DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Schwab Wealth Advisory, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Bruno Faria AmorosoSchwab Wealth Advisory, Inc. no RAUMCharles Schwab & Co., Inc. national BDOtherSep 2, 2026Sep 3, 2026
Ellery SegebartSchwab Wealth Advisory, Inc. no RAUMEmpower Advisory Group, LLC BD affiliatedOtherAug 6, 2026Aug 11, 2026
James Michael FonvilleSchwab Wealth Advisory, Inc. no RAUMCetera Investment Advisers LLC BD affiliatedOtherAug 1, 2026Jul 23, 2026
Cameron Elias SmithSchwab Wealth Advisory, Inc. no RAUMCommonwealth Financial Network national BDOtherAug 1, 2026Aug 3, 2026
Ryan James JercinovicSchwab Wealth Advisory, Inc. no RAUMBxm Wealth LLC independent RIAOtherJul 30, 2026Jul 31, 2026
Tyler James KenistonSchwab Wealth Advisory, Inc. no RAUMCharles Schwab & Co., Inc. national BDOtherJul 27, 2026Jul 27, 2026
Adam Lee WittySchwab Wealth Advisory, Inc. no RAUMCnl Educational Institute, LLC no RAUMOtherJul 17, 2026Jul 27, 2026
Cortney L KhanSchwab Wealth Advisory, Inc. no RAUMHightower Advisors, LLC BD affiliatedOtherJul 10, 2026Jul 13, 2026
Eric M StortsSchwab Wealth Advisory, Inc. no RAUMLPL Financial LLC BD affiliatedOtherJul 7, 2026Jun 26, 2026
William RobinsonSchwab Wealth Advisory, Inc. no RAUMCharles Schwab & Co., Inc. national BDOtherJul 2, 2026Jul 2, 2026
John Boris OnufreiczukSchwab Wealth Advisory, Inc. no RAUMVanguard Advisers, Inc. BD affiliatedOtherJun 27, 2026Aug 4, 2026 (38 d)
Garret William KeiblerSchwab Wealth Advisory, Inc. no RAUMKey Investment Services LLC BD affiliatedOtherJun 27, 2026Jul 14, 2026
Philip David LeibySchwab Wealth Advisory, Inc. no RAUMEdward Jones national BDOtherJun 26, 2026Jun 23, 2026
Timothy Allen BielikSchwab Wealth Advisory, Inc. no RAUMCharles Schwab & Co., Inc. national BDOtherJun 23, 2026Jun 23, 2026
Joseph Ryan LedbetterSchwab Wealth Advisory, Inc. no RAUMRemnant Wealth state registeredOtherJun 21, 2026Jun 11, 2026
Vincent Michael GutierrezSchwab Wealth Advisory, Inc. no RAUMVanguard Advisers, Inc. BD affiliatedOtherJun 19, 2026Aug 5, 2026 (47 d)
Maurice Simpson LintonSchwab Wealth Advisory, Inc. no RAUMEagle'S Crest Advisors, LLC independent RIAOtherJun 16, 2026Jun 25, 2026
Robert George WackSchwab Wealth Advisory, Inc. no RAUMFifth Third Securities, Inc. BD affiliatedOtherJun 12, 2026Jun 9, 2026
Sean Patrick LarkinsSchwab Wealth Advisory, Inc. no RAUMStifel, Nicolaus & Company, Incorporated national BDOtherJun 11, 2026Jun 16, 2026
Kristi-Anna Celeste AbdooSchwab Wealth Advisory, Inc. no RAUMRaymond James & Associates, Inc. national BDOtherJun 3, 2026Jun 9, 2026
Alexis I ManningSchwab Wealth Advisory, Inc. no RAUMRBC Capital Markets, LLC national BDOtherMay 29, 2026May 22, 2026
Aram AmiryanSchwab Wealth Advisory, Inc. no RAUMCharles Schwab & Co., Inc. national BDOtherMay 21, 2026May 21, 2026
Altug DincturkSchwab Wealth Advisory, Inc. no RAUMMadison Partners independent RIAOtherMay 18, 2026Jun 3, 2026
Richard JanesSchwab Wealth Advisory, Inc. no RAUMMorgan Stanley wirehouseOtherMay 15, 2026May 29, 2026
Robert Adam ArmourSchwab Wealth Advisory, Inc. no RAUMCharles Schwab & Co., Inc. national BDOtherMay 7, 2026May 8, 2026
Bryan Eugene DonaughSchwab Wealth Advisory, Inc. no RAUMAlight Financial Advisors, LLC independent RIAOtherMay 6, 2026May 6, 2026
Benjamin NapieralaSchwab Wealth Advisory, Inc. no RAUMMorgan Stanley wirehouseOtherMay 6, 2026May 18, 2026
Britt Austin JonesSchwab Wealth Advisory, Inc. no RAUMCharles Schwab & Co., Inc. national BDOtherApr 27, 2026Aug 17, 2026 (112 d)
Joseph A SilvermanSchwab Wealth Advisory, Inc. no RAUMRwa Wealth Partners independent RIAOtherApr 23, 2026Apr 15, 2026
Christopher Larry MadarisSchwab Wealth Advisory, Inc. no RAUMEdward Jones national BDOtherApr 23, 2026Apr 13, 2026
