DFX Intelligence
Firms
SEC-registered investment advisersAbout this listOne row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list.Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
9,427 advisers match
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Griffin Black, LLC CRD 134684 | Redwood City, CA | independent RIA | $356M | 98% | 4 | $88.9M | 2 | 0 |
| Fpnavigators CRD 332831 | Maple Grove, MN | independent RIA | $355M | 94% | 5 | $71.0M | 0 | 0 |
| Tompkins & Co. CRD 157240 | independent RIA | $355M | 100% | 1 | $355M | 0 | 0 | |
| C••• N•••••• W••••• M••••••••• | Huntington Beach, CA | independent RIA | $355M | 100% | 2 | $177M | 1 | 0 |
| H•••••• A•••••••• I•• | Seneca, SC | independent RIA | $355M | 99% | 3 | $118M | 0 | 0 |
| B••• H••••• C•••••• L••• | Bethesda, MD | independent RIA | $355M | 99% | 27 | $13.1M | 1 | 0 |
| W••••••• F•••••••• G•••• | Mobile, AL | independent RIA | $355M | 97% | 2 | $177M | 1 | 0 |
| R•••••••• A••••••• | Atlanta, GA | independent RIA | $355M | 99% | 9 | $39.4M | 9 | 0 |
| L•••••••• R••••••• A•• C•••••• G••••• L•• | Fayetteville, AR | independent RIA | $355M | 100% | 1 | $355M | 0 | 0 |
| C••••••• W••••• | Billings, MT | independent RIA | $354M | 89% | 6 | $59.0M | 0 | 0 |
| W••••• A••••••• N• | Portland, OR | independent RIA | $354M | 98% | 7 | $50.6M | 9 | 0 |
| S•••••••• W••••• A•••••••• L•• | Groton, CT | independent RIA | $354M | 100% | 4 | $88.6M | 1 | 0 |
| L••• P••••••• P•••••••• I••• | Jacksonville, FL | independent RIA | $354M | 100% | 3 | $118M | 0 | 0 |
| P••••••• W••••• A••••••• | Reston, VA | independent RIA | $354M | 98% | 3 | $118M | 1 | 0 |
| W••••••••• F••••••••• L•• | Lynnwood, WA | independent RIA | $353M | 100% | 2 | $177M | 0 | 0 |
| T••••••• F•••••••• S•••••••• L•• | Seminole, FL | independent RIA | $353M | 73% | 4 | $88.4M | 2 | 0 |
| A•••• • C•• | Miami, FL | mixed wealth | $353M | 36% | 1 | $353M | 0 | 0 |
| S••••••••• A•••••••• L•• | Marieta, GA | independent RIA | $353M | 68% | 6 | $58.9M | 1 | 0 |
| N••••• F•••••••• G••••• L•• | Greenville, SC | independent RIA | $353M | 92% | 4 | $88.3M | 0 | 0 |
| E••••••• F•••••••• L•• | Brookfield, WI | independent RIA | $353M | 99% | 4 | $88.2M | 0 | 0 |
| T•••• R•••• I••••••••• A•••••••• L•• | Fort Collins, CO | independent RIA | $353M | 68% | 8 | $44.1M | 1 | 0 |
| J•• F•••••••• G•••• L•• | independent RIA | $353M | 100% | 4 | $88.2M | 3 | 0 | |
| G•••••• F•••••••• S••••••••• I••• | San Gabriel, CA | independent RIA | $353M | 100% | 2 | $176M | 0 | 0 |
| F••••••• F•••••••• G••••• L•• | Rochester, MN | independent RIA | $352M | 100% | 8 | $44.0M | 3 | 0 |
| E•••••• W••••• M••••••••• L•• | South Jordan, UT | independent RIA | $352M | 99% | 17 | $20.7M | 6 | 0 |
| I••••••••• A••••••• P•••••••• L•• | Hixson, TN | independent RIA | $352M | 100% | 6 | $58.7M | 0 | 0 |
| C•••••••• P•••••• L•• | Boston, MA | bank affiliated | $352M | 54% | 5 | $70.4M | 1 | 0 |
| C••••• C•••• I••••••••• A••••••• I•• | Englewood, CO | independent RIA | $352M | 100% | 2 | $176M | 1 | 0 |
| R••• J•••• C•••••• E••••••• M••••••••• I••• | St. Louis, MO | independent RIA | $352M | 85% | 5 | $70.4M | 0 | 0 |
| L•• | St. Cloud, MN | independent RIA | $351M | 79% | 7 | $50.2M | 2 | 0 |
| S••• C•••••• | independent RIA | $351M | 91% | 6 | $58.6M | 1 | 0 | |
| C••••••• A•••••••• L•• | Brentwood, TN | independent RIA | $351M | 97% | 5 | $70.3M | 1 | 0 |
| A••••••••• I•••••••• P••••••• C••••••••• | Green Brook, NJ | independent RIA | $351M | 100% | 1 | $351M | 0 | 0 |
| D••• R••••• R••••••• L•• | San Diego, CA | independent RIA | $351M | 100% | 3 | $117M | 0 | 0 |
| F•••••••• C•••••• M••••••••• A•••••••• I••• | Saline, MI | independent RIA | $351M | 83% | 3 | $117M | 0 | 0 |
| S••••• C•••••• M••••••••• L•• | Century City, CA | independent RIA | $351M | 100% | 4 | $87.8M | 0 | 0 |
| H••••••• R••••••••• A•••••••• L•• | Colleyville, TX | independent RIA | $351M | 90% | 3 | $117M | 0 | 0 |
| E•••••• F•••••••• L•• | Wayne, PA | independent RIA | $351M | 99% | 5 | $70.2M | 0 | 0 |
| T•••• B••••••• F•••••••• A•••••••• I••• | Hampton, NH | independent RIA | $351M | 58% | 2 | $175M | 0 | 0 |
| F•••• N•••• W••••• | Glendale, CO | independent RIA | $351M | 100% | 11 | $31.9M | 3 | 0 |
| B••••••••• A•••• M••••••••• L•• | Chesterfield, MO | independent RIA | $351M | 98% | 6 | $58.4M | 1 | 0 |
| V• F•••••••• G••••• L•• | independent RIA | $350M | 100% | 4 | $87.6M | 3 | 0 | |
| S•••• C•••••• L•• | Harrison, NY | independent RIA | $350M | 95% | 5 | $70.0M | 1 | 0 |
| S••••• A••••••••• | Santa Rosa, CA | independent RIA | $350M | 97% | 3 | $117M | 1 | 0 |
| S••••••• P••••••• W••••• M••••••••• • F••••• O••••• | San Diego, CA | independent RIA | $350M | 99% | 13 | $26.9M | 0 | 0 |
| E•••••• W••••• M••••••••• | Cedar Park, TX | independent RIA | $349M | 100% | 8 | $43.7M | 3 | 0 |
| A••••• C•••••• L•• | Fort Lauderdale, FL | independent RIA | $349M | 94% | 6 | $58.2M | 0 | 0 |
| F•• I••••••••• L•• | Lexington, KY | independent RIA | $349M | 96% | 9 | $38.8M | 5 | 0 |
| B•••••• M•••• • A••••••••• I••• | Chattanooga, TN | independent RIA | $349M | 88% | 3 | $116M | 0 | 0 |
| F••••• I•••••••• G•••• | Westborough, MA | independent RIA | $349M | 99% | 4 | $87.2M | 3 | 0 |
The firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.