DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Retirement And Wealth At Alliant, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Christie Cheng ScottGlobal Retirement Partners LLC institutionalRetirement And Wealth At Alliant, LLC institutionalOtherJul 15, 2026Aug 31, 2026 (47 d)
Steven Robert ScottGlobal Retirement Partners LLC institutionalRetirement And Wealth At Alliant, LLC institutionalOtherJul 14, 2026Jul 7, 2026
Judy I GutierrezGlobal Retirement Partners LLC institutionalRetirement And Wealth At Alliant, LLC institutionalOtherJul 14, 2026Sep 2, 2026 (50 d)
Christopher Phillips UnderwoodGlobal Retirement Partners LLC institutionalRetirement And Wealth At Alliant, LLC institutionalOtherJul 8, 2026Aug 31, 2026 (54 d)
Kevin Andrew DelaneyGlobal Retirement Partners LLC institutionalRetirement And Wealth At Alliant, LLC institutionalOtherJul 8, 2026Sep 2, 2026 (56 d)
Kimberly Ann YoungermanUsi Securities, Inc. no RAUMRetirement And Wealth At Alliant, LLC institutionalOtherMar 3, 2026Jul 13, 2026 (132 d)
Alexandra Marie ParsonsEmpower Advisory Group, LLC BD affiliatedRetirement And Wealth At Alliant, LLC institutionalOtherNov 7, 2025Dec 5, 2025
Adriana Ramos CourtsM Holdings Securities, Inc. BD affiliatedRetirement And Wealth At Alliant, LLC institutionalOtherOct 10, 2025Dec 3, 2025 (54 d)
Ivette Marquez HauserWellth Advisory Services, LLC otherRetirement And Wealth At Alliant, LLC institutionalOtherMar 25, 2025Jul 2, 2026 (464 d)
Matthew Ryan HowethCetera Investment Advisers LLC BD affiliatedRetirement And Wealth At Alliant, LLC institutionalOtherMar 4, 2025Mar 25, 2025
Patrick Ralph TinkhamVanguard Advisers, Inc. BD affiliatedRetirement And Wealth At Alliant, LLC institutionalOtherDec 31, 2024Mar 25, 2025 (84 d)
Paige Tallette LarsonWorld Investment Advisors, LLC institutionalRetirement And Wealth At Alliant, LLC institutionalOtherNov 22, 2024Dec 5, 2024
Alex Yi PanIcapital, LLC otherRetirement And Wealth At Alliant, LLC institutionalOtherJul 15, 2024Jul 1, 2024
Richard Francis KlenkPnc Wealth Management BD affiliatedRetirement And Wealth At Alliant, LLC institutionalOtherDec 1, 2023Feb 6, 2024 (67 d)
Shakeil Lashone BeckerTransamerica Retirement Advisors, LLC BD affiliatedRetirement And Wealth At Alliant, LLC institutionalOtherJul 25, 2023Jun 3, 2024 (314 d)
Matthew Vincent GraserPlatform Technology Partners independent RIARetirement And Wealth At Alliant, LLC institutionalOtherJan 3, 2023Jun 12, 2023 (160 d)
Chelsey KastrupPrincipal Securities, Inc. BD affiliatedRetirement And Wealth At Alliant, LLC institutionalOtherDec 21, 2022Mar 26, 2026 (1191 d)
Robert Bradley KnowlesArgent Retirement Plan Advisors, LLC institutionalRetirement And Wealth At Alliant, LLC institutionalOtherNov 3, 2022Nov 11, 2022
Ryan Christopher BarnettArgent Retirement Plan Advisors, LLC institutionalRetirement And Wealth At Alliant, LLC institutionalOtherNov 3, 2022Nov 10, 2022
Teressa Lea RamboOnedigital institutionalRetirement And Wealth At Alliant, LLC institutionalOtherOct 6, 2022Oct 26, 2022
Eric Douglas KaufmanLockton Investment Advisors, LLC no RAUMRetirement And Wealth At Alliant, LLC institutionalOtherAug 17, 2022May 6, 2026 (1358 d)
Kathleen Ruth AicherCreative Planning independent RIARetirement And Wealth At Alliant, LLC institutionalOtherJun 30, 2022Jul 26, 2022
Robert Henry NelsonHauser Retirement Solutions 2 LLC institutionalRetirement And Wealth At Alliant, LLC institutionalOtherFeb 11, 2022May 11, 2022 (89 d)
Quay DixonPruco Securities, LLC BD affiliatedRetirement And Wealth At Alliant, LLC institutionalOtherJul 23, 2021Mar 19, 2025 (1335 d)
Heather Ann BrandtMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRetirement And Wealth At Alliant, LLC institutionalOtherJul 20, 2021Nov 18, 2021 (121 d)
Michael H WestCetera Advisor Networks LLC BD affiliatedRetirement And Wealth At Alliant, LLC institutionalOtherJan 21, 2021Apr 10, 2021 (79 d)
Utkarsha BanerjeePrimerica Advisors national BDRetirement And Wealth At Alliant, LLC institutionalOtherOct 3, 2019Jun 11, 2020 (252 d)
Jonathan Mark TaporcoCls Partners Retirement Services institutionalRetirement And Wealth At Alliant, LLC institutionalOtherJul 9, 2018Jun 29, 2018
Drew Patrick WhitneyCls Partners Retirement Services institutionalRetirement And Wealth At Alliant, LLC institutionalOtherJul 9, 2018Jun 29, 2018
John Arthur CunninghamVicus Capital, Inc. otherRetirement And Wealth At Alliant, LLC no RAUMOtherSep 18, 2017Jul 12, 2017
Sarah Leigh KeiblerLPL Financial LLC otherRetirement And Wealth At Alliant, LLC no RAUMOtherAug 30, 2017Oct 10, 2016
Wendy Michelle ConnerLPL Financial LLC otherRetirement And Wealth At Alliant, LLC institutionalOtherOct 6, 2015Oct 5, 2024 (3287 d)
Matthew Jeffrey ArnoultLPL Financial LLC otherRetirement And Wealth At Alliant, LLC no RAUMOtherJul 7, 2015Feb 17, 2015
Sean Paul WaggonerJames E.Bashaw & Co. unclassifiedRetirement And Wealth At Alliant, LLC no RAUMOtherJul 10, 2013Jul 11, 2013
James Alan Ian LaschingerJames E.Bashaw & Co. unclassifiedRetirement And Wealth At Alliant, LLC no RAUMOtherJul 10, 2013Jul 11, 2013
Mark Erven MeyerPersium Advisors, LLC otherRetirement And Wealth At Alliant, LLC institutionalOtherSep 4, 2012Oct 7, 2024 (4416 d)
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36 moves match.