DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at &Partners
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Michael Andrew Germo | Commonwealth Financial Network national BD | &Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 14, 2026 | Sep 8, 2026 |
| Isaac Joseph Bushen | Commonwealth Financial Network national BD | &Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 14, 2026 | Sep 16, 2026 |
| Kelly Lynn Vinopal | Commonwealth Financial Network national BD | &Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 14, 2026 | Sep 8, 2026 |
| Thomas James Faley | Wells Fargo Advisors wirehouse | &Partners independent RIA | Wirehouse to independent RIA | Sep 11, 2026 | Aug 28, 2026 |
| Jennifer Eileen Gonzales | Wells Fargo Advisors wirehouse | &Partners independent RIA | Wirehouse to independent RIA | Sep 11, 2026 | Aug 28, 2026 |
| Jason Alexander Eckerman | Wells Fargo Advisors wirehouse | &Partners independent RIA | Wirehouse to independent RIA | Sep 11, 2026 | Aug 28, 2026 |
| Ali Rose Boop-Nilsen | Wells Fargo Advisors wirehouse | &Partners independent RIA | Wirehouse to independent RIA | Sep 10, 2026 | Aug 28, 2026 |
| Sean Charles Price | Wells Fargo Advisors wirehouse | &Partners independent RIA | Wirehouse to independent RIA | Sep 10, 2026 | Aug 28, 2026 |
| Sheila Adair Jacobs | Wells Fargo Advisors wirehouse | &Partners independent RIA | Wirehouse to independent RIA | Sep 8, 2026 | Sep 3, 2026 |
| Justin Taft Shaw | Edward Jones national BD | &Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 19, 2026 | Aug 12, 2026 |
| Robert Anthony Coffin | Wells Fargo Advisors wirehouse | &Partners independent RIA | Wirehouse to independent RIA | Aug 11, 2026 | Jul 30, 2026 |
| Marvin Wade Sims | Wells Fargo Advisors wirehouse | &Partners independent RIA | Wirehouse to independent RIA | Aug 11, 2026 | Jul 30, 2026 |
| Roy Alan Lamar | Wells Fargo Advisors wirehouse | &Partners independent RIA | Wirehouse to independent RIA | Aug 11, 2026 | Jul 30, 2026 |
| Gerald Hannah | Wells Fargo Advisors wirehouse | &Partners independent RIA | Wirehouse to independent RIA | Aug 11, 2026 | Jul 30, 2026 |
| Jane Ann Collins | Wells Fargo Advisors wirehouse | &Partners independent RIA | Wirehouse to independent RIA | Aug 11, 2026 | Jul 30, 2026 |
| Christopher John Lewis | Wells Fargo Advisors wirehouse | &Partners independent RIA | Wirehouse to independent RIA | Aug 7, 2026 | Jul 23, 2026 |
| Charles Jerry Lewis | Wells Fargo Advisors wirehouse | &Partners independent RIA | Wirehouse to independent RIA | Aug 3, 2026 | Sep 1, 2026 |
| Rebecca Ann Mcgee | Wells Fargo Advisors wirehouse | &Partners independent RIA | Wirehouse to independent RIA | Aug 3, 2026 | Jul 23, 2026 |
| Bradley Wayne Smith | Wells Fargo Advisors wirehouse | &Partners independent RIA | Wirehouse to independent RIA | Aug 3, 2026 | Jul 23, 2026 |
| Joanne Karen Windas | Wells Fargo Advisors wirehouse | &Partners independent RIA | Wirehouse to independent RIA | Jul 20, 2026 | Jul 10, 2026 |
| Gerard J Mehan | Wells Fargo Advisors wirehouse | &Partners independent RIA | Wirehouse to independent RIA | Jul 20, 2026 | Jul 10, 2026 |
| Christopher Joseph Cassidy | Wells Fargo Advisors wirehouse | &Partners independent RIA | Wirehouse to independent RIA | Jul 20, 2026 | Jul 10, 2026 |
| Susan Todd Mallery | Wells Fargo Advisors wirehouse | &Partners independent RIA | Wirehouse to independent RIA | Jul 20, 2026 | Jul 15, 2026 |
| Brandie Mulligan | Wells Fargo Advisors wirehouse | &Partners independent RIA | Wirehouse to independent RIA | Jul 20, 2026 | Jul 10, 2026 |
| Andrew J Cook | Wells Fargo Advisors wirehouse | &Partners independent RIA | Wirehouse to independent RIA | Jul 20, 2026 | Jul 10, 2026 |
| Courtney Elizabeth Fagan | Wells Fargo Advisors wirehouse | &Partners independent RIA | Wirehouse to independent RIA | Jul 20, 2026 | Jul 10, 2026 |
| Ezra James Lagan | Dimensional Fund Advisors LP asset manager | &Partners independent RIA | Other | Jul 16, 2026 | Jul 27, 2026 |
| Hyon Yong Kim | Raymond James Financial Services Advisors, Inc BD affiliated | &Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 15, 2026 | Jul 14, 2026 |
| Bonnie Bravo | UBS Financial Services Inc. wirehouse | &Partners independent RIA | Wirehouse to independent RIA | Jul 15, 2026 | Jul 8, 2026 |
| Scott Wayne Milam | Raymond James Financial Services Advisors, Inc BD affiliated | &Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 15, 2026 | Jul 14, 2026 |
