DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Thrivent Investment Management Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jason Jose Valdez | Thrivent Investment Management Inc. BD affiliated | Esi Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 27, 2026 | Aug 27, 2026 |
| Nathan Craig Schipper | Thrivent Investment Management Inc. BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Aug 26, 2026 | Aug 21, 2026 |
| David Anderson | Thrivent Investment Management Inc. BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Aug 20, 2026 | Aug 28, 2026 |
| Maxwell Shambaugh Balbin | Thrivent Investment Management Inc. BD affiliated | Pacific Excel Wealth Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 17, 2026 | Aug 27, 2026 |
| Gayatri Arumugam | Thrivent Investment Management Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 17, 2026 | Sep 10, 2026 |
| Katherine Elizabeth Maher | Thrivent Investment Management Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Aug 10, 2026 | Aug 10, 2026 |
| Chad Karhoff | Thrivent Investment Management Inc. BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 27, 2026 | Aug 13, 2026 |
| Garrett Webster | Thrivent Investment Management Inc. BD affiliated | Forge Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 27, 2026 | Aug 12, 2026 |
| Anthony Scott Braglio | Thrivent Investment Management Inc. BD affiliated | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 21, 2026 | Jul 20, 2026 |
| Emily Jo Farrell | Thrivent Investment Management Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Jul 14, 2026 | Jul 10, 2026 |
| Delana Raquel Romenesko | Thrivent Investment Management Inc. BD affiliated | Hornor, Townsend & Kent, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 13, 2026 | Jul 10, 2026 |
| Holly Murray | Thrivent Investment Management Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 10, 2026 | Jul 16, 2026 |
| Ryan Gerardy | Thrivent Investment Management Inc. BD affiliated | Van Diest Capital independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 9, 2026 | Jul 8, 2026 |
| Turner Edward Wilson | Thrivent Investment Management Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jul 8, 2026 | Jul 8, 2026 |
| Donald James | Thrivent Investment Management Inc. BD affiliated | W&S Brokerage Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 2, 2026 | Jul 8, 2026 |
| Clay Eubanks | Thrivent Investment Management Inc. BD affiliated | Stone House Investment Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 18, 2026 | Jun 22, 2026 |
| Ryan Thomas Jones | Thrivent Investment Management Inc. BD affiliated | Mercer Global Advisors Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 11, 2026 | Jun 29, 2026 |
| Christopher S. Tutt | Thrivent Investment Management Inc. BD affiliated | Strategic Advisers LLC national BD | Affiliated broker-dealer or bank to another | Jun 11, 2026 | Jun 19, 2026 |
| Shafiq Ahmadi | Thrivent Investment Management Inc. BD affiliated | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 11, 2026 | Jun 22, 2026 |
| Ryan Paul Wypiszynski | Thrivent Investment Management Inc. BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 9, 2026 | Jul 7, 2026 |
| Jared T Hoscheit | Thrivent Investment Management Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jun 9, 2026 | Jun 24, 2026 |
| Khair Jackson | Thrivent Investment Management Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 9, 2026 | Jun 16, 2026 |
| Jill Marie Cady | Thrivent Investment Management Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | May 26, 2026 | Jul 27, 2026 (62 d) |
| Joshua Svensson | Thrivent Investment Management Inc. BD affiliated | Strategic Advisers LLC national BD | Affiliated broker-dealer or bank to another | May 15, 2026 | Jun 8, 2026 |
| Michael Dean Herzog | Thrivent Investment Management Inc. BD affiliated | Secure Investment Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 15, 2026 | Jun 30, 2026 (46 d) |
| Ryan James Schwingler | Thrivent Investment Management Inc. BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 13, 2026 | Jun 1, 2026 |
| Leonel Alberto Vivas Martinez | Thrivent Investment Management Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | May 7, 2026 | Jun 3, 2026 |
| Derek Montanye | Thrivent Investment Management Inc. BD affiliated | Focus Partners Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 7, 2026 | Sep 15, 2026 (131 d) |
| Korinda Luv Bullard | Thrivent Investment Management Inc. BD affiliated | West Invest independent RIA | Affiliated broker-dealer or bank to independent RIA | May 5, 2026 | Jun 2, 2026 |
