DFX Intelligence
Firms
SEC-registered investment advisersAbout this listOne row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list.Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
9,809 advisers match
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Stack Financial Management Inc CRD 106785 | Whitefish, MT | independent RIA | $2.0B | 92% | 10 | $199M | 0 | 0 |
| Feldman, Ingardona & Co CRD 29449 | Downers Grove, IL | independent RIA | $2.0B | 91% | 5 | $398M | 0 | 0 |
| Raymond James (USA) Ltd CRD 25853 | Vancouver, | BD affiliated | $2.0B | 97% | 122 | $16.3M | 76 | 0 |
| W•••••••• A•••• M••••••••• I••• CRD 116176 | Portsmouth, NH | mixed wealth | $2.0B | 44% | 16 | $124M | 2 | 1 |
| B•••••••• L•• CRD 168733 | Dallas, TX | independent RIA | $2.0B | 53% | 37 | $53.8M | 8 | 0 |
| M••••••••• S••••••••• T•••••• C•••••• CRD 101080 | East Peoria, IL | independent RIA | $2.0B | 95% | 51 | $38.9M | 85 | 0 |
| T•••••••• F•••••••• A••••••• L•• CRD 107495 | Bethesda, MD | independent RIA | $2.0B | 100% | 6 | $331M | 0 | 0 |
| L•• D••••• • B••• I•• CRD 111002 | Nashville, TN | independent RIA | $2.0B | 87% | 5 | $395M | 0 | 0 |
| J•• F••••••••• L•• CRD 114025 | Los Angeles, CA | independent RIA | $2.0B | 85% | 11 | $179M | 0 | 0 |
| G•••••••• G•••••••• L•• CRD 110379 | Fayetteville, AR | independent RIA | $2.0B | 94% | 20 | $98.6M | 2 | 1 |
| C••••• F•• F•••••••• P••••••• I•• CRD 109599 | Southfield, MI | independent RIA | $2.0B | 100% | 17 | $116M | 1 | 0 |
| T•• F•••••••• G•••• CRD 221530 | Savannah, GA | independent RIA | $2.0B | 72% | 13 | $151M | 0 | 0 |
| T•• N••••• G•••• L•• CRD 323988 | Provo, UT | independent RIA | $2.0B | 88% | 22 | $89.5M | 4 | 0 |
| S•••••• C•••••• M••••••••• L•• CRD 105581 | Atlanta, GA | mixed wealth | $2.0B | 32% | 2 | $984M | 0 | 0 |
| B••••••••• I••••••••• CRD 158348 | Zurich, | mixed wealth | $2.0B | 31% | 4 | $490M | 0 | 1 |
| C• P••••••• C••• CRD 149937 | Portland, OR | independent RIA | $2.0B | 99% | 31 | $63.3M | 20 | 0 |
| H•• W••••• A••••••• CRD 108676 | Los Angeles, CA | independent RIA | $2.0B | 100% | 10 | $196M | 1 | 1 |
| E•••••••• W••••• A•••••••• L•• CRD 285142 | Aventura, FL | mixed wealth | $2.0B | 31% | 8 | $245M | 0 | 0 |
| G••••••••• A••••••• CRD 149624 | Dallas, TX | independent RIA | $2.0B | 100% | 25 | $78.3M | 0 | 0 |
| F••••• W••••• P•••••••• I••• CRD 174092 | Ontario, CA | independent RIA | $2.0B | 98% | 24 | $81.5M | 44 | 0 |
| 3•••• A•••• M••••••••• L• CRD 282059 | Naples, FL | independent RIA | $2.0B | 58% | 15 | $130M | 8 | 0 |
| A••••• W••••• M••••••••• L•• CRD 285903 | Franklin, TN | independent RIA | $1.9B | 100% | 16 | $122M | 0 | 0 |
| B••••••• W••••• M••••••••• L•• CRD 141588 | Miami, FL | independent RIA | $1.9B | 81% | 23 | $84.7M | 9 | 1 |
| F•••••••• S••••••• A••••••• I•• CRD 110746 | Virginia Beach, VA | independent RIA | $1.9B | 94% | 30 | $64.9M | 5 | 0 |