| Brady Jowell | Raymond James Financial Services Advisors, Inc BD affiliated | &Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 15, 2026 | Jul 14, 2026 |
| Matthew Jay Zager | Raymond James Financial Services Advisors, Inc BD affiliated | &Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 15, 2026 | Jul 14, 2026 |
| Grace Jennifer Zupsic | Western Wealth Management LLC independent RIA | &Partners independent RIA | RIA to RIA | Jul 15, 2026 | Jul 20, 2026 |
| Scott Thomas Sargent | Wells Fargo Advisors wirehouse | &Partners independent RIA | Wirehouse to independent RIA | Jun 24, 2026 | Jun 17, 2026 |
| Betty Ahn | Wells Fargo Advisors wirehouse | &Partners independent RIA | Wirehouse to independent RIA | Jun 24, 2026 | Jun 17, 2026 |
| Colten Michael Franco | Wells Fargo Advisors wirehouse | &Partners independent RIA | Wirehouse to independent RIA | Jun 24, 2026 | Jun 17, 2026 |
| Jeana Golden | Wells Fargo Advisors wirehouse | &Partners independent RIA | Wirehouse to independent RIA | Jun 22, 2026 | Jun 16, 2026 |
| Jeffrey Libman | Wells Fargo Advisors wirehouse | &Partners independent RIA | Wirehouse to independent RIA | Jun 22, 2026 | Jun 12, 2026 |
| Don Cobb | Wells Fargo Advisors wirehouse | &Partners independent RIA | Wirehouse to independent RIA | Jun 22, 2026 | Jun 16, 2026 |
| Adam Cloyd | Wells Fargo Advisors wirehouse | &Partners independent RIA | Wirehouse to independent RIA | Jun 22, 2026 | Jun 16, 2026 |
| Morgan M Castner | Wells Fargo Advisors wirehouse | &Partners independent RIA | Wirehouse to independent RIA | Jun 22, 2026 | Jun 12, 2026 |
| Brandon Wesley Downey | Edward Jones national BD | &Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 22, 2026 | Jun 18, 2026 |
| Jessica Ebling | Wells Fargo Advisors wirehouse | &Partners independent RIA | Wirehouse to independent RIA | Jun 22, 2026 | Jun 16, 2026 |
| Guarionex Ortiz | UBS Financial Services Inc. wirehouse | &Partners independent RIA | Wirehouse to independent RIA | Jun 17, 2026 | Jun 5, 2026 |
| Mariam Adams | UBS Financial Services Inc. wirehouse | &Partners independent RIA | Wirehouse to independent RIA | Jun 17, 2026 | Jun 5, 2026 |
| Christopher Jordan Hooker | Benjamin F. Edwards & Company, Incorporated BD affiliated | &Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 16, 2026 | Jun 15, 2026 |
| Thomas Kevin Mccarthy | Wells Fargo Advisors wirehouse | &Partners independent RIA | Wirehouse to independent RIA | Jun 11, 2026 | Jul 1, 2026 |
| Timothy G Cors | Wells Fargo Advisors wirehouse | &Partners independent RIA | Wirehouse to independent RIA | Jun 9, 2026 | Jun 1, 2026 |
| Brian T Alexander | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | &Partners independent RIA | Wirehouse to independent RIA | May 18, 2026 | May 18, 2026 |
| Mary Claire Bronton | Wells Fargo Advisors wirehouse | &Partners independent RIA | Wirehouse to independent RIA | May 14, 2026 | May 8, 2026 |
| Andrew Peirce Buchta | Wells Fargo Advisors wirehouse | &Partners independent RIA | Wirehouse to independent RIA | May 14, 2026 | May 8, 2026 |
| Charles Michael Collins | Wells Fargo Advisors wirehouse | &Partners independent RIA | Wirehouse to independent RIA | May 14, 2026 | May 8, 2026 |
| Brian James Kotowski | Wells Fargo Advisors wirehouse | &Partners independent RIA | Wirehouse to independent RIA | May 14, 2026 | May 8, 2026 |
| Kathryn Ann Buchta | Wells Fargo Advisors wirehouse | &Partners independent RIA | Wirehouse to independent RIA | May 14, 2026 | May 8, 2026 |
| Dennis Champa | Wells Fargo Advisors wirehouse | &Partners independent RIA | Wirehouse to independent RIA | May 7, 2026 | May 1, 2026 |
| Clint Rickett | Wells Fargo Advisors wirehouse | &Partners independent RIA | Wirehouse to independent RIA | May 7, 2026 | May 1, 2026 |
| Megan Anne Camille Barnes | Wells Fargo Advisors wirehouse | &Partners independent RIA | Wirehouse to independent RIA | May 7, 2026 | May 1, 2026 |
| Nicholas Matthew Nemec | Edward Jones national BD | &Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | May 4, 2026 | May 1, 2026 |
| Lance Triplett Towery | Wells Fargo Advisors wirehouse | &Partners independent RIA | Wirehouse to independent RIA | Apr 23, 2026 | Apr 17, 2026 |
| Edward Simon | Jfg Family Office independent RIA | &Partners independent RIA | RIA to RIA | Apr 20, 2026 | Jun 8, 2026 (49 d) |
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515 moves match.