DFX Intelligence
Firms
SEC-registered investment advisersAbout this listOne row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list.Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
9,811 advisers match
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Rosemeyer Management Group CRD 310363 | Platteville, WI | independent RIA | $914M | 94% | 15 | $60.9M | 4 | 0 |
| Mcmillan Office, Inc. CRD 157836 | St. Clair Shores, MI | independent RIA | $914M | 96% | 0 | Not computed | 0 | 0 |
| Partners In Financial Planning, LLC CRD 151980 | Salem, VA | independent RIA | $914M | 99% | 7 | $131M | 1 | 0 |
| B••••• F•••••••• A••••••• CRD 105638 | College Station, TX | independent RIA | $913M | 100% | 6 | $152M | 0 | 0 |
| B•••••• H•••• P•••••• W•••••• L•• CRD 321132 | B•••••• H••••, CA | independent RIA | $912M | 97% | 6 | $152M | 0 | 0 |
| G••••••• F•••••••• P•••••••• L•• CRD 287652 | Orange, CA | mixed wealth | $912M | 45% | 8 | $114M | 0 | 0 |
| P••• W••••• S•••••••• CRD 127391 | Pepper Pike, OH | independent RIA | $912M | 87% | 7 | $130M | 0 | 0 |
| T••••• W••••• A•••••••• I••• CRD 3618 | Buffalo, NY | independent RIA | $911M | 92% | 13 | $70.1M | 0 | 0 |
| C••••• A•••••••• L•• CRD 117734 | St. Louis, MO | independent RIA | $911M | 97% | 4 | $228M | 0 | 0 |
| T••••• C•••••• P••••••• CRD 329367 | Miami, FL | independent RIA | $911M | 97% | 5 | $182M | 1 | 0 |
| S••••••• S••••• CRD 109228 | West Des Moines, IA | independent RIA | $911M | 96% | 14 | $65.1M | 0 | 0 |
| S••••• W••••• A••••••• L•• CRD 317218 | Boca Raton, FL | independent RIA | $911M | 97% | 23 | $39.6M | 5 | 0 |
| S•••••••• P••••••• G•••• CRD 113844 | Bountiful, UT | independent RIA | $910M | 97% | 8 | $114M | 0 | 0 |
| C••••• I••••••••• G•••• CRD 18266 | Lafayette, LA | independent RIA | $910M | 96% | 6 | $152M | 1 | 0 |
| C•••••• W••••• P••••••• CRD 105898 | Topeka, KS | independent RIA | $910M | 85% | 7 | $130M | 1 | 0 |
| C••••••• W••••• A••••••• CRD 155221 | Richmond, VA | independent RIA | $910M | 100% | 12 | $75.8M | 2 | 0 |
| D••• I••••••••• CRD 104635 | Beavercreek, OH | mixed wealth | $909M | 40% | 4 | $227M | 0 | 0 |
| G••••• B•••• F•••••••• G••••• L•••••••• B•••• F•••••••• S••••••• CRD 112248 | Arlington, TX | independent RIA | $909M | 95% | 5 | $182M | 0 | 0 |
| A•••• C•••••• CRD 317544 | Lake Forest, IL | independent RIA | $907M | 93% | 5 | $181M | 0 | 0 |
| C•••••••• W••••• M••••••••• L•• CRD 132058 | Bloomfield Hills, MI | independent RIA | $907M | 99% | 5 | $181M | 2 | 0 |
| R•••• R••• A••••••• L•• CRD 286007 | Wilton, CT | independent RIA | $907M | 80% | 9 | $101M | 1 | 0 |
| B•••••• F••••• • C•••••• F•••••••• S•••••••• I••• CRD 13609 | Cedar Rapids, IA | BD affiliated | $906M | 97% | 71 | $12.8M | 55 | 0 |
| R••••••••• W••••• M••••••••• CRD 168346 | Chicago, IL | independent RIA | $906M | 100% | 4 | $227M | 0 | 0 |
| S•••• S••••• A•••••••• L•• CRD 112326 | New York, NY | independent RIA | $906M | 85% | 2 | $453M | 0 | 0 |
