DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Cs Planning Corp

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Lisa K. McculloughPlanmember Securities Corporation independent RIACs Planning Corp independent RIARIA to RIASep 1, 2026Mar 20, 2023
Ryan Matthew JordanPlanmember Securities Corporation independent RIACs Planning Corp independent RIARIA to RIAMar 6, 2026Mar 20, 2023
Kelly SteckleinThe Institute independent RIACs Planning Corp independent RIARIA to RIAJan 14, 2026Dec 19, 2025
Renee Robin RekscCadaret Grant & Co Inc BD affiliatedCs Planning Corp independent RIAAffiliated broker-dealer or bank to independent RIAJun 2, 2025May 30, 2025
Daniel Harris Roseth83rd St. Wealth Management, LLC unclassifiedCs Planning Corp independent RIAOtherDec 10, 2024Jan 31, 2025 (52 d)
Robert William Burns83rd St. Wealth Management, LLC unclassifiedCs Planning Corp independent RIAOtherSep 17, 2024Dec 5, 2024 (79 d)
Kristopher Blake AubreyEdward Jones national BDCs Planning Corp independent RIAAffiliated broker-dealer or bank to independent RIAAug 8, 2024Oct 15, 2024 (68 d)
Robert Arthur MorinMorin Private Client Group, LLC otherCs Planning Corp independent RIAOtherDec 31, 2023Aug 31, 2023
Walter C RichardsonMorgan Stanley wirehouseCs Planning Corp independent RIAWirehouse to independent RIASep 11, 2023Aug 15, 2023
Kevin KriegNext Financial Group, Inc. BD affiliatedCs Planning Corp independent RIAAffiliated broker-dealer or bank to independent RIAJul 5, 2023Aug 3, 2023
Timothy Michael MacarakBryn Mawr Trust Advisors, LLC independent RIACs Planning Corp independent RIARIA to RIAMay 26, 2023May 12, 2023
Eric A HallinMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseCs Planning Corp independent RIAWirehouse to independent RIAFeb 22, 2023Feb 21, 2023
Matthew John FevolaStark Financial Advisers, Inc. independent RIACs Planning Corp independent RIARIA to RIADec 31, 2022Mar 18, 2024 (443 d)
Dane Francis CzaplickiNexwealth LLC independent RIACs Planning Corp independent RIARIA to RIADec 31, 2022Dec 21, 2022
Timothy Yeats ThomasHoey Investments, Inc. independent RIACs Planning Corp independent RIARIA to RIANov 7, 2022Dec 21, 2022 (44 d)
Hamilton BrandenburgEdward Jones national BDCs Planning Corp independent RIAAffiliated broker-dealer or bank to independent RIAOct 11, 2022Oct 11, 2022
Charles William BurmasterCadaret Grant & Co Inc BD affiliatedCs Planning Corp independent RIAAffiliated broker-dealer or bank to independent RIASep 6, 2022Sep 1, 2022
Charles Gregory BurmasterCadaret Grant & Co Inc BD affiliatedCs Planning Corp independent RIAAffiliated broker-dealer or bank to independent RIASep 6, 2022Sep 1, 2022
Mary Lauren WilliamsMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseCs Planning Corp independent RIAWirehouse to independent RIAAug 12, 2022Jan 4, 2023 (145 d)
Richard E BingamanDynamic independent RIACs Planning Corp independent RIARIA to RIAMar 15, 2022Feb 14, 2022
James Michael PlumleeCommon Sense Portfolios, LLC unclassifiedCs Planning Corp independent RIAOtherDec 31, 2021Jan 2, 2021
Michael John GoyartsUnited Planners' Financial Services Of America A Limited Partner independent RIACs Planning Corp independent RIARIA to RIADec 31, 2021Feb 10, 2022 (41 d)
Amy RuschUnited Planners' Financial Services Of America A Limited Partner independent RIACs Planning Corp independent RIARIA to RIADec 20, 2021May 10, 2022 (141 d)
Marc Michel GirardotChastain Wealth Management independent RIACs Planning Corp independent RIARIA to RIASep 15, 2021Sep 15, 2021
Nicholas Lance SeltunO'Connor Capital Advisory, LLC independent RIACs Planning Corp independent RIARIA to RIAAug 31, 2021Jun 28, 2021
Catherine Wimp KesslerFidelity Personal And Workplace Advisors BD affiliatedCs Planning Corp independent RIAAffiliated broker-dealer or bank to independent RIAFeb 11, 2021Jan 26, 2021
Taylor Thomas LearyForta Financial Group, Inc. independent RIACs Planning Corp independent RIARIA to RIANov 16, 2020Nov 2, 2020
