DFX Intelligence
Firms
SEC-registered investment advisersAbout this listOne row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list.Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
1,078 advisers match
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Luminus Management, LLC CRD 157536 | Houston, TX | asset manager | $443M | 0.0% | 0 | Not computed | 0 | 9 |
| Destiny Advisors LLC CRD 312099 | Austin, TX | asset manager | $441M | 0.0% | 0 | Not computed | 0 | 0 |
| Burford Brothers, Inc. CRD 306574 | Dallas, TX | independent RIA | $440M | 99% | 6 | $73.4M | 0 | 0 |
| B•••••• F•••••• • C• I•• CRD 107657 | Houston, TX | independent RIA | $439M | 95% | 7 | $62.8M | 0 | 0 |
| S••••• W•••••• L••• CRD 172194 | Mansfield, TX | independent RIA | $438M | 71% | 3 | $146M | 2 | 0 |
| C•• P••••••• M••••••••• L•• CRD 158019 | Dallas, TX | asset manager | $438M | 0.0% | 4 | $110M | 0 | 3 |
| S••••• C•••••• M••••••••• L• CRD 341413 | Houston, TX | asset manager | $438M | 0.0% | 0 | Not computed | 0 | 2 |
| S•••• L•• CRD 166688 | Fort Worth, TX | independent RIA | $430M | 100% | 8 | $53.8M | 0 | 0 |
| C••• C•••••• L•• CRD 149665 | Dallas, TX | asset manager | $428M | 0.0% | 0 | Not computed | 0 | 5 |
| P•••••• S•••••••• M••••••••• L• CRD 127990 | Houston, TX | mixed wealth | $426M | 45% | 1 | $426M | 0 | 3 |
| M••••• • S•••••• CRD 165130 | Dallas, TX | independent RIA | $426M | 100% | 7 | $60.8M | 1 | 0 |
| S•••• M•••• G••••• L•• CRD 284187 | Eastland, TX | independent RIA | $424M | 53% | 11 | $38.6M | 1 | 0 |
| Z•••••• E••••• L•• CRD 288820 | Houston, TX | asset manager | $423M | 0.0% | 1 | $423M | 0 | 5 |
| P•••• B••••• C••••••• L•• CRD 168071 | Fort Worth, TX | independent RIA | $420M | 56% | 1 | $420M | 0 | 9 |
| R••••• I••••••••• A•••••••• I••• CRD 114245 | Fort Worth, TX | independent RIA | $419M | 80% | 9 | $46.6M | 3 | 0 |
| M•••••••• A•••• M••••••••• L• CRD 328999 | Austin, TX | asset manager | $419M | 0.0% | 0 | Not computed | 0 | 6 |
| T••••••••• L•• CRD 317745 | Buda, TX | independent RIA | $419M | 97% | 42 | $10.0M | 16 | 0 |
| F•••• I••••••••• M••••••••• CRD 107273 | Houston, TX | independent RIA | $418M | 98% | 3 | $139M | 0 | 0 |
| C••••••••• P•••••••• L•• CRD 281410 | Dallas, TX | independent RIA | $417M | 81% | 13 | $32.1M | 5 | 0 |
| S•••••• C••••••• L•• CRD 324251 | Dallas, TX | asset manager | $416M | 0.0% | 0 | Not computed | 0 | 1 |
| C•••• I••••••••• CRD 334504 | Dallas, TX | other | $413M | 0.0% | 0 | Not computed | 0 | 0 |
| V••••• I••••••••• A•••••••• L•• CRD 166178 | Fort Worth, TX | asset manager | $412M | 0.0% | 0 | Not computed | 0 | 5 |
| T••• F•••••••• G•••• CRD 285850 | Cedar Park, TX | independent RIA | $409M | 100% | 2 | $205M | 0 | 0 |
| G••••••••• G••••• P••••••• CRD 171612 | Austin, TX | asset manager | $409M | 0.0% | 2 | $204M | 0 | 4 |