| Kimberly Hinton Loftin | Thrivent Investment Management Inc. BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 1, 2026 | Apr 30, 2026 |
| Carter Wilson Black | Thrivent Investment Management Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 29, 2026 | Jun 3, 2026 (35 d) |
| Kamleshkumar Sureshbhai Shah | Thrivent Investment Management Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Apr 28, 2026 | Apr 27, 2026 |
| Jason Richard Carter | Thrivent Investment Management Inc. BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Apr 27, 2026 | Apr 24, 2026 |
| Jonathan David Spoolstra | Thrivent Investment Management Inc. BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Apr 27, 2026 | Apr 24, 2026 |
| Matthew Colin Mcguirl | Thrivent Investment Management Inc. BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Apr 27, 2026 | Apr 24, 2026 |
| James Larkin Braxton | Thrivent Investment Management Inc. BD affiliated | Swmg, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 23, 2026 | Sep 10, 2026 (140 d) |
| Christopher Bean | Thrivent Investment Management Inc. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Apr 22, 2026 | Jul 24, 2026 (93 d) |
| Callie Foyer | Thrivent Investment Management Inc. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Apr 22, 2026 | Jun 26, 2026 (65 d) |
| Jordan Greg Haglin | Thrivent Investment Management Inc. BD affiliated | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 22, 2026 | Apr 28, 2026 |
| Alexander West | Thrivent Investment Management Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 20, 2026 | May 1, 2026 |
| Yasmeen S Frazier | Thrivent Investment Management Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 16, 2026 | Apr 23, 2026 |
| Randall Edward Goss | Thrivent Investment Management Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 8, 2026 | Apr 10, 2026 |
| Seythe Leffall-Mccoy | Thrivent Investment Management Inc. BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Apr 8, 2026 | Apr 23, 2026 |
| Alyssa Marie Helmrick | Thrivent Investment Management Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 8, 2026 | Apr 15, 2026 |
| Joseph Manglona | Thrivent Investment Management Inc. BD affiliated | Buck Wealth Strategies, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 4, 2026 | Apr 7, 2026 |
| Jesse Ohakam | Thrivent Investment Management Inc. BD affiliated | M Holdings Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 1, 2026 | Mar 31, 2026 |
| Scott Michael Leo | Thrivent Investment Management Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 26, 2026 | Mar 31, 2026 |
| Carrie Lynn Syrett | Thrivent Investment Management Inc. BD affiliated | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 24, 2026 | Mar 24, 2026 |
| Logan Jacob Phillips | Thrivent Investment Management Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 23, 2026 | Mar 27, 2026 |
| Can Cakir | Thrivent Investment Management Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 16, 2026 | Apr 22, 2026 (37 d) |
| Laura A Mitten | Thrivent Investment Management Inc. BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 9, 2026 | Mar 23, 2026 |
| Joshua Andrew Parker | Thrivent Investment Management Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 6, 2026 | Mar 4, 2026 |
| Tammera M Nevins | Thrivent Investment Management Inc. BD affiliated | Freedom Financial Consulting state registered | Affiliated broker-dealer or bank to a state-registered adviser | Mar 5, 2026 | Mar 4, 2026 |
| David Jackson | Thrivent Investment Management Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Mar 2, 2026 | Feb 27, 2026 |
| Jeremy Jackson | Thrivent Investment Management Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Mar 2, 2026 | Feb 27, 2026 |
| Christina Jean Oettinger | Thrivent Investment Management Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Mar 2, 2026 | Mar 4, 2026 |
| John Micah Milliron | Thrivent Investment Management Inc. BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 27, 2026 | Mar 9, 2026 |
| Joel W Austin | Thrivent Investment Management Inc. BD affiliated | Portfolio Medics, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 27, 2026 | Jul 6, 2026 (129 d) |
| Blake Edward Hall | Thrivent Investment Management Inc. BD affiliated | Secure Asset Management, L.L.C. independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 26, 2026 | Apr 20, 2026 (53 d) |
| Joseph Francis Peterson | Thrivent Investment Management Inc. BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 25, 2026 | Feb 24, 2026 |
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1,854 moves match.