DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Kovack Advisors, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Shuang Guo | Kovack Advisors, Inc. BD affiliated | M Holdings Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 24, 2026 | Aug 25, 2026 |
| David Chou | Kovack Advisors, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 18, 2026 | Aug 18, 2026 |
| Joseph William Gallagher | Kovack Advisors, Inc. BD affiliated | Fortis Capital Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 5, 2026 | Aug 14, 2026 |
| Alfredo Oliva | Kovack Advisors, Inc. BD affiliated | Advisuite state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jul 22, 2026 | Aug 22, 2025 |
| Ryan Nickolas Patnoe | Kovack Advisors, Inc. BD affiliated | Integrity Alliance, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 17, 2026 | Jul 14, 2026 |
| Kory Joel Schwan | Kovack Advisors, Inc. BD affiliated | Integrity Alliance, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 17, 2026 | Jul 14, 2026 |
| Jacob Peter Cramond | Kovack Advisors, Inc. BD affiliated | Integrity Alliance, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 17, 2026 | Jul 20, 2026 |
| Kyle John Schwan | Kovack Advisors, Inc. BD affiliated | Integrity Alliance, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 16, 2026 | Jul 14, 2026 |
| Brenda Kay Rafferty | Kovack Advisors, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jul 15, 2026 | Jul 9, 2026 |
| Michael Joseph Kwedar | Kovack Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 1, 2026 | Jul 9, 2026 |
| Norman Debuys Brown | Kovack Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 7, 2026 | May 7, 2026 |
| Joseph Patrick Hanley | Kovack Advisors, Inc. BD affiliated | Nashoba Valley Wealth Management state registered | Affiliated broker-dealer or bank to a state-registered adviser | May 6, 2026 | Jun 30, 2026 (55 d) |
| John Michael Brunetti | Kovack Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 4, 2026 | Apr 28, 2026 |
| Jeffrey Kent Olsen | Kovack Advisors, Inc. BD affiliated | Family Wealth Strategists, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | May 1, 2026 | May 5, 2026 |
| Bradley Ross Thompson | Kovack Advisors, Inc. BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 23, 2026 | Apr 21, 2026 |
| William Graham Morris | Kovack Advisors, Inc. BD affiliated | Advisory Services Network independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 9, 2026 | Apr 23, 2026 |
| Stuart James Baker | Kovack Advisors, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 13, 2026 | Mar 19, 2026 |
| Jonathan Edward Eitas | Kovack Advisors, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 13, 2026 | Mar 19, 2026 |
| Drew Willliam Pelton | Kovack Advisors, Inc. BD affiliated | Proverbi Capital Advisors, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Mar 11, 2026 | Mar 11, 2026 |
| Pamela Boodhoo | Kovack Advisors, Inc. BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 6, 2026 | Mar 26, 2026 |
| Pamela Sue Ghezzi | Kovack Advisors, Inc. BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 26, 2026 | Mar 17, 2026 |
| David Robert Frazier | Kovack Advisors, Inc. BD affiliated | Kapstone Financial Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 26, 2026 | Feb 12, 2026 |
| Jeffrey Joseph Mcdonald | Kovack Advisors, Inc. BD affiliated | Independent Financial Partners BD affiliated | Affiliated broker-dealer or bank to another | Feb 24, 2026 | Feb 27, 2026 |
| Dante Campos | Kovack Advisors, Inc. BD affiliated | Independent Financial Partners BD affiliated | Affiliated broker-dealer or bank to another | Feb 24, 2026 | Feb 27, 2026 |
| David Lynn Nicholas | Kovack Advisors, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 10, 2026 | Feb 5, 2026 |
| Tara Amanda Nicholas | Kovack Advisors, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 10, 2026 | Feb 4, 2026 |
| Fernando Pardo | Kovack Advisors, Inc. BD affiliated | Allaria Asset Management, LLC other | Other | Feb 9, 2026 | Feb 17, 2026 |
| Lilian Cristina Perez | Kovack Advisors, Inc. BD affiliated | Insigneo Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 30, 2025 | Nov 13, 2025 |
| Giovanni Fernandez | Kovack Advisors, Inc. BD affiliated | Fernandez Wealth Management state registered | Affiliated broker-dealer or bank to a state-registered adviser | Sep 19, 2025 | Sep 19, 2025 |