| F•••• A••••••••• F•••••••• N•••••• L•• CRD 109036 | Colorado Springs, CO | independent RIA | $905M | 98% | 13 | $69.6M | 9 | 0 |
| R•••••• P• S•••••••• A••••••••• I••• CRD 109080 | Austin, TX | independent RIA | $905M | 99% | 14 | $64.7M | 0 | 0 |
| C••••••••• F•••••••• CRD 304146 | Columbia, MO | independent RIA | $904M | 97% | 27 | $33.5M | 15 | 0 |
| M••••• C•••••• M••••••••• I••• CRD 117127 | Portland, OR | independent RIA | $903M | 64% | 6 | $151M | 0 | 0 |
| F••••••••• A•••• M••••••••• L•• CRD 167555 | Cincinnati, OH | independent RIA | $903M | 95% | 15 | $60.2M | 3 | 1 |
| S••••• I••••••••• M••••••••• CRD 158489 | Chicago, IL | independent RIA | $903M | 78% | 4 | $226M | 2 | 0 |
| D••• A••••••• S•••••••• L•• CRD 145112 | Des Moines, IA | independent RIA | $903M | 58% | 6 | $150M | 0 | 0 |
| N•••• W••••• A••••••• L•• CRD 311171 | Rye Brook, NY | independent RIA | $902M | 100% | 7 | $129M | 1 | 0 |
| T•• F•••••• G••••• L•• CRD 121492 | Chesterbrook, PA | independent RIA | $902M | 100% | 16 | $56.4M | 0 | 0 |
| F••••••• A•••• M••••••••• L•• CRD 168495 | Clearwater, FL | independent RIA | $902M | 96% | 10 | $90.2M | 1 | 0 |
| M••••••••• F•••••••• G•••• CRD 297388 | Bellevue, WA | independent RIA | $901M | 100% | 7 | $129M | 1 | 0 |
| B••••• F•••••••• A••••••• L•• CRD 174334 | Cleveland, OH | independent RIA | $901M | 97% | 13 | $69.3M | 4 | 0 |
| G•••••• S••••• W••••• M••••••••• L•• CRD 311391 | Overland Park, KS | independent RIA | $900M | 99% | 20 | $45.0M | 2 | 0 |
| 9• F•••••••• G••••• L•• CRD 144235 | Woburn, MA | independent RIA | $900M | 100% | 5 | $180M | 0 | 0 |
| A•••• A•••• M••••••••• CRD 145186 | Wayne, PA | independent RIA | $900M | 99% | 4 | $225M | 0 | 0 |
| A•••• M••••••••• G••••• I••• CRD 110116 | Stamford, CT | independent RIA | $898M | 97% | 2 | $449M | 0 | 0 |
| R••••••••• A•••••••• L•• CRD 310396 | Norwalk, CT | mixed wealth | $898M | 49% | 7 | $128M | 2 | 0 |
| S••••• F•••••• A•••• M••••••••• L•• CRD 145026 | Elmhurst, IL | mixed wealth | $897M | 21% | 4 | $224M | 0 | 0 |
| K•• C••••• F•••••••• A•••••••• L•• CRD 298240 | Fairfield, NJ | independent RIA | $896M | 82% | 10 | $89.6M | 2 | 0 |
| C••••••••• W••• • C• I•• CRD 22090 | San Diego, CA | independent RIA | $896M | 97% | 13 | $68.9M | 0 | 0 |
| S••••••••• F•••••••• G•••• CRD 340200 | San Rafael, CA | independent RIA | $896M | 99% | 15 | $59.7M | 2 | 0 |
| M•••••• G••••• I••••••••• CRD 285985 | New York, NY | independent RIA | $895M | 60% | 5 | $179M | 1 | 1 |
| K••••• L•••••• I•• CRD 107727 | Memphis, TN | independent RIA | $895M | 99% | 12 | $74.6M | 0 | 0 |
| M••••• I••••••••• A••••••••• I•• CRD 110325 | Verona, NJ | independent RIA | $894M | 95% | 4 | $224M | 0 | 0 |
| B•• S••••••••• I••• CRD 70 | Cherry Hill, NJ | independent RIA | $894M | 84% | 35 | $25.5M | 0 | 0 |
| A••••••• P•••••• W•••••• L•• CRD 311517 | Chapel Hill, NC | independent RIA | $894M | 88% | 4 | $223M | 0 | 0 |
The firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.