DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Annex Wealth Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Granthem James Beck | Liberty Financial Group, Inc. independent RIA | Annex Wealth Management, LLC independent RIA | RIA to RIA | May 21, 2026 | Jan 13, 2026 |
| Michael Patrick Donnan | Mcglone Suttner Wealth Management, Inc. independent RIA | Annex Wealth Management, LLC independent RIA | RIA to RIA | May 12, 2026 | Jun 18, 2026 (37 d) |
| John Charles Himmelspach | Cetera Investment Advisers LLC BD affiliated | Annex Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 8, 2026 | May 5, 2026 |
| Beau Gross | Lido independent RIA | Annex Wealth Management, LLC independent RIA | RIA to RIA | Apr 8, 2026 | May 5, 2026 |
| Grant Tanner Moll | Fisher Investments independent RIA | Annex Wealth Management, LLC independent RIA | RIA to RIA | Feb 10, 2026 | Feb 17, 2026 |
| Andrew Ronald Rehorst | UBS Financial Services Inc. wirehouse | Annex Wealth Management, LLC independent RIA | Wirehouse to independent RIA | Jan 27, 2026 | Jan 13, 2026 |
| Bronwyn Theisen | J.P. Morgan Securities LLC wirehouse | Annex Wealth Management, LLC independent RIA | Wirehouse to independent RIA | Dec 14, 2025 | Jan 2, 2026 |
| Nicholas Enea | Wfa Asset Management Corp independent RIA | Annex Wealth Management, LLC independent RIA | RIA to RIA | Dec 4, 2025 | Nov 13, 2025 |
| Marilou Davido | Wfa Asset Management Corp independent RIA | Annex Wealth Management, LLC independent RIA | RIA to RIA | Dec 4, 2025 | Nov 13, 2025 |
| Jake Robert Janicek | Wfa Asset Management Corp independent RIA | Annex Wealth Management, LLC independent RIA | RIA to RIA | Dec 4, 2025 | Nov 13, 2025 |
| Russell Joseph Enea | Wfa Asset Management Corp independent RIA | Annex Wealth Management, LLC independent RIA | RIA to RIA | Dec 4, 2025 | Nov 13, 2025 |
| Ryan Jeffrey Komas | Wfa Asset Management Corp independent RIA | Annex Wealth Management, LLC independent RIA | RIA to RIA | Dec 4, 2025 | Nov 13, 2025 |
| Connor J Allen | Robert W. Baird & Co. Incorporated mixed wealth | Annex Wealth Management, LLC independent RIA | RIA to RIA | Oct 28, 2025 | Oct 31, 2025 |
| Dylan Christopher Adler | World Investment Advisors, LLC other | Annex Wealth Management, LLC independent RIA | Other | Sep 24, 2025 | Sep 30, 2025 |
| Michael Dodge | Fifth Third Securities, Inc. BD affiliated | Annex Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 30, 2025 | Jul 16, 2025 |
| Anthony David Mlachnik | Northrock Partners, LLC independent RIA | Annex Wealth Management, LLC independent RIA | RIA to RIA | May 19, 2025 | Jul 9, 2025 (51 d) |
| Daniel William Wilson | Johnson Wealth Inc. mixed wealth | Annex Wealth Management, LLC independent RIA | RIA to RIA | Mar 11, 2025 | Apr 3, 2025 |
| Charles Sebastian Claussen | Transcend Advisor Group, LLC independent RIA | Annex Wealth Management, LLC independent RIA | RIA to RIA | Jan 28, 2025 | Jan 27, 2025 |
| Allison Marie Moeschberger | Creative Planning independent RIA | Annex Wealth Management, LLC independent RIA | RIA to RIA | Sep 30, 2024 | Oct 13, 2024 |
| Jeffrey Lawrence Pierce | The Mather Group, LLC independent RIA | Annex Wealth Management, LLC independent RIA | RIA to RIA | Apr 10, 2024 | Jun 25, 2024 (76 d) |
| Austin A Grandinetti | Morgan Stanley wirehouse | Annex Wealth Management, LLC independent RIA | Wirehouse to independent RIA | Apr 10, 2024 | May 23, 2024 (43 d) |
| Andrew Allen Eichel | Cetera Investment Advisers LLC BD affiliated | Annex Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 27, 2023 | Oct 31, 2023 |
| Janessa Lou Price | Harbour Investments, Inc. independent RIA | Annex Wealth Management, LLC independent RIA | RIA to RIA | May 10, 2023 | May 5, 2023 |
| Kevin Trecek | Thrivent Investment Management Inc. BD affiliated | Annex Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 10, 2023 | May 12, 2023 |
| Brian James Jacobsen | Allspring Funds Management, LLC asset manager | Annex Wealth Management, LLC independent RIA | Other | May 4, 2023 | May 4, 2023 |
| James John Mcknight | Charles Schwab & Co., Inc. national BD | Annex Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 14, 2023 | Jun 19, 2023 (97 d) |
| David James Fisher | Johnson Wealth Inc. mixed wealth | Annex Wealth Management, LLC independent RIA | RIA to RIA | Nov 15, 2022 | Nov 7, 2022 |
| Frederick Andre Coleman | Robert W. Baird & Co. Incorporated mixed wealth | Annex Wealth Management, LLC independent RIA | RIA to RIA | Sep 29, 2022 | Oct 11, 2022 |
| Robert Clinton Chastain | Cuna Brokerage Services, Inc. BD affiliated | Annex Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 17, 2022 | May 26, 2022 |
