DFX Intelligence
Firms
SEC-registered investment advisersAbout this listOne row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list.Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
9,811 advisers match
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Hill Island Financial LLC CRD 313469 | Grand Rapids, MI | independent RIA | $624M | 91% | 8 | $78.0M | 0 | 0 |
| Axius Advisors LLC CRD 330006 | Saint Charles, MO | independent RIA | $624M | 100% | 12 | $52.0M | 0 | 0 |
| Sherrill & Hutchins Financial Advisory Inc CRD 105302 | Atlanta, GA | independent RIA | $624M | 98% | 6 | $104M | 0 | 0 |
| K•••• F•••••••• S••••••• L•• CRD 291996 | Braintree, MA | independent RIA | $624M | 100% | 7 | $89.1M | 1 | 0 |
| D••• F•••••••• A••••••• CRD 107034 | Naperville, IL | independent RIA | $623M | 94% | 7 | $89.1M | 8 | 0 |
| F•• C••• CRD 110658 | Houston, TX | independent RIA | $623M | 73% | 12 | $51.9M | 1 | 1 |
| H••••••••• F•••••••• CRD 157523 | Pittsburgh, PA | independent RIA | $622M | 83% | 6 | $104M | 0 | 0 |
| H• F•••••••• M••••••••• CRD 148209 | Canonsburg, PA | independent RIA | $622M | 89% | 6 | $104M | 0 | 0 |
| A•••••• L•• CRD 156109 | Santa Barbara, CA | independent RIA | $622M | 68% | 11 | $56.5M | 2 | 1 |
| 1••• S••••• A•••• M••••••••• CRD 153528 | Nashville, TN | mixed wealth | $622M | 42% | 4 | $155M | 0 | 1 |
| A•••• W••••• M••••••••• CRD 108146 | Bellevue, WA | independent RIA | $621M | 94% | 9 | $69.0M | 8 | 0 |
| O•• F••••• A•••••••• L•• CRD 141332 | Chicago, IL | independent RIA | $621M | 92% | 5 | $124M | 0 | 0 |
| A•••• W••••• G••••• L•• CRD 287848 | Colorado Springs, CO | independent RIA | $620M | 98% | 6 | $103M | 1 | 0 |
| C•••••• A•••••••• I••• CRD 118442 | Raleigh, NC | independent RIA | $620M | 76% | 4 | $155M | 0 | 0 |
| B•• W••••• CRD 39326 | Rock Hill, SC | independent RIA | $620M | 99% | 6 | $103M | 0 | 0 |
| C•••• F••••• W••••• A•••••••• I••• CRD 114702 | Mckinney, TX | independent RIA | $620M | 89% | 9 | $68.8M | 0 | 0 |
| A•••• F•••••••• A•••••••• L•• CRD 122545 | Charlotte, NC | independent RIA | $619M | 100% | 6 | $103M | 0 | 0 |
| B••• O•••• C•••••• CRD 107833 | West Palm Beach, FL | independent RIA | $619M | 89% | 5 | $124M | 0 | 0 |
| T•••••• A•••••••• L•• CRD 309311 | Sarasota, FL | independent RIA | $619M | 54% | 18 | $34.4M | 11 | 0 |
| M•••••• W••••• M••••••••• L•• CRD 148565 | San Rafael, CA | independent RIA | $619M | 95% | 6 | $103M | 2 | 0 |
| A•••••••• L••••••••• • C••• I••• CRD 117153 | Columbia, MO | independent RIA | $619M | 100% | 5 | $124M | 0 | 0 |
| W•••• O••• W••••• A•••••••• I••• CRD 173522 | Minneapolis, MN | independent RIA | $618M | 98% | 2 | $309M | 1 | 0 |
| S••••••••• CRD 334416 | independent RIA | $618M | 97% | 9 | $68.7M | 4 | 0 | |
| H•••••• S••••••••• W••••• M••••••••• L•• CRD 301715 | New Orleans, LA | independent RIA | $618M | 90% | 3 | $206M | 0 | 0 |
