DFX Intelligence
Firms
SEC-registered investment advisersAbout this listOne row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list.Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
9,811 advisers match
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Avenir Corporation CRD 110545 | Alexandria, VA | independent RIA | $849M | 91% | 3 | $283M | 0 | 0 |
| Silverlake Wealth Management LLC CRD 165525 | Williston, VT | independent RIA | $849M | 96% | 9 | $94.3M | 4 | 0 |
| Bason Asset Management CRD 165450 | Lakewood, CO | independent RIA | $849M | 99% | 2 | $424M | 2 | 0 |
| P••••••••• C•••••• M••••••••• I••• CRD 107648 | Huntingdon Valley, PA | independent RIA | $849M | 96% | 5 | $170M | 6 | 0 |
| N•• C•••••• A••••••• CRD 306483 | Beaverton, OR | independent RIA | $847M | 85% | 5 | $169M | 1 | 0 |
| M••••••• C•••••• M••••••••• C• CRD 106338 | Leawood, KS | independent RIA | $847M | 68% | 6 | $141M | 0 | 0 |
| S••••• F•••••••• A••••••• L•• CRD 152824 | Rochester, NY | independent RIA | $847M | 96% | 6 | $141M | 2 | 0 |
| B•••• W••••• M••••••••• L•• CRD 153117 | Troy, MI | independent RIA | $847M | 99% | 5 | $169M | 0 | 0 |
| B•••• I••••••••• A•••••••• L•• CRD 144955 | New Bedford, MA | independent RIA | $847M | 98% | 8 | $106M | 8 | 0 |
| O••••••• A•••• M••••••••• L•• CRD 335388 | Birmingham, AL | independent RIA | $846M | 84% | 18 | $47.0M | 3 | 0 |
| V•••• C•••••• M••••••••• I••• CRD 147179 | Clarkston, MI | independent RIA | $846M | 94% | 13 | $65.1M | 0 | 0 |
| L•••••• C••••••• L•• CRD 168307 | L••••••, NE | independent RIA | $845M | 85% | 5 | $169M | 0 | 0 |
| L••••••••• W••••• S••••••••• L•• CRD 299334 | Gig Harbor, WA | independent RIA | $844M | 100% | 12 | $70.4M | 0 | 0 |
| A••••••• M•••• M••••••••• L•• CRD 115357 | Rancho Santa Fe, CA | independent RIA | $844M | 97% | 11 | $76.7M | 4 | 0 |
| P••••••••• W••••• P•••••••• L•• CRD 140330 | Boise, ID | independent RIA | $844M | 99% | 8 | $105M | 0 | 0 |
| C•••••••• C•••••• M••••••••• L•• CRD 155189 | Phoenix, AZ | mixed wealth | $844M | 24% | 2 | $422M | 1 | 0 |
| I•••••• W••••• CRD 289908 | Atlanta, GA | independent RIA | $843M | 100% | 4 | $211M | 0 | 0 |
| L••••• C•••••• M••••••••• CRD 333000 | independent RIA | $842M | 100% | 0 | Not computed | 0 | 0 | |
| P•••••• C•••••• A•••••••• L•• CRD 124324 | independent RIA | $842M | 100% | 5 | $168M | 3 | 0 | |
| S•••• H•••• I••••••••• M••••••••• L•• CRD 139410 | Tunkhannock, PA | independent RIA | $842M | 98% | 18 | $46.8M | 5 | 0 |
| C•••••• W••••• CRD 290887 | independent RIA | $840M | 99% | 15 | $56.0M | 10 | 1 | |
| T•• A•••••••• L•• CRD 321870 | Overland Park, KS | independent RIA | $840M | 95% | 18 | $46.7M | 6 | 0 |
| A•••• A•••• A••••••• L•• CRD 120573 | Dallas, TX | independent RIA | $839M | 100% | 2 | $420M | 0 | 0 |
| N•• W•••• A••••••• G••••• L•• CRD 126983 | Sandy, UT | independent RIA | $838M | 100% | 15 | $55.9M | 0 | 0 |
