DFX Intelligence
Firms
SEC-registered investment advisersAbout this listOne row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list.Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
9,809 advisers match
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Motley Fool Wealth Management, LLC CRD 165689 | Alexandria, VA | independent RIA | $1.6B | 98% | 2 | $798M | 12 | 0 |
| Means Wealth Management CRD 2748 | Bangor, ME | independent RIA | $1.6B | 89% | 14 | $114M | 5 | 0 |
| Consolidated Portfolio Review Corp CRD 112694 | Woodbury, NY | independent RIA | $1.6B | 99% | 66 | $24.1M | 47 | 0 |
| T••••••••• T•••• W••••• M••••••••• I••• CRD 107639 | Houston, TX | independent RIA | $1.6B | 99% | 9 | $177M | 0 | 0 |
| R•••••• F•••••••• A•••••••• L•• CRD 312921 | Atlanta, GA | independent RIA | $1.6B | 97% | 7 | $227M | 0 | 0 |
| C•••••• I•• A•••••••• L•• CRD 166418 | Conshohocken, PA | independent RIA | $1.6B | 92% | 17 | $93.3M | 16 | 0 |
| S•••• C•••• CRD 113091 | The Woodlands, TX | independent RIA | $1.6B | 92% | 3 | $529M | 0 | 0 |
| C••••••••• A••••••• S••••••• I•• CRD 110904 | Naples, FL | independent RIA | $1.6B | 100% | 10 | $159M | 1 | 0 |
| M••••••• • S••••••• W••••• A•••••••• I••• CRD 164345 | Poughkeepsie, NY | mixed wealth | $1.6B | 22% | 10 | $159M | 1 | 0 |
| K•••• C•••••• P••••••• CRD 311744 | Leawood, KS | independent RIA | $1.6B | 82% | 4 | $395M | 0 | 0 |
| C•••••••• C•••••• A••••••• L•• CRD 290081 | Miami, FL | mixed wealth | $1.6B | 28% | 18 | $87.8M | 1 | 0 |
| T••••• W••••• M••••••••• L•• CRD 168777 | Audubon, PA | independent RIA | $1.6B | 99% | 12 | $132M | 1 | 0 |
| P••••••• H••••••• W••••• A•••••••• I••• CRD 110952 | Kennewick, WA | independent RIA | $1.6B | 75% | 16 | $98.6M | 2 | 0 |
| C••••• • A••••••••• I••• CRD 20999 | Tampa, FL | independent RIA | $1.6B | 92% | 140 | $11.3M | 70 | 0 |
| B••••••••• O•• P•••••• W••••• L•• CRD 297021 | Kennett Square, PA | independent RIA | $1.6B | 100% | 10 | $157M | 1 | 0 |
| I••••••••• P•••••••• L•• CRD 173140 | San Francisco, CA | independent RIA | $1.6B | 96% | 6 | $262M | 1 | 7 |
| A•••• W••••• M••••••••• G•••• CRD 326006 | Plano, TX | independent RIA | $1.6B | 100% | 14 | $112M | 2 | 0 |
| P•• S••••••• C•••••• M••••••••• L•• CRD 151671 | Austin, TX | independent RIA | $1.6B | 93% | 31 | $50.5M | 1 | 0 |
| I••••• L•• CRD 282863 | Indianapolis, IN | independent RIA | $1.6B | 80% | 34 | $46.0M | 11 | 0 |
| E••••••• W•••••• L•• CRD 340830 | Naples, FL | independent RIA | $1.6B | 100% | 5 | $313M | 0 | 0 |
| A•••••••• W••••• C••••••••• L•• CRD 111740 | State College, PA | independent RIA | $1.6B | 70% | 12 | $130M | 0 | 2 |
| L•• C•••••• M••••••••• L•• CRD 111039 | Portage, MI | independent RIA | $1.6B | 91% | 8 | $195M | 2 | 0 |
| M•• W••••• A••••••• CRD 127654 | Farmington, CT | independent RIA | $1.6B | 80% | 12 | $130M | 1 | 0 |
| G••••• • G••• W••••• M••••••••• CRD 105650 | Richmond, VA | independent RIA | $1.6B | 87% | 14 | $111M | 4 | 0 |
