DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Firms
SEC-registered investment advisers
One row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list. Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Brandon Financial Planning, Inc. CRD 110267 | Memphis, TN | independent RIA | $435M | 97% | 3 | $145M | 0 | 0 |
| Music Row Wealth Management CRD 288944 | Nashville, TN | independent RIA | $432M | 95% | 3 | $144M | 0 | 0 |
| Nbz Investment Advisors, LLC CRD 123902 | Knoxville, TN | independent RIA | $431M | 100% | 3 | $144M | 0 | 0 |
| S••••• • J•••••• L•• CRD 109423 | Nashville, TN | independent RIA | $429M | 90% | 2 | $215M | 0 | 0 |
| C•••••• C••••••• L•• CRD 171266 | Franklin, TN | independent RIA | $426M | 98% | 9 | $47.3M | 1 | 0 |
| A••••• I••••••••• M••••••••• L•• CRD 130180 | Tullahoma, TN | independent RIA | $425M | 95% | 2 | $213M | 1 | 0 |
| G••••••• W••••• M••••••••• L•• CRD 118668 | Chattanooga, TN | independent RIA | $411M | 99% | 6 | $68.5M | 1 | 0 |
| I•••••• S•••••••• W••••• L•• CRD 147290 | Knoxville, TN | independent RIA | $401M | 100% | 5 | $80.2M | 1 | 0 |
| V•••••••• H•••••••• L•• CRD 150483 | Knoxville, TN | independent RIA | $397M | 93% | 16 | $24.8M | 8 | 0 |
| A• A••••••• CRD 321606 | Nashville, TN | independent RIA | $394M | 100% | 3 | $131M | 2 | 0 |
| K•• C•••••• M••••••••• I••• CRD 173773 | Hendersonville, TN | independent RIA | $393M | 99% | 12 | $32.7M | 4 | 0 |
| M••• C•••••• M••••••••• L•• CRD 107612 | Knoxville, TN | independent RIA | $392M | 88% | 0 | n/a | 0 | 1 |
| T•• C•••••• CRD 163780 | Nashville, TN | asset manager | $372M | 0.0% | 0 | n/a | 0 | 6 |
| C••••••••• I••••••••• P••••••• I• G•• L•• CRD 165442 | Nashville, TN | asset manager | $367M | 0.0% | 0 | n/a | 0 | 2 |
| B••• R•••• W••••• P••••••• CRD 285347 | Knoxville, TN | independent RIA | $362M | 99% | 15 | $24.1M | 3 | 0 |
| R•••••••• C•••••• M••••••••• L•• CRD 283343 | Knoxville, TN | independent RIA | $359M | 88% | 2 | $179M | 0 | 0 |
| I••••••••• A••••••• P•••••••• L•• CRD 156135 | Hixson, TN | independent RIA | $352M | 100% | 6 | $58.7M | 0 | 0 |
| C••••••• A•••••••• L•• CRD 144408 | Brentwood, TN | independent RIA | $351M | 97% | 5 | $70.3M | 1 | 0 |
| B•••••• M•••• • A••••••••• I••• CRD 105716 | Chattanooga, TN | independent RIA | $349M | 88% | 3 | $116M | 0 | 0 |
| L•••••• W••••• M••••••••• L•• CRD 168539 | Maryville, TN | independent RIA | $347M | 100% | 7 | $49.5M | 1 | 0 |
| W•••••• H••••• • C•• F•••••••• A•••••••• I••• CRD 105959 | Memphis, TN | independent RIA | $342M | 100% | 4 | $85.5M | 0 | 0 |
| H••• A•••••••• L•• CRD 340455 | Nashville, TN | asset manager | $339M | 0.0% | 0 | n/a | 0 | 1 |
| C••••••• A•••••••• L•• CRD 151439 | Memphis, TN | independent RIA | $338M | 73% | 5 | $67.6M | 0 | 0 |
| T•• N•••• S••••••••• G••••• L•• CRD 168239 | Knoxville, TN | independent RIA | $337M | 100% | 3 | $112M | 0 | 0 |
| R••• C•••••• M••••••••• L•• CRD 341500 | Nashville, TN | asset manager | $334M | 0.0% | 0 | n/a | 0 | 5 |
