DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Schwab Wealth Advisory, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Carlos BenitezVanguard Advisers, Inc. BD affiliatedSchwab Wealth Advisory, Inc. no RAUMOtherSep 10, 2026Sep 15, 2026
Tucker Max SmithCharles Schwab & Co., Inc. national BDSchwab Wealth Advisory, Inc. no RAUMOtherAug 20, 2026Sep 25, 2025
Marco QuintanaCharles Schwab & Co., Inc. national BDSchwab Wealth Advisory, Inc. no RAUMOtherAug 20, 2026Jan 1, 2026
David SessionsCharles Schwab & Co., Inc. national BDSchwab Wealth Advisory, Inc. no RAUMOtherAug 20, 2026Dec 23, 2025
Robyn Bennett SchmidCharles Schwab & Co., Inc. national BDSchwab Wealth Advisory, Inc. no RAUMOtherAug 20, 2026May 28, 2026
Jason Robert BettendorfCharles Schwab & Co., Inc. national BDSchwab Wealth Advisory, Inc. no RAUMOtherAug 20, 2026May 22, 2026
Aengus DubendorfWells Fargo Advisors wirehouseSchwab Wealth Advisory, Inc. no RAUMOtherAug 19, 2026Aug 26, 2026
Auddie CousinsStrategic Advisers LLC national BDSchwab Wealth Advisory, Inc. no RAUMOtherAug 14, 2026Aug 21, 2026
John Paul SzaboUBS Financial Services Inc. wirehouseSchwab Wealth Advisory, Inc. no RAUMOtherAug 13, 2026Sep 1, 2026
Chadi MneinyVanguard Advisers, Inc. BD affiliatedSchwab Wealth Advisory, Inc. no RAUMOtherAug 10, 2026Aug 18, 2026
Emily Jo StroudVanguard Advisers, Inc. BD affiliatedSchwab Wealth Advisory, Inc. no RAUMOtherAug 10, 2026Sep 8, 2026
Taylor AyresCreative Planning independent RIASchwab Wealth Advisory, Inc. no RAUMOtherAug 3, 2026Aug 21, 2026
Michael Joseph GrimmCsenge Advisory Group, LLC independent RIASchwab Wealth Advisory, Inc. no RAUMOtherJul 31, 2026Sep 4, 2026 (35 d)
Chitra MadanmohanVanguard Advisers, Inc. BD affiliatedSchwab Wealth Advisory, Inc. no RAUMOtherJul 27, 2026Aug 26, 2026
Justin MourningJ.P. Morgan Securities LLC wirehouseSchwab Wealth Advisory, Inc. no RAUMOtherJul 26, 2026Aug 7, 2026
Heather PapeLPL Financial LLC BD affiliatedSchwab Wealth Advisory, Inc. no RAUMOtherJul 22, 2026Jul 25, 2026
Jason MillerPrincipal Securities, Inc. BD affiliatedSchwab Wealth Advisory, Inc. no RAUMOtherJul 21, 2026Jul 31, 2026
Katherine Elizabeth ThomasLPL Financial LLC BD affiliatedSchwab Wealth Advisory, Inc. no RAUMOtherJul 20, 2026Jul 29, 2026
Preston O DuppinsJ.P. Morgan Securities LLC wirehouseSchwab Wealth Advisory, Inc. no RAUMOtherJul 19, 2026Aug 11, 2026
Ryan Glenn MarkoeCitigroup Global Markets Inc. BD affiliatedSchwab Wealth Advisory, Inc. no RAUMOtherJul 14, 2026Jul 28, 2026
Simon Jacob KuntharaJ.P. Morgan Securities LLC wirehouseSchwab Wealth Advisory, Inc. no RAUMOtherJul 9, 2026Aug 24, 2026 (46 d)
Kamryn PersonCitizens Securities, Inc. BD affiliatedSchwab Wealth Advisory, Inc. no RAUMOtherJul 9, 2026Aug 11, 2026 (33 d)
Jason Kyle RogersGwn Securities Inc. BD affiliatedSchwab Wealth Advisory, Inc. no RAUMOtherJul 7, 2026Jul 15, 2026
Taylor McmainBeacon Pointe Advisors, LLC independent RIASchwab Wealth Advisory, Inc. no RAUMOtherJun 29, 2026Jul 9, 2026
Robert WilliamsEmpower Advisory Group, LLC BD affiliatedSchwab Wealth Advisory, Inc. no RAUMOtherJun 26, 2026Jul 9, 2026
Ryan StangoMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseSchwab Wealth Advisory, Inc. no RAUMOtherJun 22, 2026Aug 28, 2026 (67 d)
Philip A MastelloneMorgan Stanley wirehouseSchwab Wealth Advisory, Inc. no RAUMOtherJun 18, 2026Jul 9, 2026
Katherine Rose EvansDunham independent RIASchwab Wealth Advisory, Inc. no RAUMOtherJun 18, 2026Jun 25, 2026
Benjamin Chase OsborneLinden Thomas Advisory Services, LLC independent RIASchwab Wealth Advisory, Inc. no RAUMOtherJun 12, 2026Jul 17, 2026 (35 d)
Natani DratiNorthwestern Mutual Investment Services,LLC no RAUMSchwab Wealth Advisory, Inc. no RAUMOtherJun 12, 2026Jun 24, 2026