| B•• I••••••• L••• CRD 158420 | Zurich, | independent RIA | $838M | 88% | 0 | Not computed | 1 | 2 |
| T•••••••• C•••••• CRD 329075 | La Jolla, CA | mixed wealth | $837M | 29% | 0 | Not computed | 0 | 1 |
| P••••• W••••• M••••••••• L•• CRD 114556 | Wichita, KS | independent RIA | $837M | 62% | 8 | $105M | 3 | 0 |
| M••••• S••••• W••••• M••••••••• CRD 155157 | West Chester, PA | independent RIA | $837M | 100% | 12 | $69.7M | 6 | 0 |
| R•••••• W••••• M••••••••• L•• CRD 173916 | Santa Monica, CA | independent RIA | $837M | 100% | 3 | $279M | 0 | 0 |
| F••••••••• L•• CRD 117040 | New Orleans, LA | independent RIA | $837M | 63% | 6 | $139M | 0 | 0 |
| P•••••• C•••••• A•••••••• L•• CRD 148216 | Braintree, MA | independent RIA | $836M | 92% | 5 | $167M | 1 | 0 |
| F•••••••• S•••• A•••••••• I••• CRD 111090 | San Diego, CA | independent RIA | $836M | 97% | 10 | $83.6M | 0 | 0 |
| S•••••••• W••••• M••••••••• G•••• CRD 125882 | New York, NY | independent RIA | $833M | 96% | 4 | $208M | 0 | 0 |
| P•••••• W••••• M••••••••• I••• CRD 120823 | Memphis, TN | independent RIA | $832M | 99% | 2 | $416M | 0 | 0 |
| L•••• • A••••••••• CRD 108326 | Newburgh, IN | independent RIA | $831M | 96% | 7 | $119M | 0 | 0 |
| S••••••••• A•••• M••••••••• I••• CRD 106261 | Chadds Ford, PA | independent RIA | $831M | 91% | 6 | $138M | 1 | 0 |
| S•••••••• I••••••••• S••••••••• I••• CRD 143128 | Orland Park, IL | independent RIA | $830M | 90% | 10 | $83.0M | 3 | 0 |
| K•• P•••••• W••••• G••••• L•• CRD 281678 | Tyson, VA | independent RIA | $830M | 97% | 11 | $75.5M | 0 | 0 |
| N•••• B••••••• W••••• M••••••••• L•• CRD 136431 | B•••••••, CA | independent RIA | $830M | 97% | 12 | $69.1M | 1 | 0 |
| P••••••• W••••• A•••••••• L•• CRD 146349 | Orem, UT | independent RIA | $830M | 95% | 14 | $59.3M | 0 | 0 |
| G•••••• G•••• A•••••••• L•• CRD 127357 | Stamford, CT | mixed wealth | $830M | 47% | 2 | $415M | 0 | 0 |
| M•••• • A••••••••• I••• CRD 141303 | Los Angeles, CA | independent RIA | $829M | 84% | 8 | $104M | 1 | 0 |
| G••••• F•••••••• P•••••• C••••• CRD 290006 | Sarasota, FL | independent RIA | $828M | 96% | 5 | $166M | 0 | 0 |
| W•••• • A••••••••• L•• CRD 144441 | Sarasota, FL | independent RIA | $828M | 98% | 9 | $92.0M | 2 | 0 |
| E••• W••••• M••••••••• L•• CRD 142380 | New York, NY | independent RIA | $827M | 98% | 6 | $138M | 3 | 0 |
| M•••••••• F•••••••• P••••••••• CRD 122866 | Burr Ridge, IL | independent RIA | $827M | 100% | 5 | $165M | 0 | 0 |
| A••••••• I••••••••• A•••••••• L•• CRD 127625 | Hingham, MA | independent RIA | $826M | 86% | 5 | $165M | 0 | 0 |
| M••••• A•••• M••••••••• CRD 18389 | Dallas, TX | independent RIA | $826M | 81% | 3 | $275M | 0 | 0 |
| T•• C•••••• M••••••••• C••••••••• CRD 112242 | Glen Allen, VA | independent RIA | $826M | 90% | 6 | $138M | 0 | 0 |
| K•••••••• G••••• • C•• CRD 105696 | Saratoga Spring, NY | independent RIA | $825M | 92% | 1 | $825M | 0 | 0 |
The firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.