DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Annex Wealth Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Faith Elizabeth Schanowski | Annex Wealth Management, LLC independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Sep 8, 2026 | Aug 17, 2026 |
| James Mathew Schaeve | Annex Wealth Management, LLC independent RIA | Intellicents Investment Solutions Inc mixed wealth | RIA to RIA | Sep 8, 2026 | Aug 31, 2026 |
| Mark Alan Pent | Annex Wealth Management, LLC independent RIA | Daymark Wealth Partners, LLC independent RIA | RIA to RIA | Aug 7, 2026 | Jul 13, 2026 |
| Jeffrey David Daye | Annex Wealth Management, LLC independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 15, 2026 | Sep 4, 2026 (51 d) |
| Grant Tanner Moll | Annex Wealth Management, LLC independent RIA | Johnson Wealth Inc. mixed wealth | RIA to RIA | Apr 9, 2026 | Mar 24, 2026 |
| Brandon Lehman | Annex Wealth Management, LLC independent RIA | Merit Financial Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Jan 29, 2026 | May 14, 2026 (105 d) |
| Kyle Bradley Svetlik | Annex Wealth Management, LLC independent RIA | Mercer Global Advisors Inc. independent RIA | RIA to RIA | Jan 2, 2026 | Jan 12, 2026 |
| Ryan Van Blarcom | Annex Wealth Management, LLC independent RIA | Aprio Wealth Management, LLC independent RIA | RIA to RIA | Jan 2, 2026 | Jan 21, 2026 |
| Matthew Adam Kulakow | Annex Wealth Management, LLC independent RIA | Operose Advisors LLC independent RIA | RIA to RIA | Dec 4, 2025 | Dec 11, 2025 |
| Nikita A. Kibardin | Annex Wealth Management, LLC independent RIA | Madison Partners independent RIA | RIA to RIA | Nov 13, 2025 | Nov 20, 2025 |
| Trevor Nargis | Annex Wealth Management, LLC independent RIA | Northwestern Mutual Investment Services,LLC no RAUM | Other | Nov 6, 2025 | Feb 4, 2026 (90 d) |
| Matthew Joseph Morzy | Annex Wealth Management, LLC independent RIA | Merit Financial Advisors independent RIA | RIA to RIA | Oct 23, 2025 | Jan 12, 2026 (81 d) |
| Allison Marie Moeschberger | Annex Wealth Management, LLC independent RIA | Johnson Wealth Inc. mixed wealth | RIA to RIA | Oct 23, 2025 | Oct 30, 2025 |
| Kaylee Jade Urbanek | Annex Wealth Management, LLC independent RIA | Curran Financial Partners, LLC independent RIA | RIA to RIA | Oct 23, 2025 | Oct 27, 2025 |
| Daniel William Wilson | Annex Wealth Management, LLC independent RIA | Aprio Wealth Management, LLC independent RIA | RIA to RIA | Sep 26, 2025 | Jan 1, 2026 (97 d) |
| Amy Jean Bremmer | Annex Wealth Management, LLC independent RIA | Ellenbecker Investment Group independent RIA | RIA to RIA | Sep 26, 2025 | Sep 21, 2025 |
| Kenneth Ray Bellinger | Annex Wealth Management, LLC independent RIA | Johnson Wealth Inc. mixed wealth | RIA to RIA | Sep 26, 2025 | Sep 25, 2025 |
| Mark Ronald Strey | Annex Wealth Management, LLC independent RIA | Neptune Wealth state registered | RIA to a state-registered adviser | Sep 19, 2025 | Sep 7, 2025 |
| Jeffrey Lawrence Pierce | Annex Wealth Management, LLC independent RIA | Johnson Wealth Inc. mixed wealth | RIA to RIA | Jul 3, 2025 | Aug 11, 2025 (39 d) |
| James John Mcknight | Annex Wealth Management, LLC independent RIA | Cibc Private Wealth Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Mar 27, 2025 | Oct 9, 2025 (196 d) |
| Robert Clinton Chastain | Annex Wealth Management, LLC independent RIA | Neptune Wealth state registered | RIA to a state-registered adviser | Feb 21, 2025 | Jan 14, 2026 (327 d) |
| Jacob Rabay | Annex Wealth Management, LLC independent RIA | Empower Advisory Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 3, 2025 | Jul 9, 2025 (187 d) |
| Janessa Lou Price | Annex Wealth Management, LLC independent RIA | Prosperilux LLC state registered | RIA to a state-registered adviser | Apr 26, 2024 | Apr 8, 2025 (347 d) |
| Blaine T Disrud | Annex Wealth Management, LLC independent RIA | Spectrum Investment Advisors, Inc. mixed wealth | RIA to RIA | Apr 11, 2024 | Apr 24, 2024 |
| Nicholas Kavelaris | Annex Wealth Management, LLC independent RIA | Fidelity Personal And Workplace Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Mar 18, 2024 | Nov 18, 2024 (245 d) |
| Ryan John Lundeen | Annex Wealth Management, LLC independent RIA | Ellenbecker Investment Group independent RIA | RIA to RIA | Jan 12, 2023 | May 16, 2023 (124 d) |
| Randall John Winkler | Annex Wealth Management, LLC independent RIA | Drake & Associates, LLC independent RIA | RIA to RIA | Nov 17, 2022 | Dec 7, 2022 |
| Jason Eugene Ganiere | Annex Wealth Management, LLC independent RIA | Iag Wealth Partners, LLC independent RIA | RIA to RIA | May 16, 2022 | Aug 3, 2022 (79 d) |
| Joseph Herron | Annex Wealth Management, LLC independent RIA | Empower Advisory Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 1, 2022 | Apr 14, 2022 |
