DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Kovack Advisors, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Scott Michael Wallace | Cetera Investment Advisers LLC BD affiliated | Kovack Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 4, 2026 | Aug 21, 2026 |
| Jeannie Lynn Wallace | Cetera Investment Advisers LLC BD affiliated | Kovack Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 25, 2026 | Aug 21, 2026 |
| Desiree Marie Lasiewski | Osaic Wealth, Inc. BD affiliated | Kovack Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 8, 2026 | Jul 2, 2026 |
| Luis Emmanuel Guajardo | Cresta Advisors mixed wealth | Kovack Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jul 2, 2026 | Jun 30, 2026 |
| Daniel Merithew Allen | UBS Financial Services Inc. wirehouse | Kovack Advisors, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 1, 2026 | Jun 22, 2026 |
| Martina Arelis Jimenez Sperry | Oneamerica Securities, Inc. BD affiliated | Kovack Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 26, 2026 | Jul 10, 2026 |
| Grace M Lopez-Williams | Oneamerica Securities, Inc. BD affiliated | Kovack Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 26, 2026 | Jul 14, 2026 |
| Andrew Andreotta | LPL Financial LLC BD affiliated | Kovack Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 28, 2026 | May 29, 2026 |
| Emmanuel Santiago Perez | Cetera Investment Advisers LLC BD affiliated | Kovack Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 29, 2026 | Jul 20, 2026 (82 d) |
| Christopher Clement Sherer | Bfc Planning, Inc. BD affiliated | Kovack Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 20, 2026 | Jun 5, 2026 (46 d) |
| David Kees | Osaic Wealth, Inc. BD affiliated | Kovack Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 17, 2026 | Apr 15, 2026 |
| Andre Wyss | Strategic Advisers LLC national BD | Kovack Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 2, 2026 | Apr 1, 2026 |
| Jacob Peter Cramond | Schwan Financial Advisors, LLC other | Kovack Advisors, Inc. BD affiliated | Other | Jan 8, 2026 | Jan 14, 2026 |
| Jeffrey Lee Foreman | Advisory Services Network independent RIA | Kovack Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Dec 31, 2025 | Feb 9, 2026 (40 d) |
| Shuang Guo | LPL Enterprise, LLC BD affiliated | Kovack Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 19, 2025 | Mar 26, 2026 (97 d) |
| Jose Manuel Otero Alvarado | Equitable Advisors, LLC national BD | Kovack Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 8, 2025 | Oct 9, 2025 |
| David Chou | Osaic Wealth, Inc. BD affiliated | Kovack Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 30, 2025 | Sep 26, 2025 |
| Moshe Aronov | Private Advisor Group, LLC BD affiliated | Kovack Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 8, 2025 | Aug 22, 2025 |
| Drew Willliam Pelton | Sound Income Strategies, LLC independent RIA | Kovack Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jun 18, 2025 | Oct 16, 2025 (120 d) |
| Sandi Y. Chui | Western International Securities BD affiliated | Kovack Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 8, 2025 | May 8, 2025 |
| Hsien Lin | Western International Securities BD affiliated | Kovack Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 8, 2025 | May 8, 2025 |
| Marcus Anthony Arneaud | B. Riley Wealth Advisors, Inc. BD affiliated | Kovack Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 5, 2025 | May 5, 2025 |
| Cheryl Weldy Fainelli | Osaic Wealth, Inc. BD affiliated | Kovack Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 24, 2025 | Apr 25, 2025 |
| Gregory Depaul Whelan | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Kovack Advisors, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 6, 2025 | Feb 5, 2025 |
| Keely Elisabeth Escalante | Sound Income Strategies, LLC independent RIA | Kovack Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Feb 12, 2025 | Feb 15, 2025 |
| Philip Nathanael Piedt | Benchmark Financial Wealth Advisors LLC independent RIA | Kovack Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Dec 19, 2024 | Dec 26, 2024 |
| Pak-Tung Le | Ic Advisory Services, Inc. BD affiliated | Kovack Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 16, 2024 | Dec 13, 2024 |
| Chun Yong Liu | Ameriprise Financial Services, LLC national BD | Kovack Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 26, 2024 | Jan 29, 2025 (64 d) |
| Esther Kuznetz | Ic Advisory Services, Inc. BD affiliated | Kovack Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 19, 2024 | Nov 20, 2024 |
| Peter Allen Borho | Ic Advisory Services, Inc. BD affiliated | Kovack Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 19, 2024 | Dec 4, 2024 |
