus Financial otherOtherJul 9, 2009Dec 16, 2013 (1621 d)
Tracey Marie SimonsonInvestment Centers Of America, Inc. otherFocus Financial otherOtherMay 8, 2009Dec 17, 2013 (1684 d)
Anthony Gerard LetoAmeriprise Financial Services, LLC national BDFocus Financial otherOtherJul 17, 2007Mar 24, 2008 (251 d)
Walter Danforth FleakTransamerica Financial Advisors, LLC otherFocus Financial independent RIAOtherJul 11, 2007Aug 23, 2021 (5157 d)
Michael James HochstetlerAmeriprise Financial Services, LLC national BDFocus Financial otherOtherMay 24, 2007Dec 10, 2013 (2392 d)
James T. DonnellyWells Fargo Investments, LLC unclassifiedFocus Financial otherOtherDec 4, 2006Dec 9, 2013 (2562 d)
Matthew David NelsonCuna Brokerage Services, Inc. otherFocus Financial otherOtherOct 25, 2006Nov 27, 2006 (33 d)
Anne Michelle WardAmeriprise Financial Services, LLC national BDFocus Financial otherOtherOct 31, 2003Dec 7, 2005 (768 d)
Elizabeth Ellen VillaltaRBC Capital Markets, LLC national BDFocus Financial otherOtherFeb 20, 2003Dec 19, 2013 (3955 d)
Darin Philip GlanzerWaddell & Reed otherFocus Financial otherOtherSep 18, 2002Feb 25, 2005 (891 d)
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54 moves match.