DFX Intelligence
Firms
SEC-registered investment advisersAbout this listOne row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list.Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
17,149 advisers
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Madison International Realty Holdings, LLC CRD 158165 | New York, NY | asset manager | $6.3B | 0.0% | 0 | Not computed | 6 | 26 |
| First Reserve CRD 157056 | Stamford, CT | asset manager | $6.3B | 0.0% | 0 | Not computed | 1 | 25 |
| Winshore Capital Partners LP CRD 300347 | New York, NY | asset manager | $6.3B | 0.0% | 0 | Not computed | 0 | 0 |
| G••••• • C•••••• CRD 109420 | Westborough, MA | independent RIA | $6.3B | 92% | 39 | $162M | 30 | 0 |
| L••••••• M••••••••• L•• CRD 157511 | New York, NY | other | $6.3B | 0.0% | 0 | Not computed | 0 | 2 |
| B•••••• P•••••••• L• CRD 316147 | New York, NY | asset manager | $6.3B | 0.0% | 0 | Not computed | 0 | 12 |
| A•••••• L••••••••• L•• CRD 292784 | Boerne, TX | asset manager | $6.3B | 0.0% | 2 | $3.1B | 1 | 0 |
| S••••• A••••••• S••••••• L•• CRD 145103 | New York, NY | independent RIA | $6.3B | 99% | 1 | $6.3B | 1 | 3 |
| G•• R••••• C•••••• CRD 157210 | Chicago, IL | asset manager | $6.3B | 0.0% | 0 | Not computed | 0 | 15 |
| K••••• A•••••••• I••• CRD 140808 | Ft. Lauderdale, FL | BD affiliated | $6.3B | 89% | 257 | $24.4M | 198 | 0 |
| T•• W••••• C••••••••• G•••• CRD 173194 | Las Vegas, NV | independent RIA | $6.3B | 94% | 131 | $47.9M | 50 | 0 |
| N••• P••• P••••••••• L•• CRD 324646 | Shrewsbury, NJ | institutional | $6.3B | 0.0% | 2 | $3.1B | 1 | 0 |
| K••••••••• E••••• M••••••••• C••••••• L•• CRD 160432 | New York, NY | asset manager | $6.3B | 0.0% | 0 | Not computed | 2 | 24 |
| J• S•••• A•••• M••••••••• C••••••••• CRD 131243 | New York City, NY | independent RIA | $6.3B | 92% | 9 | $695M | 2 | 7 |
| C••••••••• W•••••• L•• CRD 281213 | Overland Park, KS | independent RIA | $6.3B | 93% | 223 | $28.0M | 108 | 0 |
| P••••••• A•••• M••••••••• L••• CRD 126487 | New York, NY | asset manager | $6.2B | 0.0% | 0 | Not computed | 4 | 13 |
| G••••••• I••••••••• M••••••••• L• CRD 108165 | Philadelphia, PA | mixed wealth | $6.2B | 28% | 6 | $1.0B | 0 | 0 |
| A••••• C•••••• P••••••• M••••••••• V• L••• CRD 304605 | Los Angeles, CA | asset manager | $6.2B | 0.0% | 0 | Not computed | 0 | 13 |
| F•••••••• R••••• A••••••• L•• CRD 300633 | San Diego, CA | asset manager | $6.2B | 0.0% | 0 | Not computed | 0 | 10 |
| B••••••••• C•••••• A•••••••• L•• CRD 167330 | New York, NY | asset manager | $6.2B | 0.0% | 0 | Not computed | 0 | 34 |
| B•••• M••• • O••••• L•• CRD 105466 | New York, NY | independent RIA | $6.2B | 83% | 8 | $773M | 1 | 19 |
| S••••••• F•••••••• I••••••••• A••••••• L•• CRD 288623 | Carmel, IN | institutional | $6.2B | 9.9% | 25 | $247M | 6 | 0 |
| B•• A•••• M••••••••• C•••• CRD 106466 | Chicago, IL | other | $6.2B | 0.0% | 1 | $6.2B | 0 | 16 |
| T••• A•••• M••••••••• L•• CRD 109473 | Louisville, KY | institutional | $6.2B | 3.7% | 4 | $1.5B | 0 | 0 |