| P•• E•••••• L•• CRD 333127 | Aspen, CO | independent RIA | $1.9B | 92% | 10 | $194M | 9 | 0 |
| S•• CRD 310849 | Bellevue, WA | independent RIA | $1.9B | 88% | 32 | $60.7M | 0 | 0 |
| R•• W••••• L•• CRD 140451 | Los Angeles, CA | independent RIA | $1.9B | 91% | 8 | $242M | 1 | 0 |
| D••••••••• P••••••••• I••• CRD 108942 | Bloomfield Hills, MI | independent RIA | $1.9B | 96% | 10 | $194M | 0 | 0 |
| C••••••• CRD 287600 | Coppell, TX | independent RIA | $1.9B | 78% | 12 | $161M | 3 | 0 |
| R•••••••• L•• CRD 158242 | Palo Alto, CA | independent RIA | $1.9B | 92% | 9 | $214M | 10 | 0 |
| F••••••••• F•••••••• P•••••••• L••• CRD 323060 | Venice, FL | independent RIA | $1.9B | 90% | 10 | $193M | 0 | 0 |
| M••••• W••••• M••••••••• L•• CRD 289801 | Columbus, OH | independent RIA | $1.9B | 92% | 9 | $214M | 2 | 0 |
| L•••••• • C•••••• CRD 47487 | Milwaukee, WI | independent RIA | $1.9B | 99% | 20 | $96.3M | 0 | 0 |
| F•••• P•••••• F••••••••• I••• CRD 284736 | Vancouver, WA | independent RIA | $1.9B | 95% | 19 | $101M | 4 | 0 |
| A•• A•••• M••••••••• C••• CRD 110291 | Los Angeles, CA | independent RIA | $1.9B | 82% | 9 | $214M | 1 | 0 |
| C••••••••• C•••••• A••••••• I•• CRD 111353 | Wynnewood, PA | independent RIA | $1.9B | 98% | 7 | $275M | 0 | 0 |
| R••••••• P•••••• C••••••• L•• CRD 288453 | Glastonbury, CT | independent RIA | $1.9B | 92% | 4 | $481M | 0 | 0 |
| P•••••• W••••• P•••••••• L•• CRD 133802 | Mill Valley, CA | independent RIA | $1.9B | 95% | 6 | $320M | 0 | 0 |
| T•••• M••••••• • C•••••• CRD 104732 | Austin, TX | independent RIA | $1.9B | 97% | 7 | $274M | 0 | 0 |
| S•• W••••• M••••••••• L•• CRD 174697 | Plymouth, MA | independent RIA | $1.9B | 94% | 32 | $60.0M | 5 | 0 |
| N••••• C•••••• M••••••••• CRD 117949 | Charlotte, NC | independent RIA | $1.9B | 97% | 18 | $107M | 0 | 0 |
| D• I••••••••• P•••••••• L•• CRD 157646 | Chadds Ford, PA | independent RIA | $1.9B | 89% | 7 | $273M | 0 | 0 |
| R••••••• P••••••• G•••• CRD 300326 | San Francisco, CA | independent RIA | $1.9B | 88% | 5 | $382M | 5 | 1 |
| C•••••••• A•••••••• L•• CRD 283155 | Eagle, ID | independent RIA | $1.9B | 95% | 40 | $47.7M | 17 | 0 |
| P•••••• I••••••••• M••••••••• G•••• I•• CRD 112155 | Knoxville, TN | independent RIA | $1.9B | 84% | 14 | $136M | 3 | 0 |
| M••• C•••••• M••••••••• L•• CRD 112221 | Miami, FL | independent RIA | $1.9B | 66% | 31 | $61.4M | 0 | 1 |
| M••• M••••••••• L•• CRD 120361 | San Francisco, CA | independent RIA | $1.9B | 68% | 25 | $76.2M | 6 | 3 |
| J•• C•••••• M••••••••• L•• CRD 159227 | St. Louis, MO | mixed wealth | $1.9B | 22% | 14 | $136M | 3 | 0 |
| S• A•••• M••••••••• L•• CRD 323369 | Cupertino, CA | independent RIA | $1.9B | 97% | 3 | $632M | 0 | 1 |
| T••• L••• F•••••••• A••••••• CRD 281870 | San Francisco, CA | mixed wealth | $1.9B | 22% | 6 | $314M | 6 | 0 |
The firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.