| R•••• M•••• A••••••••• I••• CRD 160859 | San Francisco, CA | independent RIA | $618M | 59% | 0 | Not computed | 0 | 0 |
| C•••••• P•••••••• L•• CRD 169470 | Bellevue, WA | independent RIA | $618M | 99% | 5 | $124M | 5 | 0 |
| S••••• W••••• A••••••• CRD 283226 | Louisville, KY | independent RIA | $618M | 94% | 9 | $68.6M | 0 | 0 |
| E• W••••• A••••••• CRD 322294 | Dallas, TX | independent RIA | $617M | 94% | 3 | $206M | 0 | 0 |
| C•••• W••• W••••• M••••••••• L•• CRD 338582 | Red Bank, NJ | independent RIA | $617M | 100% | 2 | $309M | 0 | 0 |
| W••• W••••• G••••• L•• CRD 316644 | Irvine, CA | independent RIA | $617M | 100% | 20 | $30.8M | 5 | 0 |
| G•••••••• F•••••••• G••••• L•• CRD 125500 | Albany, NY | independent RIA | $617M | 59% | 4 | $154M | 0 | 0 |
| H•••••• W••••• • T•• S•••••••• CRD 290981 | Mishawaka, IN | independent RIA | $616M | 99% | 9 | $68.5M | 4 | 0 |
| G••• L•••• A•••••••• L•• CRD 124867 | Guilford, CT | independent RIA | $616M | 88% | 8 | $77.0M | 0 | 0 |
| S•••••• • C••• I••• CRD 6911 | San Diego, CA | independent RIA | $616M | 68% | 1 | $616M | 0 | 0 |
| F•• W••••• M••••••••• CRD 122309 | Westlake Village, CA | independent RIA | $616M | 100% | 8 | $77.0M | 0 | 0 |
| T•••••• W••••• M••••••••• L•• CRD 174412 | independent RIA | $616M | 82% | 2 | $308M | 2 | 2 | |
| F•••••• D•• S••••••••• L•• CRD 138962 | Houston, TX | independent RIA | $615M | 100% | 5 | $123M | 3 | 0 |
| E•••• A••••••• I••• CRD 306559 | Colorado Springs, CO | independent RIA | $615M | 99% | 10 | $61.5M | 1 | 0 |
| F•••••••• A••••••••• I••• CRD 108245 | La Jolla, CA | independent RIA | $615M | 100% | 6 | $102M | 1 | 0 |
| M••••• A•••• M••••••••• CRD 170361 | Warwick, RI | independent RIA | $615M | 68% | 2 | $307M | 1 | 0 |
| D••••• W••••• M••••••••• CRD 166585 | Tampa, FL | independent RIA | $614M | 100% | 13 | $47.3M | 2 | 0 |
| Z••• I••••••••• L•• CRD 330428 | Palm Beach Gardens, FL | mixed wealth | $614M | 22% | 6 | $102M | 9 | 0 |
| S••• H••••• F••••• C••••••• L•• CRD 317547 | Chapel Hill, NC | mixed wealth | $614M | 37% | 1 | $614M | 0 | 0 |
| A••••• A••••••• L•• CRD 289489 | Charlotte, NC | independent RIA | $613M | 100% | 2 | $306M | 1 | 0 |
| C•••••• A• W••••• M••••••••• CRD 328863 | Cranberry Twp., PA | independent RIA | $613M | 92% | 12 | $51.1M | 4 | 0 |
| N••• W••••• P••••••• CRD 166539 | Princeton, NJ | independent RIA | $613M | 100% | 7 | $87.5M | 0 | 0 |
| W•••• F•••••••• M••••••••• L•• CRD 283239 | Kalamazoo, MI | independent RIA | $613M | 100% | 4 | $153M | 1 | 0 |
| W••••• W•••• A•••••••• I•• CRD 172002 | Englewood, CO | independent RIA | $612M | 100% | 55 | $11.1M | 39 | 0 |
| R•• L••••••••• I••••••••• M••••••••• L•• CRD 145682 | independent RIA | $612M | 92% | 1 | $612M | 0 | 0 | |
| Q••••• P••••••• I••••••••• M••••••••• CRD 174327 | Saratoga Springs, NY | independent RIA | $612M | 59% | 29 | $21.1M | 12 | 0 |
The firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.