| Milton A Hill | Cadaret Grant & Co Inc BD affiliated | Kovack Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 4, 2024 | Nov 1, 2024 |
| Brian Charles Hill | Cadaret Grant & Co Inc BD affiliated | Kovack Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 4, 2024 | Nov 1, 2024 |
| Luis Antonio Gonzalez-Rivera | Cybele Capital Management, LLC unclassified | Kovack Advisors, Inc. BD affiliated | Other | Oct 22, 2024 | Apr 2, 2024 |
| Edward Joseph Barfield | Geneos Wealth Management, Inc. BD affiliated | Kovack Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 21, 2024 | Nov 15, 2024 |
| Kazuyo Deguchi | Western International Securities BD affiliated | Kovack Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 2, 2024 | Oct 1, 2024 |
| Joseph Patrick Hanley | Fidelity Personal And Workplace Advisors BD affiliated | Kovack Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 26, 2024 | Mar 7, 2025 (193 d) |
| Ruth Elizabeth Cardenas | LPL Financial LLC BD affiliated | Kovack Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 26, 2024 | Jul 16, 2024 |
| Marc Janca | Oliver Lagore Vanvalin Investment Group, Inc. independent RIA | Kovack Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | May 29, 2024 | May 29, 2024 |
| Jennifer Dorfman | MML Investors Services, LLC BD affiliated | Kovack Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 10, 2024 | May 15, 2024 |
| Michael Thomas Bird | Arete Wealth Advisors, LLC BD affiliated | Kovack Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 2, 2024 | May 2, 2024 |
| Mike Antashyan | Edward Jones national BD | Kovack Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 29, 2024 | Feb 7, 2024 |
| Robert Donnelly | Alpha Advisors Alliance, LLC unclassified | Kovack Advisors, Inc. BD affiliated | Other | Dec 31, 2023 | Jun 22, 2023 |
| Curt William Knapp | Securities America Advisors, Inc. BD affiliated | Kovack Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 21, 2023 | Dec 20, 2023 |
| Stephen Paul Webb | Oneamerica Securities, Inc. BD affiliated | Kovack Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 12, 2023 | Dec 12, 2023 |
| Jeffrey Kent Olsen | Protools unclassified | Kovack Advisors, Inc. BD affiliated | Other | Dec 11, 2023 | Feb 9, 2024 (60 d) |
| Miranda Lounette Ellis | United Capital Management Of Kansas, Inc. independent RIA | Kovack Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Oct 13, 2023 | Nov 9, 2023 |
| Michael K De Luz | Lazari Capital Management, Inc. independent RIA | Kovack Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Sep 11, 2023 | Apr 23, 2020 |
| Melanie Anne Radcliff | Cetera Investment Advisers LLC BD affiliated | Kovack Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 6, 2023 | Sep 5, 2023 |
| Fernando Pardo | Credicorp Capital Advisors LLC other | Kovack Advisors, Inc. BD affiliated | Other | Aug 15, 2023 | Aug 16, 2023 |
| Richard Brian Dorfman | Fidelity Personal And Workplace Advisors BD affiliated | Kovack Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 3, 2023 | Dec 6, 2023 (125 d) |
| Steven Randal Wright | Independent Financial Partners BD affiliated | Kovack Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 21, 2023 | Jun 20, 2023 |
| Kyle M Hernandez | Ameriprise Financial Services, LLC national BD | Kovack Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 25, 2023 | Jun 23, 2023 |
| Jeffrey Joseph Mcdonald | Raymond James Financial Services Advisors, Inc BD affiliated | Kovack Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 10, 2023 | Jun 7, 2023 (58 d) |
| Jack Joseph Mangiafico | Raymond James Financial Services Advisors, Inc BD affiliated | Kovack Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 7, 2023 | May 23, 2023 (46 d) |
| Logan O Bennis | Raymond James Financial Services Advisors, Inc BD affiliated | Kovack Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 20, 2023 | May 10, 2023 (51 d) |
| Steven Randal Wright | Independent Financial Partners BD affiliated | Kovack Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 6, 2023 | Jun 23, 2023 (137 d) |
| John Weishar | Park Avenue Securities LLC BD affiliated | Kovack Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 17, 2023 | Sep 10, 2024 (602 d) |
| Sherril Ann Morse | Cetera Advisor Networks LLC BD affiliated | Kovack Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2022 | Jan 12, 2023 |
| Sarah Deatherage | J.P. Morgan Securities LLC wirehouse | Kovack Advisors, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 15, 2022 | Jul 14, 2023 (241 d) |
| Terry D Scipio | LPL Financial LLC independent RIA | Kovack Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Oct 17, 2022 | Oct 20, 2022 |
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354 moves match.