Joseph AlmonStrategic Advisers LLC national BDSchwab Wealth Advisory, Inc. no RAUMOtherJun 9, 2026Jul 24, 2026 (45 d)
Connor MessmanWells Fargo Advisors wirehouseSchwab Wealth Advisory, Inc. no RAUMOtherJun 4, 2026Jun 19, 2026
Francisco Javier HerreraVanguard Advisers, Inc. BD affiliatedSchwab Wealth Advisory, Inc. no RAUMOtherJun 3, 2026Jun 10, 2026
Brittney Michelle BrinnerMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseSchwab Wealth Advisory, Inc. no RAUMOtherJun 1, 2026Jul 6, 2026 (35 d)
Michelle PetrowskiVanguard Advisers, Inc. BD affiliatedSchwab Wealth Advisory, Inc. no RAUMOtherMay 28, 2026Jun 17, 2026
Adam LewisJ.P. Morgan Securities LLC wirehouseSchwab Wealth Advisory, Inc. no RAUMOtherMay 27, 2026Jun 1, 2026
Alexander Jeffrey GidoGoldman Sachs Wealth Services, L.P. BD affiliatedSchwab Wealth Advisory, Inc. no RAUMOtherMay 19, 2026Jun 23, 2026 (35 d)
Alan Michael KurtJ.P. Morgan Securities LLC wirehouseSchwab Wealth Advisory, Inc. no RAUMOtherMay 17, 2026Jun 3, 2026
Conor CetolaStrategic Advisers LLC national BDSchwab Wealth Advisory, Inc. no RAUMOtherMay 16, 2026May 23, 2026
Kade ChristensenVanguard Advisers, Inc. BD affiliatedSchwab Wealth Advisory, Inc. no RAUMOtherMay 15, 2026May 28, 2026
Jonathan SmilieMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseSchwab Wealth Advisory, Inc. no RAUMOtherMay 15, 2026Jun 9, 2026
Jared Albert BishopCharles Schwab & Co., Inc. national BDSchwab Wealth Advisory, Inc. no RAUMOtherMay 8, 2026Dec 23, 2025
Nehemiah Lavon JeffersonCharles Schwab & Co., Inc. national BDSchwab Wealth Advisory, Inc. no RAUMOtherMay 7, 2026May 7, 2026
James Ryan WatkinsVanguard Advisers, Inc. BD affiliatedSchwab Wealth Advisory, Inc. no RAUMOtherMay 7, 2026May 13, 2026
Aaron PimentelStrategic Advisers LLC national BDSchwab Wealth Advisory, Inc. no RAUMOtherMay 7, 2026May 11, 2026
Roland VillanuevaFisher Investments independent RIASchwab Wealth Advisory, Inc. no RAUMOtherMay 7, 2026May 30, 2026
Stephen LeeIiygroup LLC unclassifiedSchwab Wealth Advisory, Inc. no RAUMOtherMay 6, 2026Jun 10, 2026 (35 d)
Maxwell J. MitchamJ.P. Morgan Securities LLC wirehouseSchwab Wealth Advisory, Inc. no RAUMOtherMay 6, 2026May 20, 2026
Kevin Edward SealesEverest Financial Group independent RIASchwab Wealth Advisory, Inc. no RAUMOtherMay 5, 2026Jun 6, 2026 (32 d)
John Taylor SomervilleMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseSchwab Wealth Advisory, Inc. no RAUMOtherMay 5, 2026May 14, 2026
Nina AnoyaStrategic Advisers LLC national BDSchwab Wealth Advisory, Inc. no RAUMOtherApr 30, 2026May 18, 2026
Philip J YohannanUBS Financial Services Inc. wirehouseSchwab Wealth Advisory, Inc. no RAUMOtherApr 28, 2026May 1, 2026
Joel CastorFisher Investments independent RIASchwab Wealth Advisory, Inc. no RAUMOtherApr 23, 2026Apr 24, 2026
Jason PayneVanguard Advisers, Inc. BD affiliatedSchwab Wealth Advisory, Inc. no RAUMOtherApr 21, 2026Apr 28, 2026
Grant GottdinerStrategic Advisers LLC national BDSchwab Wealth Advisory, Inc. no RAUMOtherApr 21, 2026May 8, 2026
Alexander LeeJ.P. Morgan Securities LLC wirehouseSchwab Wealth Advisory, Inc. no RAUMOtherApr 20, 2026Apr 29, 2026
Vincent Emil ZupoSage Rhino Capital LLC independent RIASchwab Wealth Advisory, Inc. no RAUMOtherApr 15, 2026Jul 3, 2026 (79 d)
Wade Elmo OnealUsaa Investment Services Company no RAUMSchwab Wealth Advisory, Inc. no RAUMOtherApr 15, 2026May 1, 2026
Teresa SchuelkeStrategic Advisers LLC national BDSchwab Wealth Advisory, Inc. no RAUMOtherApr 13, 2026May 1, 2026
Ariel RomeroMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseSchwab Wealth Advisory, Inc. no RAUMOtherApr 13, 2026Apr 22, 2026
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864 moves match.