Curt Robert StaufferRealta Investment Advisors, Inc BD affiliatedCs Planning Corp independent RIAAffiliated broker-dealer or bank to independent RIASep 23, 2020Aug 26, 2020
Kevin Todd CanterburyRealta Investment Advisors, Inc BD affiliatedCs Planning Corp independent RIAAffiliated broker-dealer or bank to independent RIAAug 27, 2020Nov 12, 2020 (77 d)
John Morris WellerFidelity Personal And Workplace Advisors BD affiliatedCs Planning Corp independent RIAAffiliated broker-dealer or bank to independent RIAApr 27, 2020Apr 28, 2020
Joseph GilewskiCaelestibus Wealth Management Inc. unclassifiedCs Planning Corp independent RIAOtherDec 31, 2019Oct 30, 2019
Daniel Lynn VandergriffFidelity Personal And Workplace Advisors BD affiliatedCs Planning Corp independent RIAAffiliated broker-dealer or bank to independent RIAJun 21, 2019Jun 24, 2019
Kathleen Thayer RentzGlobal Financial Private Capital, Inc. BD affiliatedCs Planning Corp independent RIAAffiliated broker-dealer or bank to independent RIADec 21, 2018Dec 20, 2018
Christopher Phillip CovatoCovato Capital Management, LLC state registeredCs Planning Corp independent RIAOtherNov 28, 2018Oct 3, 2018
Edward Charles SmithLPL Financial LLC independent RIACs Planning Corp independent RIARIA to RIAAug 16, 2018Sep 26, 2018 (41 d)
Douglas Evan GreenbergMorgan Stanley wirehouseCs Planning Corp independent RIAWirehouse to independent RIAApr 16, 2018Oct 29, 2019 (561 d)
Kenneth Dale BoltonWells Fargo Advisors wirehouseCs Planning Corp otherOtherFeb 8, 2018Jan 22, 2018
Steven Ray BeranekTechnical Management Group, Inc. otherCs Planning Corp independent RIAOtherApr 13, 2017Apr 3, 2023 (2181 d)
Joseph Jing-Ting LuFinancial Advisors Network, Inc. otherCs Planning Corp independent RIAOtherMar 28, 2017Sep 28, 2018 (549 d)
Michael John CannivetPalo Capital, Inc. otherCs Planning Corp otherOtherDec 9, 2016Dec 8, 2016
Jason Lee TafoyaStratos Wealth Partners, Ltd otherCs Planning Corp otherOtherDec 5, 2016Dec 5, 2016
Michael Anthony BristowPerigon Wealth Management, LLC otherCs Planning Corp otherOtherOct 19, 2016Feb 6, 2017 (110 d)
Amy Therese SharpInvestacorp Advisory Services Inc otherCs Planning Corp otherOtherAug 25, 2016Aug 17, 2016
Mark Edward MccomseyBeverly Hills Wealth Management, LLC otherCs Planning Corp otherOtherApr 4, 2016Apr 4, 2016
Ivan JevremovicBeverly Hills Wealth Management, LLC otherCs Planning Corp otherOtherApr 4, 2016Apr 4, 2016
Justin Aaron HartStrategic Advisers LLC national BDCs Planning Corp independent RIAAffiliated broker-dealer or bank to independent RIAJan 14, 2014Apr 3, 2023 (3366 d)
Christopher Michael BecksStrategic Financial Consultants, Inc. unclassifiedCs Planning Corp otherOtherDec 2, 2013May 26, 2010
Hoon KangSummit Asset Strategies Wealth Management, LLC otherCs Planning Corp independent RIAOtherSep 16, 2013May 23, 2018 (1710 d)
David Lawrence ArmstrongOristano Capital LLC unclassifiedCs Planning Corp otherOtherJun 25, 2013Jul 12, 2013
Matthew Thomas Bloom-KrullJ.P. Morgan Securities LLC wirehouseCs Planning Corp otherOtherMay 16, 2013May 28, 2013
Evan Thomas KellenbergerSymons Capital Management Inc otherCs Planning Corp otherOtherFeb 23, 2011Jan 16, 2013 (693 d)
Travis Brandon WoodsStanford Group Company unclassifiedCs Planning Corp otherOtherMar 31, 2009Feb 4, 2011 (675 d)
Douglas Max McdanielStanford Group Company unclassifiedCs Planning Corp otherOtherMar 17, 2009Mar 31, 2009
Scot Allen ThigpenStanford Group Company unclassifiedCs Planning Corp otherOtherMar 17, 2009Mar 31, 2009
William Orlando StoneStanford Group Company unclassifiedCs Planning Corp otherOtherMar 17, 2009Mar 31, 2009
Jason Keith BranningStanford Group Company unclassifiedCs Planning Corp otherOtherMar 17, 2009Apr 2, 2009
Christopher James RegisterStanford Group Company unclassifiedCs Planning Corp otherOtherMar 17, 2009Apr 9, 2009
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57 moves match.