DFX Intelligence
Firms
SEC-registered investment advisersAbout this listOne row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list.Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
9,426 advisers match
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Everest Private Wealth CRD 142945 | Cupertino, CA | independent RIA | $411M | 100% | 2 | $205M | 0 | 0 |
| Copper Financial CRD 168203 | Lenexa, KS | bank affiliated | $411M | 100% | 39 | $10.5M | 31 | 0 |
| Access Financial Resources Inc. CRD 109495 | Oklahoma City, OK | independent RIA | $411M | 54% | 7 | $58.7M | 0 | 0 |
| B••• S••••• A•••• M••••••••• L•• | New York, NY | independent RIA | $410M | 89% | 7 | $58.6M | 0 | 1 |
| S•••••• C•••••• M••••••••• L•• | independent RIA | $410M | 100% | 3 | $137M | 1 | 0 | |
| L•••••• C•••••• | San Francisco, CA | independent RIA | $410M | 79% | 2 | $205M | 0 | 5 |
| B•••••••• | Grand Rapids, MI | independent RIA | $410M | 100% | 0 | Not computed | 0 | 0 |
| T••••• F•••••••• G••••• I••• | Roanoke, VA | independent RIA | $410M | 100% | 4 | $102M | 0 | 0 |
| M•••••••• W••••• M••••••••• I••• | Vancouver, WA | independent RIA | $410M | 89% | 8 | $51.2M | 3 | 0 |
| B••• W••••• M••••••••• L•• | Sacramento, CA | independent RIA | $410M | 81% | 5 | $82.0M | 0 | 0 |
| P••••••••• F•••••••• S••••••••• L•• | Fairfax, VA | independent RIA | $410M | 100% | 6 | $68.3M | 0 | 0 |
| H•••••••• A•••••••• I••• | Flagstaff, AZ | independent RIA | $410M | 98% | 8 | $51.2M | 7 | 0 |
| B•••••••• F•••••••• M••••••••• | South Burlington, VT | independent RIA | $410M | 96% | 4 | $102M | 0 | 0 |
| H••••• H••• C•••••• P•••••••• L•• | H••••• H••• Island, SC | independent RIA | $410M | 95% | 6 | $68.3M | 4 | 0 |
| F••••• F•••••••• | Dubuque, IA | independent RIA | $409M | 96% | 8 | $51.2M | 0 | 0 |
| M•••• W••••• M••••••••• | Ellicott City, MD | independent RIA | $409M | 100% | 4 | $102M | 0 | 0 |
| S••••••• I••••••••• M••••••••• L•• | Tucson, AZ | independent RIA | $409M | 87% | 4 | $102M | 1 | 0 |
| C••• W••••••• L•• | Tampa, FL | independent RIA | $409M | 99% | 5 | $81.8M | 0 | 0 |
| T••• F•••••••• G•••• | Cedar Park, TX | independent RIA | $409M | 100% | 2 | $205M | 0 | 0 |
| R••••• W••••• A••••••• | Bourbonnais, IL | independent RIA | $409M | 98% | 8 | $51.1M | 7 | 0 |
| C••••••• C•••••• W••••• A••••••• | Henderson, NV | independent RIA | $408M | 88% | 5 | $81.7M | 0 | 0 |
| A••••••• S•••••••• G•••• | Plymouth, MN | independent RIA | $408M | 100% | 41 | $10.0M | 14 | 0 |
| R•••• F•••••••• G••••• L•• | Tigard, OR | independent RIA | $408M | 99% | 7 | $58.3M | 7 | 0 |
| H••••••• F•••••••• L•• | Gainesville, VA | independent RIA | $408M | 92% | 7 | $58.3M | 2 | 0 |
| Q••• C••• I••••••••• C••••• | Moline, IL | bank affiliated | $408M | 92% | 6 | $68.0M | 1 | 0 |
| R••••• A•••• | Allen, TX | independent RIA | $408M | 100% | 5 | $81.6M | 0 | 0 |
| K•• W••••• M••••••••• G••••• L•• | Appleton, WI | independent RIA | $408M | 100% | 6 | $68.0M | 0 | 0 |
| N••••••• L•• | Redondo Beach, CA | independent RIA | $408M | 99% | 2 | $204M | 0 | 0 |
| C•••••• F•••••••• S••••••• | West Des Moines, IA | independent RIA | $407M | 99% | 7 | $58.2M | 0 | 0 |
| W••••••••• C•••••• P•••••••• L•• | West Chester, PA | independent RIA | $407M | 95% | 8 | $50.9M | 4 | 0 |
| J••• P•••••• C•••••• M••••••••• L•• | Holden, MA | independent RIA | $407M | 100% | 3 | $136M | 0 | 0 |
| F•••• F•••• M••••••••• | Dallas, TX | independent RIA | $407M | 100% | 2 | $203M | 0 | 0 |
| K••••••• F•••••••• P•••••••• I•• | Westlake, OH | independent RIA | $407M | 100% | 1 | $407M | 0 | 0 |
| W••••• W••••• M••••••••• I••• | Manhattan Beach, CA | independent RIA | $407M | 98% | 5 | $81.4M | 3 | 0 |
| G•••••••• F•••••••• G•••• | Tucson, AZ | independent RIA | $407M | 100% | 6 | $67.8M | 0 | 0 |
| H•••••••• B••••••• F•••••••• P••••••• L•• | Pittsburgh, PA | independent RIA | $407M | 99% | 18 | $22.6M | 2 | 0 |
| U••••• W••••• M••••••••• L•• | independent RIA | $407M | 100% | 6 | $67.8M | 2 | 0 | |
| T••••••• W••••• M••••••••• L•• | Boise, ID | independent RIA | $407M | 79% | 3 | $136M | 0 | 0 |
| H••••• F•••••••• G••••• I••• | Corvallis, OR | independent RIA | $407M | 99% | 4 | $102M | 0 | 0 |
| K•••••••• P•••••• F•••••••• A•••••••• L•• | Albany, GA | independent RIA | $406M | 95% | 5 | $81.3M | 0 | 0 |
| C•••••• C•••••• A•••••••• L•• | Lakewood Ranch, FL | independent RIA | $406M | 89% | 2 | $203M | 0 | 0 |
| G••••• W••••• A••••••• | Miami, FL | independent RIA | $406M | 95% | 14 | $29.0M | 0 | 0 |
| B•••••• R••• P•••••• W••••• | Charleston, SC | independent RIA | $406M | 95% | 9 | $45.1M | 0 | 0 |
| B••••••• O••• C•••••• M••••••••• L•• | Bethesda, MD | independent RIA | $406M | 96% | 2 | $203M | 0 | 0 |
| P•••••• V•••• M••••••••• L••• | Dallas, TX | independent RIA | $406M | 52% | 4 | $101M | 0 | 3 |
| N•••••••• A•••• M••••••••• | Minneapolis, MN | bank affiliated | $405M | 98% | 39 | $10.4M | 2 | 0 |
| E•••••••• W••••• P••••••• L•• | Kalispell, MT | independent RIA | $405M | 98% | 4 | $101M | 1 | 0 |
| A•••• W••••• M••••••••• L•• | Ft. Mitchell, KY | independent RIA | $405M | 99% | 5 | $81.0M | 0 | 0 |
| T••••• W••••• M••••••••• P••• | Sun City, AZ | independent RIA | $405M | 100% | 9 | $45.0M | 1 | 0 |
| Q• W••••• M••••••••• L•• | Boca Raton, FL | independent RIA | $405M | 100% | 3 | $135M | 2 | 0 |
The firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.