| Jeffrey David Daye | Cliftonlarsonallen Wealth Advisors, LLC BD affiliated | Annex Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 4, 2022 | Apr 27, 2022 |
| Asbjorn Edward Sanders | J.P. Morgan Securities LLC wirehouse | Annex Wealth Management, LLC independent RIA | Wirehouse to independent RIA | Apr 2, 2022 | May 4, 2022 (32 d) |
| George Anthony Parkhill | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Annex Wealth Management, LLC independent RIA | Wirehouse to independent RIA | Mar 1, 2022 | Apr 30, 2026 (1521 d) |
| Gregory Vidmar | Woodbury Financial Services, Inc. BD affiliated | Annex Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 9, 2021 | Sep 14, 2021 |
| Katherine Mayhew Doyle | Reinhart Partners, LLC mixed wealth | Annex Wealth Management, LLC independent RIA | RIA to RIA | Jun 22, 2021 | Jun 15, 2026 (1819 d) |
| Allen Richard Dearing | H. Beck, Inc. BD affiliated | Annex Wealth Management, LLC other | Other | Apr 1, 2021 | Jun 19, 2012 |
| John Gerard Sobiech | H. Beck, Inc. BD affiliated | Annex Wealth Management, LLC other | Other | Apr 1, 2021 | Dec 6, 2012 |
| Clifton Howard Mcwhorter | H. Beck, Inc. BD affiliated | Annex Wealth Management, LLC other | Other | Apr 1, 2021 | Jun 29, 2012 |
| Dean Arthur Strom | H. Beck, Inc. BD affiliated | Annex Wealth Management, LLC other | Other | Apr 1, 2021 | May 7, 2012 |
| Noi Sayaovong | Voit & Company, LLC independent RIA | Annex Wealth Management, LLC independent RIA | RIA to RIA | Mar 31, 2021 | Dec 10, 2020 |
| Blaine T Disrud | Voit & Company, LLC independent RIA | Annex Wealth Management, LLC independent RIA | RIA to RIA | Mar 31, 2021 | Dec 15, 2020 |
| Joseph Herron | Transamerica Retirement Advisors, LLC BD affiliated | Annex Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 11, 2021 | Jun 1, 2021 (110 d) |
| Nikita A. Kibardin | U.S. Bancorp Investments, Inc. BD affiliated | Annex Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 3, 2020 | Mar 22, 2022 (504 d) |
| Sarah Jane Kyle | Bmo Harris Financial Advisors, Inc BD affiliated | Annex Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 15, 2020 | Mar 31, 2022 (532 d) |
| Thomas James Berkholtz | Kalos Management BD affiliated | Annex Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 2, 2020 | Sep 23, 2020 |
| Brian Andrew Bartholomew | Choreo, LLC independent RIA | Annex Wealth Management, LLC independent RIA | RIA to RIA | Jan 6, 2020 | Feb 20, 2020 (45 d) |
| Jeffrey Lynn Stanich | Nadler Financial Group, Inc. independent RIA | Annex Wealth Management, LLC independent RIA | RIA to RIA | Jan 2, 2020 | Jul 30, 2020 (210 d) |
| Bryan Keefe Fiore | Td Ameritrade, Inc. no RAUM | Annex Wealth Management, LLC independent RIA | Other | Nov 6, 2019 | Dec 11, 2019 (35 d) |
| Brandon Lehman | Mariner BD affiliated | Annex Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 1, 2019 | Oct 28, 2019 |
| Naomi Karol Ackley | Midland Financial Advisors, Inc. independent RIA | Annex Wealth Management, LLC independent RIA | RIA to RIA | Sep 16, 2019 | Oct 14, 2019 |
| Matthew Ross Krenke | Asc 401(K) Management independent RIA | Annex Wealth Management, LLC independent RIA | RIA to RIA | Nov 30, 2018 | Mar 7, 2019 (97 d) |
| Jordan Brown | Charles Schwab & Co., Inc. national BD | Annex Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 16, 2018 | Feb 12, 2019 (88 d) |
| Mark Alan Pent | UBS Financial Services Inc. wirehouse | Annex Wealth Management, LLC independent RIA | Wirehouse to independent RIA | May 18, 2018 | Nov 26, 2019 (557 d) |
| Mark Ronald Strey | Mutual Of Omaha Investor Services, Inc. no RAUM | Annex Wealth Management, LLC other | Other | Feb 26, 2018 | Feb 28, 2018 |
| Sharon Green | Sii Investments, Inc. BD affiliated | Annex Wealth Management, LLC other | Other | Jan 16, 2018 | Jan 25, 2005 |
| Zachary Ronald Jaro | Raymond James Financial Services Advisors, Inc other | Annex Wealth Management, LLC other | Other | Dec 18, 2017 | Jan 29, 2018 (42 d) |
| Eric Gustav Strom | Ssn Advisory, Inc. other | Annex Wealth Management, LLC other | Other | Dec 11, 2017 | Jan 29, 2018 (49 d) |
| Cynthia Jean Storm Fischer | Sii Investments, Inc. other | Annex Wealth Management, LLC other | Other | Nov 1, 2017 | Dec 3, 2004 |
| Stanley Leonard Zurawski | Sii Investments, Inc. other | Annex Wealth Management, LLC other | Other | Sep 28, 2017 | Feb 13, 2009 |
| Michael John Mihm | Bmo Harris Financial Advisors, Inc other | Annex Wealth Management, LLC other | Other | Sep 12, 2017 | Oct 10, 2017 |
| Brandon Arps | H. Beck, Inc. other | Annex Wealth Management, LLC other | Other | Jan 23, 2017 | Jan 27, 2017 |
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92 moves match.