| W••• R•••• C•••••• M••••••••• L•• CRD 149038 | Memphis, TN | asset manager | $329M | 0.0% | 0 | n/a | 0 | 20 |
| T•••••••• • P••••••• C•••••• M••••••••• L•• CRD 149101 | Lookout Mountain, TN | mixed wealth | $314M | 24% | 0 | n/a | 0 | 2 |
| C•••••• • C•••••• W••••• M••••••••• CRD 130071 | Cookeville, TN | independent RIA | $311M | 89% | 3 | $104M | 0 | 0 |
| M•••••• V•••• P•••••••• L•• CRD 153704 | Nashville, TN | asset manager | $303M | 0.0% | 0 | n/a | 1 | 2 |
| L•••• I••••••••• A••••••••• L•• CRD 169008 | Brentwood, TN | independent RIA | $292M | 98% | 4 | $73.0M | 0 | 0 |
| A••• S•••••••• W•••••• L•• CRD 308569 | Chattanooga, TN | independent RIA | $292M | 98% | 7 | $41.7M | 0 | 0 |
| E••••••••• A•••••••• L•• CRD 161352 | Franklin, TN | independent RIA | $292M | 99% | 4 | $73.0M | 0 | 0 |
| O••••••• A••••••• S••••••• L•• CRD 301764 | Franklin, TN | independent RIA | $288M | 100% | 22 | $13.1M | 21 | 0 |
| V••••••• C•••••• M••••••••• L•• CRD 318048 | Franklin, TN | independent RIA | $287M | 100% | 5 | $57.5M | 6 | 0 |
| C••••••••• W••••• M••••••••• G•••• CRD 313269 | Greeneville, TN | independent RIA | $285M | 93% | 3 | $94.9M | 0 | 0 |
| H•• I••••••••• A••••••• CRD 149764 | Nashville, TN | independent RIA | $282M | 87% | 6 | $47.0M | 0 | 0 |
| C•••••••• C••••••• I••• CRD 108972 | Knoxville, TN | independent RIA | $280M | 98% | 2 | $140M | 0 | 0 |
| T•••• C•••••• M••••••••• I••••••••• C••••••• I••• CRD 113586 | Signal Mountain, TN | independent RIA | $277M | 91% | 1 | $277M | 1 | 0 |
| V•••• F•••••••• S•••••••• L•• CRD 309377 | Knoxville, TN | independent RIA | $273M | 100% | 2 | $137M | 0 | 0 |
| C••••••• W••••• A•••••••• L•• CRD 136659 | Memphis, TN | independent RIA | $273M | 70% | 2 | $137M | 0 | 0 |
| K••• W••••• P••••••• A••••••• CRD 288580 | K•••Ville, TN | independent RIA | $273M | 100% | 7 | $39.0M | 1 | 0 |
| A••••••• W••••• M••••••••• P••••••• L•• CRD 313195 | Knoxville, TN | independent RIA | $272M | 79% | 5 | $54.5M | 3 | 0 |
| C••••••••• A•••• M••••••••• L•• CRD 111748 | Knoxville, TN | independent RIA | $271M | 89% | 0 | n/a | 0 | 0 |
| M•••••• C•••••• M••••••••• L•• CRD 134522 | M••••••, TN | asset manager | $269M | 0.0% | 2 | $134M | 0 | 1 |
| R••••• C•••••• P••••••• CRD 316160 | Nashville, TN | asset manager | $269M | 0.0% | 0 | n/a | 0 | 0 |
| C•• P•••••••• L•• CRD 144779 | Franklin, TN | independent RIA | $255M | 100% | 7 | $36.4M | 0 | 0 |
| M•••••• I••••••••• G•••• CRD 125245 | Memphis, TN | independent RIA | $253M | 91% | 3 | $84.2M | 0 | 0 |
| C••• C•••••• M••••••••• I••• CRD 284649 | Brentwood, TN | asset manager | $248M | 0.0% | 0 | n/a | 0 | 0 |
| A•• F•••••••• L•• CRD 331699 | F•••••••, TN | independent RIA | $247M | 100% | 3 | $82.4M | 1 | 0 |
| E••••••••• A•••• M••••••••• L•• CRD 299379 | Winchester, TN | independent RIA | $247M | 98% | 1 | $247M | 1 | 0 |
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225 advisers match.