DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Bolton Global Asset Management

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Ricardo Andres SucreBolton Global Asset Management BD affiliatedAmerant Investments, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAJul 2, 2026Jul 7, 2026
Diogo CavalcantiBolton Global Asset Management BD affiliatedBrasil Plural Investment Advisor LLC mixed wealthAffiliated broker-dealer or bank to independent RIAJun 1, 2026Jun 10, 2026
Franklin ChristophersBolton Global Asset Management BD affiliatedStonex Advisors Inc. BD affiliatedAffiliated broker-dealer or bank to anotherApr 20, 2026Apr 27, 2026
Eduardo Solano ArroyoBolton Global Asset Management mixed wealthInsigneo Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankMar 9, 2026Mar 10, 2026
Gustavo Enrique AlfonsoBolton Global Asset Management mixed wealthStonex Advisors Inc. BD affiliatedRIA to affiliated broker-dealer or bankDec 22, 2025Nov 13, 2025
Sugeidy V MederosBolton Global Asset Management mixed wealthStonex Advisors Inc. BD affiliatedRIA to affiliated broker-dealer or bankDec 22, 2025Nov 17, 2025
Robert BallestasBolton Global Asset Management mixed wealthJ.P. Morgan Securities LLC wirehouseRIA to wirehouseOct 31, 2025Jul 31, 2026 (273 d)
Nicolas Guido SchreiberBolton Global Asset Management mixed wealthInsigneo Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankOct 23, 2025Oct 29, 2025
Santiago FrancoBolton Global Asset Management mixed wealthSantander Securities BD affiliatedRIA to affiliated broker-dealer or bankAug 7, 2025Sep 16, 2025 (40 d)
Jennifer RamosBolton Global Asset Management mixed wealthInsigneo Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankJul 10, 2025Jul 25, 2025
Ariel MaterinBolton Global Asset Management mixed wealthInsigneo Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankJul 10, 2025Jul 11, 2025
Erica Irene GrahamBolton Global Asset Management mixed wealthPerigon Wealth Management, LLC independent RIARIA to RIAApr 3, 2025May 15, 2025 (42 d)
Luisa E. Oropeza FilardoBolton Global Asset Management mixed wealthMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRIA to wirehouseApr 2, 2025Apr 4, 2025
Jeffrey Mark PerasBolton Global Asset Management mixed wealthLincoln Investment independent RIARIA to RIAJan 2, 2025Feb 26, 2025 (55 d)
Antonella B QuirogaBolton Global Asset Management mixed wealthMorgan Stanley wirehouseRIA to wirehouseSep 3, 2024Sep 12, 2024
Luis CavazosBolton Global Asset Management mixed wealthPruco Securities, LLC BD affiliatedRIA to affiliated broker-dealer or bankJun 10, 2024Jun 11, 2024
Michael Robert AverettBolton Global Asset Management mixed wealthInsigneo Advisory Services, LLC mixed wealthRIA to RIAJan 26, 2024Feb 23, 2024
Aidan D MejiaBolton Global Asset Management mixed wealthCharles Schwab & Co., Inc. national BDRIA to affiliated broker-dealer or bankJan 8, 2024Feb 29, 2024 (52 d)
Carlos Jose Pena VelazcoBolton Global Asset Management mixed wealthOcean Financial Advisors LLC state registeredRIA to a state-registered adviserMay 11, 2023Jun 7, 2024 (393 d)
Manuel UrangaBolton Global Asset Management mixed wealthInsigneo Advisory Services, LLC mixed wealthRIA to RIAJan 30, 2023Jan 27, 2023
Christopher MuthuverenBolton Global Asset Management mixed wealthCitigroup Global Markets Inc. BD affiliatedRIA to affiliated broker-dealer or bankAug 30, 2022Sep 1, 2022
Daniel A OlivaresBolton Global Asset Management mixed wealthMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRIA to wirehouseAug 16, 2022Sep 28, 2022 (43 d)
Jennifer AguerrebereBolton Global Asset Management mixed wealthGreenwood Family Advisors LLC independent RIARIA to RIAJun 17, 2021Jul 28, 2021 (41 d)
Steven Michael DillhoffBolton Global Asset Management BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherOct 12, 2020Oct 5, 2020
Felipe JaramilloBolton Global Asset Management BD affiliatedBallestas Advisors state registeredAffiliated broker-dealer or bank to a state-registered adviserOct 28, 2019Aug 22, 2017
Karen Dolan CurranBolton Global Asset Management BD affiliatedCommonwealth Financial Network national BDAffiliated broker-dealer or bank to anotherOct 14, 2019Oct 11, 2019
Molly Ann KeeganBolton Global Asset Management BD affiliatedCommonwealth Financial Network national BDAffiliated broker-dealer or bank to anotherOct 14, 2019Oct 11, 2019