Steve StevensSchwab Wealth Advisory, Inc. no RAUMCharles Schwab & Co., Inc. national BDOtherApr 20, 2026Apr 20, 2026
Ian Andrew AmbersonSchwab Wealth Advisory, Inc. no RAUMMoors & Cabot, Inc BD affiliatedOtherApr 20, 2026May 22, 2026 (32 d)
Daniel Peter WellmanSchwab Wealth Advisory, Inc. no RAUMCharles Schwab & Co., Inc. national BDOtherApr 16, 2026Apr 16, 2026
Shambrielle Shaquis SpeightsSchwab Wealth Advisory, Inc. no RAUMCharles Schwab & Co., Inc. national BDOtherApr 13, 2026Jul 7, 2026 (85 d)
Lauren Hoglan WyattSchwab Wealth Advisory, Inc. no RAUMCharles Schwab & Co., Inc. national BDOtherApr 10, 2026Apr 13, 2026
Darian Kishaun Daniel DavidSchwab Wealth Advisory, Inc. no RAUMCetera Investment Advisers LLC BD affiliatedOtherApr 9, 2026May 14, 2026 (35 d)
Jonathan FowlerSchwab Wealth Advisory, Inc. no RAUMUsaa Investment Services Company no RAUMOtherApr 3, 2026Aug 18, 2026 (137 d)
Shunchuan LiuSchwab Wealth Advisory, Inc. no RAUMStrategic Advisers LLC national BDOtherMar 31, 2026Apr 21, 2026
Casey Adam KleinerSchwab Wealth Advisory, Inc. no RAUMConcurrent Investment Advisors, LLC independent RIAOtherMar 26, 2026Apr 23, 2026
Imtiyaz Muhamed NathooSchwab Wealth Advisory, Inc. no RAUMEagle'S Crest Advisors, LLC independent RIAOtherMar 25, 2026Apr 17, 2026
Tyson Kim MurphySchwab Wealth Advisory, Inc. no RAUMAshton Thomas Private Wealth independent RIAOtherMar 25, 2026Mar 23, 2026
Jake Efron LandauSchwab Wealth Advisory, Inc. no RAUMWoolstone Wealth Management state registeredOtherMar 22, 2026Mar 12, 2026
Bradley J BolinSchwab Wealth Advisory, Inc. no RAUMMeridian Investment Advisors, Inc. independent RIAOtherMar 19, 2026Jun 8, 2026 (81 d)
Edwin RicardoSchwab Wealth Advisory, Inc. no RAUMCharles Schwab & Co., Inc. national BDOtherMar 5, 2026Mar 2, 2026
Mark Nader SanaihaSchwab Wealth Advisory, Inc. no RAUMMacallen Capital state registeredOtherFeb 27, 2026Apr 10, 2026 (42 d)
Dina Siracusa TupperSchwab Wealth Advisory, Inc. no RAUMMadison Partners independent RIAOtherFeb 11, 2026Feb 4, 2026
Tyler A BollaSchwab Wealth Advisory, Inc. no RAUMHilltop Wealth & Tax Solutions independent RIAOtherFeb 5, 2026Feb 26, 2026
Zoey DangolSchwab Wealth Advisory, Inc. no RAUMNorthwestern Mutual Investment Services,LLC no RAUMOtherJan 30, 2026Apr 20, 2026 (80 d)
Matthew AkersSchwab Wealth Advisory, Inc. no RAUMPnc Wealth Management BD affiliatedOtherJan 28, 2026Mar 4, 2026 (35 d)
Dan J AldrichSchwab Wealth Advisory, Inc. no RAUMWells Fargo Advisors wirehouseOtherJan 18, 2026Mar 19, 2026 (60 d)
Luke Stone SmithSchwab Wealth Advisory, Inc. no RAUMMorgan Stanley wirehouseOtherJan 16, 2026Jan 9, 2026
Jing SunSchwab Wealth Advisory, Inc. no RAUMJ.P. Morgan Securities LLC wirehouseOtherDec 24, 2025Dec 17, 2025
Ryan YamatoSchwab Wealth Advisory, Inc. no RAUMDunham independent RIAOtherDec 19, 2025Jul 1, 2026 (194 d)
Katryel I WargoSchwab Wealth Advisory, Inc. no RAUMEmpower Advisory Group, LLC BD affiliatedOtherDec 14, 2025Jan 5, 2026
Brett Theodore GrauSchwab Wealth Advisory, Inc. no RAUMRoot Financial Partners independent RIAOtherNov 5, 2025Oct 20, 2025
Shane FosterSchwab Wealth Advisory, Inc. no RAUMAe Wealth Management, LLC BD affiliatedOtherOct 18, 2025Mar 18, 2026 (151 d)
Dongyue JiangSchwab Wealth Advisory, Inc. no RAUMUBS Financial Services Inc. wirehouseOtherSep 23, 2025Sep 8, 2025
Isaac Edward WalshawSchwab Wealth Advisory, Inc. no RAUMTci Wealth Advisors, Inc. independent RIAOtherSep 6, 2025Apr 2, 2026 (208 d)
Brian Jeffrey HamelSchwab Wealth Advisory, Inc. no RAUMRetiremitten Financial LLC independent RIAOtherAug 31, 2025Sep 16, 2026 (381 d)
Ryan James GriffinSchwab Wealth Advisory, Inc. no RAUMMML Investors Services, LLC BD affiliatedOtherAug 29, 2025Aug 27, 2025
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399 moves match.