| A•••••• C•••••• C••••• A••••••• L•• CRD 328497 | Chicago, IL | asset manager | $6.2B | 0.0% | 0 | Not computed | 4 | 0 |
| R••••••••• C•••••• M••••••••• L•• CRD 122020 | West Palm Beach, FL | asset manager | $6.2B | 0.0% | 9 | $685M | 1 | 5 |
| R•••••••• C•••••• M••••••••• L••• CRD 158267 | Menlo Park, CA | asset manager | $6.2B | 0.0% | 0 | Not computed | 3 | 14 |
| T•••••• C•••••• N•••• A•••••• L•• CRD 289075 | New York, NY | asset manager | $6.2B | 0.0% | 0 | Not computed | 0 | 29 |
| A• F•• M••••••••• L•• CRD 315482 | Sunny Isles Beach, FL | asset manager | $6.2B | 0.0% | 0 | Not computed | 0 | 6 |
| F•••••• S••••• CRD 156819 | Los Angeles, CA | asset manager | $6.2B | 0.0% | 0 | Not computed | 1 | 7 |
| P••••••••• I••••••••• A•••••••• L•• CRD 143149 | Miami Beach, FL | asset manager | $6.2B | 0.0% | 0 | Not computed | 5 | 12 |
| L•••• I••••••••• P•••••••• L• CRD 324015 | Greenwich, CT | asset manager | $6.2B | 0.0% | 0 | Not computed | 0 | 21 |
| P•••••• W••• I• I••••••••• M••••••••• L•• CRD 288266 | New York, NY | asset manager | $6.1B | 0.0% | 0 | Not computed | 0 | 6 |
| P•••• C•••••• C•••••• L•• CRD 108468 | Waltham, MA | other | $6.1B | 0.0% | 0 | Not computed | 2 | 3 |
| B••• P••••••• CRD 329611 | Greensboro, NC | asset manager | $6.1B | 0.0% | 0 | Not computed | 8 | 26 |
| V••••• R•••• P•••••••• L•• CRD 174836 | Boulder, CO | asset manager | $6.1B | 0.0% | 0 | Not computed | 3 | 9 |
| B•• P••••••• L••• CRD 156149 | San Francisco, CA | asset manager | $6.1B | 0.0% | 0 | Not computed | 1 | 4 |
| S•• CRD 110692 | Ann Arbor, MI | BD affiliated | $6.1B | 96% | 477 | $12.8M | 336 | 0 |
| E•• C•••••• L• CRD 138854 | Arlington, VA | asset manager | $6.1B | 0.7% | 0 | Not computed | 1 | 0 |
| L• C•••••• G••••• L•• CRD 120277 | San Diego, CA | institutional | $6.1B | 0.0% | 0 | Not computed | 0 | 0 |
| V••• C••••••• L•• CRD 159868 | Palo Alto, CA | asset manager | $6.1B | 0.0% | 0 | Not computed | 5 | 16 |
| S••••• C•••••• M••••••••• L• CRD 108518 | San Francisco, CA | other | $6.1B | 2.6% | 0 | Not computed | 0 | 2 |
| W••••• E••••• P••••••• M••••••• L••• CRD 295903 | Jacksonville Beach, FL | asset manager | $6.1B | 0.0% | 0 | Not computed | 4 | 0 |
| H•••••• C•••••• M••••••••• L•• CRD 105480 | Chicago, IL | asset manager | $6.1B | 0.0% | 0 | Not computed | 9 | 5 |
| C•••••• C•••••• CRD 161900 | London, | asset manager | $6.1B | 0.0% | 0 | Not computed | 2 | 3 |
| V••••• V•••• P••••••• L•• CRD 151190 | Birmingham, AL | other | $6.1B | 8.2% | 8 | $760M | 0 | 0 |
| C•••••• C•••••• ••••• L•••••• CRD 337385 | Dubai, | asset manager | $6.1B | 0.0% | 0 | Not computed | 2 | 0 |
| N••••••• C• I•• CRD 108347 | Milwaukee, WI | asset manager | $6.1B | 0.1% | 1 | $6.1B | 0 | 0 |
| D••• I••••••••• A••••••• I•• CRD 105879 | Waukesha, WI | mixed wealth | $6.1B | 37% | 26 | $234M | 1 | 0 |
| N•••••••• B••••• L••• A••••••• I• L•• CRD 324282 | Chicago, IL | asset manager | $6.1B | 0.0% | 0 | Not computed | 1 | 13 |
The firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.