Zonia C PullenBolton Global Asset Management BD affiliatedPrimerica Advisors national BDAffiliated broker-dealer or bank to anotherDec 31, 2018Feb 2, 2021 (764 d)
Olga E LopezBolton Global Asset Management BD affiliatedMorgan Stanley wirehouseAffiliated broker-dealer or bank to wirehouseMay 29, 2018Jun 2, 2018
Bruce Anthony ZaroBolton Global Asset Management otherPento Portfolio Strategies, LLC independent RIAOtherMar 1, 2018Nov 4, 2011
John Ware MosesBolton Global Asset Management otherCantella & Co., Inc. otherOtherDec 31, 2017Jan 29, 2018
Donald E GilbertBolton Global Asset Management otherGilbert Investment Management state registeredOtherDec 31, 2017Jan 24, 2018
James Michael JiaoBolton Global Asset Management otherAdi Dassler International Family Office USA Limited Partnership no RAUMOtherNov 8, 2017Nov 17, 2017
Terese A RobertsBolton Global Asset Management otherPrivate Advisor Group, LLC otherOtherOct 30, 2017Nov 27, 2017
Thomas O HayesBolton Global Asset Management otherLPL Financial LLC otherOtherJun 7, 2017Jul 18, 2017 (41 d)
Jacques FrenkelBolton Global Asset Management otherB. Riley Wealth Advisors, Inc. otherOtherSep 6, 2016Sep 9, 2016
Larry Raphael RozasBolton Global Asset Management otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherJan 29, 2016Feb 8, 2016
Stephan RogersBolton Global Asset Management otherH. Beck, Inc. otherOtherDec 31, 2015Dec 26, 2017 (726 d)
Charles Daniel SearsBolton Global Asset Management otherSagepoint Financial, Inc. otherOtherDec 31, 2015Dec 2, 2015
Jesse P BessettBolton Global Asset Management otherFlagship Harbor Advisors, LLC otherOtherDec 16, 2015Dec 11, 2015
Thomas Marshall WilliamsBolton Global Asset Management otherFlagship Harbor Advisors, LLC otherOtherDec 15, 2015Dec 11, 2015
Edward Joseph MarinucciBolton Global Asset Management otherFlagship Harbor Advisors, LLC otherOtherDec 15, 2015Dec 11, 2015
Felix Rafael FuertesBolton Global Asset Management otherNortheast Asset Management LLC otherOtherJun 1, 2015Jun 22, 2015
John Carlos SalasBolton Global Asset Management otherPortfolio Resources Advisor Group, Inc. otherOtherDec 31, 2014Aug 11, 2015 (223 d)
Edward Francisco SalasBolton Global Asset Management otherParadigm Investment Management otherOtherDec 31, 2014Jun 12, 2015 (163 d)
Tadd Merrill KillpackBolton Global Asset Management otherInternational Assets Investment Management, LLC otherOtherDec 31, 2014Jan 9, 2015
Joseph Paul GiambroneBolton Global Asset Management otherJpg Wealth Management state registeredOtherDec 31, 2014Apr 15, 2015 (105 d)
Javier Alberto LoretoBolton Global Asset Management otherHarbor Ithaka no RAUMOtherOct 2, 2014Jan 21, 2015 (111 d)
Adriana M PerezBolton Global Asset Management otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherSep 8, 2014Sep 10, 2014
Brent Dion WilliamsBolton Global Asset Management otherInvestors Capital Advisory otherOtherJan 27, 2014Jan 13, 2014
Kimberly A DouglasBolton Global Asset Management otherNext Financial Group, Inc. otherOtherMay 22, 2013Aug 19, 2013 (89 d)
Ana Nmn Blumberg-MarkusBolton Global Asset Management otherBeverly Hills Capital Management, LLC unclassifiedOtherSep 5, 2012Jan 7, 2009
Anthony J DepintoBolton Global Asset Management otherMariner otherOtherAug 17, 2012Dec 7, 2012 (112 d)
Julie Anne MurphyBolton Global Asset Management otherCommonwealth Financial Network national BDOtherJun 25, 2012Jun 26, 2012
Stephen RaymondBolton Global Asset Management otherPlanmember Securities Corporation otherOtherJun 12, 2012Jun 22, 2012
Jeffrey Scott PattersonBolton Global Asset Management otherSecurities America Advisors, Inc. otherOtherMar 5, 2012Feb 29, 2012
Richard Carl BliggenstorferBolton Global Asset Management otherJames Capital Management LLC state registeredOtherDec 31, 2011Nov 25, 2013 (695 d)
Marc Berman SilkBolton Global Asset Management otherSilk Investment Advisors state registeredOtherDec 31, 2011Apr 29, 2011
Michael Patrick KiziukBolton Global Asset Management otherLPL Financial LLC otherOtherSep 23, 2011Sep 29, 2011
Henry J MolloyBolton Global Asset Management otherHeinz Global Asset Management, Inc. state registeredOtherMar 21, 2011May 29, 2015 (1530 d)
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72 moves match.