| R••••• A•••• CRD 152881 | Allen, TX | independent RIA | $408M | 100% | 5 | $81.6M | 0 | 0 |
| F•••• F•••• M••••••••• CRD 325161 | Dallas, TX | independent RIA | $407M | 100% | 2 | $203M | 0 | 0 |
| P•••••• V•••• M••••••••• L••• CRD 155133 | Dallas, TX | independent RIA | $406M | 52% | 4 | $101M | 0 | 3 |
| S• H••••• F•••••••• G••••• L•• CRD 151899 | San Antonio, TX | independent RIA | $404M | 100% | 6 | $67.4M | 0 | 0 |
| T•• C•••••• CRD 333108 | Plano, TX | independent RIA | $403M | 97% | 5 | $80.6M | 1 | 0 |
| E•••• A••••••••• L•• CRD 148703 | Austin, TX | mixed wealth | $402M | 31% | 8 | $50.3M | 0 | 0 |
| R•• I•• L•• CRD 304142 | Houston, TX | asset manager | $401M | 0.0% | 0 | Not computed | 1 | 0 |
| T•• C•••••• C•••• R•••• L•• CRD 117980 | Fort Worth, TX | other | $401M | 5.4% | 3 | $134M | 0 | 0 |
| S••••• F•••••••• M••••••••• CRD 169278 | San Antonio, TX | independent RIA | $400M | 100% | 2 | $200M | 0 | 0 |
| T••••••••• F••••••••• L•• CRD 174865 | The Woodlands, TX | independent RIA | $399M | 100% | 2 | $200M | 1 | 0 |
| P•••••• W••••• M••••••••• G•••• CRD 133429 | Austin, TX | independent RIA | $399M | 100% | 11 | $36.3M | 3 | 0 |
| S••••••••• A•••••••• I••• CRD 142095 | Austin, TX | mixed wealth | $399M | 31% | 21 | $19.0M | 12 | 0 |
| F•••••• W••••• M••••••••• L•• CRD 157832 | Dallas, TX | independent RIA | $396M | 98% | 3 | $132M | 0 | 0 |
| K• C••••• A••••••• I•• L•• CRD 311657 | Houston, TX | asset manager | $395M | 0.0% | 1 | $395M | 4 | 0 |
| C•••••• I••••••••• M••••••••• CRD 116982 | Midland, TX | independent RIA | $395M | 80% | 3 | $132M | 0 | 0 |
| H••••••• E••••• M••••••••• L•• CRD 293928 | Fort Worth, TX | asset manager | $392M | 0.0% | 0 | Not computed | 0 | 2 |
| F•••• P••••••• M••••••••• L•• CRD 326712 | Dallas, TX | asset manager | $392M | 0.0% | 0 | Not computed | 1 | 11 |
| P••• O•• P•••••• W••••• A••••••• CRD 159293 | Houston, TX | independent RIA | $391M | 98% | 7 | $55.8M | 1 | 0 |
| N•••• C•••••• L•• CRD 148061 | Austin, TX | independent RIA | $390M | 94% | 2 | $195M | 0 | 1 |
| L•• F••••• W••••• A•••••••• L••• CRD 129701 | Austin, TX | independent RIA | $389M | 82% | 2 | $194M | 0 | 2 |
| 1••• A•••• M••••••••• L•• CRD 313389 | Garland, TX | independent RIA | $387M | 100% | 2 | $193M | 0 | 0 |
| P••••• A••••••• CRD 157484 | Dallas, TX | independent RIA | $385M | 100% | 4 | $96.2M | 1 | 0 |
| W••••• B•••••• A•••••••• L•• CRD 319324 | Houston, TX | independent RIA | $381M | 73% | 2 | $190M | 0 | 0 |
| F••••••• W••••• M••••••••• L•• CRD 169577 | Houston, TX | independent RIA | $380M | 100% | 3 | $127M | 0 | 0 |
| I••••••••• P•••••• W•••••• L•• CRD 287714 | Austin, TX | independent RIA | $380M | 99% | 6 | $63.3M | 1 | 0 |
| C•• W••••• M••••••••• CRD 307513 | Plano, TX | independent RIA | $379M | 97% | 6 | $63.2M | 1 | 0 |
The firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.