| Joseph Alamo | Kovack Advisors, Inc. BD affiliated | Fernandez Wealth Management state registered | Affiliated broker-dealer or bank to a state-registered adviser | Sep 19, 2025 | Jan 6, 2026 (109 d) |
| Ajay Ramesh Anand | Kovack Advisors, Inc. BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 12, 2025 | Sep 9, 2025 |
| Justin Darren Arnold | Kovack Advisors, Inc. BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 22, 2025 | Sep 18, 2025 |
| Sherril Ann Morse | Kovack Advisors, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 21, 2025 | Aug 12, 2025 |
| Cheryl Weldy Fainelli | Kovack Advisors, Inc. BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 20, 2025 | May 28, 2025 |
| Jennifer Dorfman | Kovack Advisors, Inc. BD affiliated | Dawson James Asset Management, Inc. state registered | Affiliated broker-dealer or bank to a state-registered adviser | May 9, 2025 | Aug 28, 2025 (111 d) |
| Esther Kuznetz | Kovack Advisors, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 2, 2025 | Apr 29, 2025 |
| Logan O Bennis | Kovack Advisors, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Apr 30, 2025 | May 5, 2025 |
| Peter Allen Borho | Kovack Advisors, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 29, 2025 | Apr 29, 2025 |
| John Weishar | Kovack Advisors, Inc. BD affiliated | Scipio Financial LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Apr 15, 2025 | Jul 11, 2025 (87 d) |
| Terry D Scipio | Kovack Advisors, Inc. BD affiliated | Scipio Financial LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Apr 14, 2025 | Feb 28, 2025 |
| Allison Inzerella Trahan | Kovack Advisors, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 14, 2025 | Mar 18, 2025 |
| David L Ballantyne | Kovack Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 24, 2025 | Jan 2, 2026 (343 d) |
| Kevin Cullen Connor | Kovack Advisors, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jan 24, 2025 | Jan 24, 2025 |
| Timothy Waller | Kovack Advisors, Inc. BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Dec 13, 2024 | Jan 6, 2025 |
| Anthony James Del Prete | Kovack Advisors, Inc. BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 4, 2024 | Nov 19, 2024 |
| Matthew John Laydon | Kovack Advisors, Inc. BD affiliated | Matthew Laydon Capital Management state registered | Affiliated broker-dealer or bank to a state-registered adviser | Nov 29, 2024 | Apr 26, 2024 |
| Michael C Deperto | Kovack Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 4, 2024 | Jan 3, 2025 (60 d) |
| Ruth Elizabeth Cardenas | Kovack Advisors, Inc. BD affiliated | First Advisors National, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 23, 2024 | Sep 20, 2024 |
| Jeffrey Neal Miller | Kovack Advisors, Inc. BD affiliated | Nfsg Corporation BD affiliated | Affiliated broker-dealer or bank to another | Aug 19, 2024 | Sep 20, 2024 (32 d) |
| Martavius Delon Jones | Kovack Advisors, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 8, 2024 | Aug 7, 2024 |
| Paul Dobler | Kovack Advisors, Inc. BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 28, 2024 | Aug 12, 2024 (45 d) |
| Gabriel Lynn Gehret | Kovack Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 28, 2024 | Oct 27, 2023 |
| Alfredo Oliva | Kovack Advisors, Inc. BD affiliated | Advisuite state registered | Affiliated broker-dealer or bank to a state-registered adviser | Mar 4, 2024 | Nov 19, 2024 (260 d) |
| Frank E Lumpuy | Kovack Advisors, Inc. BD affiliated | Sb Advisory, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 23, 2024 | Jun 3, 2024 (101 d) |
| Richard Brian Dorfman | Kovack Advisors, Inc. BD affiliated | Money Concepts Advisory Service BD affiliated | Affiliated broker-dealer or bank to another | Jan 11, 2024 | Jun 26, 2024 (167 d) |
| Kyle M Hernandez | Kovack Advisors, Inc. BD affiliated | Insigneo Advisory Services, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Dec 21, 2023 | Jan 9, 2024 |
| Ronald Arthur Christopher | Kovack Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 15, 2023 | Dec 14, 2023 |
| Gaye Ellen Gandy | Kovack Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 26, 2023 | Oct 27, 2023 |
| Lauren Castrop Smith | Kovack Advisors, Inc. BD affiliated | Amb Wealth, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Oct 6, 2023 | Oct 25, 2023 |
| Sarah Deatherage | Kovack Advisors, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 6, 2023 | Nov 1, 2023 |
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235 moves match.