| S•••••• P••••••••• CRD 322728 | Coeur D'Alene, ID | independent RIA | $1.6B | 100% | 2 | $779M | 0 | 0 |
| R•••• F••• M••••••••• L•• CRD 144434 | Lady Lake, FL | independent RIA | $1.6B | 99% | 83 | $18.8M | 94 | 0 |
| B••••• E•••••• W•••• CRD 118376 | Walnut Creek, CA | independent RIA | $1.6B | 89% | 12 | $129M | 0 | 0 |
| R••••• B•••• A•• C••••••• I••• CRD 123286 | Sewickley, PA | independent RIA | $1.6B | 87% | 8 | $194M | 0 | 0 |
| P•••• H•••• S••••••• I••• CRD 107310 | Chicago, IL | independent RIA | $1.6B | 96% | 8 | $194M | 4 | 0 |
| R•••••• C•••••• G••••• L•• CRD 145363 | El Segundo, CA | independent RIA | $1.6B | 86% | 14 | $111M | 5 | 4 |
| I•• F•••••••• A••••••• CRD 157626 | Albert Lea, MN | independent RIA | $1.6B | 77% | 14 | $111M | 2 | 0 |
| A•••••••• C••••••• L•• CRD 136667 | Dallas, TX | independent RIA | $1.6B | 71% | 3 | $517M | 0 | 0 |
| C•• I••••••••• A•••••••• L•• CRD 105743 | Columbia, SC | independent RIA | $1.5B | 65% | 8 | $194M | 0 | 0 |
| T••••••••• W•••••• L•• CRD 328398 | Chevy Chase, MD | independent RIA | $1.5B | 97% | 10 | $155M | 0 | 0 |
| H•••••••• W••••• A•••••••• L•• CRD 300273 | Richmond, VA | independent RIA | $1.5B | 92% | 9 | $172M | 0 | 0 |
| F•••••••• W••••• P•••••••• L•• CRD 160696 | Newton Lower Falls, MA | independent RIA | $1.5B | 85% | 5 | $309M | 0 | 0 |
| A••••• F••••• O••••• L•• CRD 337753 | Mclean, VA | independent RIA | $1.5B | 99% | 10 | $154M | 1 | 0 |
| C••••• I••••••••• G•••• CRD 128483 | Jacksonville, OR | independent RIA | $1.5B | 64% | 21 | $73.4M | 3 | 0 |
| Y••• L•• CRD 145769 | Austin, TX | independent RIA | $1.5B | 54% | 2 | $771M | 0 | 0 |
| P••••••• A••••••••• L•• CRD 110268 | Birmingham, MI | independent RIA | $1.5B | 96% | 10 | $154M | 2 | 0 |
| F•••••••• S••••••• I••• CRD 118443 | Raleigh, NC | independent RIA | $1.5B | 100% | 15 | $103M | 0 | 0 |
| R••••• W••••• M••••••••• CRD 3215 | Evanston, IL | independent RIA | $1.5B | 94% | 11 | $140M | 0 | 0 |
| W••••••••• CRD 132513 | Richmond, VA | independent RIA | $1.5B | 98% | 8 | $192M | 0 | 0 |
| R•••••• W••••• W••••• M••••••••• CRD 148221 | Rocklin, CA | independent RIA | $1.5B | 82% | 5 | $307M | 2 | 1 |
| I••••••••• S•••••••• W••••• M••••••••• L•• CRD 144733 | Williamsville, NY | independent RIA | $1.5B | 98% | 30 | $51.2M | 3 | 0 |
| S•••••••• W••••• G•••• CRD 284430 | Eden Prairie, MN | independent RIA | $1.5B | 98% | 23 | $66.8M | 7 | 0 |
| T•••••• S•••••••• W••••• CRD 337956 | Tulsa, OK | independent RIA | $1.5B | 95% | 17 | $90.4M | 1 | 0 |
| B•••••• F•••••••• S••••••• G•••• CRD 143617 | Irvine, CA | independent RIA | $1.5B | 91% | 25 | $61.4M | 5 | 0 |
| S••••••• W••••• M••••••••• L•• CRD 147092 | Purchase, NY | independent RIA | $1.5B | 98% | 35 | $43.8M | 22 | 0 |
| K•••• P••• P••••••• L•• CRD 269876 | Sugar Land, TX | mixed wealth | $1.5B | 23% | 4 | $382M | 0 | 0 |
The firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.