| Richard Allan Kula | Annex Wealth Management, LLC independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 18, 2022 | Mar 21, 2022 |
| Bryan Keefe Fiore | Annex Wealth Management, LLC independent RIA | Uhler Vertich White Advisors independent RIA | RIA to RIA | Oct 26, 2021 | Jan 13, 2022 (79 d) |
| Jeremy Ying Lee | Annex Wealth Management, LLC independent RIA | Personal Capital Advisors Corporation independent RIA | RIA to RIA | Jul 27, 2021 | Aug 16, 2021 |
| Michael Steven Roth | Annex Wealth Management, LLC independent RIA | Russell Investments other | Other | Jul 22, 2021 | May 22, 2025 (1400 d) |
| Ronald W Johnson | Annex Wealth Management, LLC independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jun 1, 2021 | Aug 3, 2021 (63 d) |
| Zachary Ronald Jaro | Annex Wealth Management, LLC independent RIA | Baker Tilly Wealth Management, LLC mixed wealth | RIA to RIA | Mar 3, 2021 | Mar 2, 2021 |
| Mark Michael Oswald | Annex Wealth Management, LLC independent RIA | Aegis Financial independent RIA | RIA to RIA | Oct 15, 2020 | Mar 25, 2021 (161 d) |
| Christopher John Weber | Annex Wealth Management, LLC independent RIA | Morgan Stanley wirehouse | RIA to wirehouse | Jul 7, 2020 | Jun 22, 2020 |
| Jordan Brown | Annex Wealth Management, LLC independent RIA | Northwestern Mutual Investment Services,LLC no RAUM | Other | Oct 23, 2019 | May 28, 2020 (218 d) |
| Amanda Mary Nowaczynski | Annex Wealth Management, LLC independent RIA | Operose Advisors LLC independent RIA | RIA to RIA | Oct 23, 2019 | Jul 6, 2023 (1352 d) |
| Eugene Michael Duffy | Annex Wealth Management, LLC independent RIA | Edward Jones national BD | RIA to affiliated broker-dealer or bank | Jun 17, 2019 | Dec 6, 2019 (172 d) |
| Allen Richard Dearing | Annex Wealth Management, LLC independent RIA | Grove Point Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 30, 2019 | Apr 1, 2021 (702 d) |
| John Gerard Sobiech | Annex Wealth Management, LLC independent RIA | Grove Point Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 30, 2019 | Apr 1, 2021 (702 d) |
| Clifton Howard Mcwhorter | Annex Wealth Management, LLC independent RIA | Grove Point Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 30, 2019 | Apr 1, 2021 (702 d) |
| Joseph Anthony Schilz | Annex Wealth Management, LLC independent RIA | H. Beck, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 30, 2019 | May 1, 2019 |
| Dean Arthur Strom | Annex Wealth Management, LLC independent RIA | Grove Point Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 30, 2019 | Apr 1, 2021 (702 d) |
| Nicholas Dean Johnson | Annex Wealth Management, LLC independent RIA | H. Beck, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 30, 2019 | May 3, 2019 |
| Susan Jean Sturm-Bailey | Annex Wealth Management, LLC independent RIA | Cambridge Investment Research Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jan 14, 2019 | Jan 16, 2019 |
| John Clarence Bodden | Annex Wealth Management, LLC independent RIA | Harbour Investments, Inc. independent RIA | RIA to RIA | Apr 16, 2018 | Apr 16, 2018 |
| Jay Allen Schwab | Annex Wealth Management, LLC independent RIA | Thrivent Investment Management Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 9, 2018 | Apr 10, 2018 |
| Chad Alan Fawcett | Annex Wealth Management, LLC other | Creative Planning other | Other | Nov 2, 2017 | Nov 6, 2017 |
| Michael John Koerner | Annex Wealth Management, LLC other | Iag Wealth Partners, LLC other | Other | Aug 9, 2017 | Sep 26, 2017 (48 d) |
| Daniel Patrick Brown | Annex Wealth Management, LLC other | Richardson Capital Management, LLC independent RIA | Other | May 12, 2017 | Jan 21, 2025 (2811 d) |
| David Carl Mills | Annex Wealth Management, LLC other | Investment Centers Of America, Inc. other | Other | Jul 13, 2016 | Jul 1, 2016 |
| Daniel Ralph Krueger | Annex Wealth Management, LLC other | Harbour Investments, Inc. other | Other | May 27, 2016 | May 16, 2016 |
| Regan Stuart Smith | Annex Wealth Management, LLC other | Vista Wealth Management, LLC other | Other | May 27, 2016 | Feb 1, 2017 (250 d) |
| Kurtis Lee Maltby | Annex Wealth Management, LLC other | Morgan Stanley wirehouse | Other | Feb 25, 2016 | Feb 12, 2016 |
| Scott A Dziubek | Annex Wealth Management, LLC other | Ameriprise Financial Services, LLC national BD | Other | Jan 15, 2016 | Jan 8, 2016 |
| Paul Nowak | Annex Wealth Management, LLC other | Ameriprise Financial Services, LLC national BD | Other | Jan 15, 2016 | Jan 8, 2016 |
| Kevin Michael Nemoir | Annex Wealth Management, LLC other | Ameriprise Financial Services, LLC national BD | Other | Jan 15, 2016 | Dec 18, 2015 |
| Neil Lawrence Dunham | Annex Wealth Management, LLC other | Osaic Wealth, Inc. BD affiliated | Other | Aug 14, 2015 | Aug 26, 2026 (4030 d) |
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72 moves match.