DFX Intelligence
RIA Intelligence
Firms
SEC-registered investment advisers
One row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list. Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Hwa Financial Group CRD 120745 | Ellicott City, MD | independent RIA | $295M | 90% | 3 | $98.4M | 0 | 0 |
| The Ellerson Group Inc CRD 106658 | Annapolis, MD | independent RIA | $291M | 100% | 2 | $146M | 0 | 0 |
| Tritonpoint Partners, LLC CRD 333259 | Chevy Chase, MD | independent RIA | $286M | 100% | 9 | $31.8M | 6 | 0 |
| S••••• F•••••••• S••••••• CRD 121534 | Annapolis, MD | independent RIA | $286M | 100% | 2 | $143M | 2 | 0 |
| R•• F•••••••• P•••••••• L•• CRD 291678 | Annapolis, MD | independent RIA | $281M | 97% | 2 | $140M | 0 | 0 |
| A•••••••• A••••••• G••••• I••• CRD 117474 | Annapolis, MD | independent RIA | $278M | 93% | 2 | $139M | 0 | 0 |
| T••••••• I••••••••• I••• CRD 165054 | Chevy Chase, MD | independent RIA | $265M | 100% | 1 | $265M | 0 | 0 |
| B•• W••••• M••••••••• L•• CRD 107702 | Silver Spring, MD | independent RIA | $265M | 76% | 4 | $66.2M | 4 | 0 |
| G•• P••••••• CRD 334902 | Columbia, MD | independent RIA | $261M | 100% | 3 | $86.9M | 0 | 0 |
| S•••••••• F•••••••• L•• CRD 133697 | Rockville, MD | independent RIA | $258M | 100% | 5 | $51.5M | 3 | 0 |
| I••••••••• A••••• P•••••••• L•• CRD 305842 | Hunt Valley, MD | asset manager | $257M | 0.0% | 0 | n/a | 0 | 18 |
| P•••••••• F•••••••• A••••••• CRD 127635 | Chevy Chase, MD | independent RIA | $256M | 100% | 1 | $256M | 1 | 0 |
| I••••• C••••••• L•• CRD 297413 | Rockville, MD | independent RIA | $253M | 99% | 3 | $84.5M | 0 | 0 |
| R••••••• F•••••••• S••••••••• CRD 153247 | Rockville, MD | independent RIA | $252M | 95% | 6 | $41.9M | 8 | 0 |
| T••••••••• C••••••• L•• CRD 336417 | Chevy Chase, MD | independent RIA | $250M | 89% | 4 | $62.5M | 0 | 2 |
| B••••• I••••••••• CRD 104684 | Towson, MD | institutional | $249M | 0.0% | 7 | $35.6M | 1 | 0 |
| I•••••••• L•• CRD 104614 | Chevy Chase, MD | independent RIA | $247M | 100% | 2 | $123M | 0 | 0 |
| W••••••• W••••• M••••••••• CRD 155574 | Timonium, MD | independent RIA | $242M | 99% | 1 | $242M | 0 | 0 |
| P••••••••• CRD 329565 | Bethesda, MD | independent RIA | $235M | 98% | 4 | $58.8M | 0 | 0 |
| P••••••••• W••••• M••••••••• CRD 285718 | Towson, MD | independent RIA | $235M | 100% | 2 | $117M | 0 | 0 |
| D•••• F•••••••• A•••••••• I•• CRD 121907 | Kensington, MD | independent RIA | $234M | 100% | 5 | $46.8M | 0 | 0 |
| M•••• V••••• A••••••••• I•• CRD 107099 | Baltimore, MD | independent RIA | $233M | 68% | 1 | $233M | 0 | 0 |
| M••••••••• F•••••••• CRD 170024 | Ocean City, MD | independent RIA | $230M | 100% | 4 | $57.4M | 1 | 0 |
| B••••••• L•• CRD 314629 | Baltimore, MD | mixed wealth | $229M | 30% | 2 | $115M | 2 | 0 |
| M•••••• W••••• M••••••••• I••• CRD 336539 | Potomac, MD | independent RIA | $224M | 99% | 3 | $74.8M | 0 | 0 |
| E••••••••• I••••••••• M••••••••• L•• CRD 145420 | Baltimore, MD | independent RIA | $221M | 100% | 5 | $44.2M | 5 | 0 |
| W••••••••• L•• CRD 311560 | Frederick, MD | independent RIA | $220M | 96% | 0 | n/a | 0 | 0 |
| T•• S•••••• P••••••••• I•• CRD 156740 | Towson, MD | independent RIA | $217M | 99% | 2 | $108M | 0 | 0 |
| E•••• I••••• A•••••••• I••• CRD 285429 | Ellicott City, MD | independent RIA | $213M | 100% | 6 | $35.6M | 1 | 0 |
| B••••••••• F•••••••• A•••••••• L•• CRD 146946 | Bethesda, MD | independent RIA | $207M | 95% | 2 | $104M | 2 | 0 |
| R•• A••••••• CRD 122366 | Rockville, MD | independent RIA | $200M | 100% | 3 | $66.8M | 0 | 0 |
| C••••••• R•••• W••••• P•••••• CRD 333113 | Thurmont, MD | independent RIA | $199M | 100% | 4 | $49.8M | 1 | 0 |
| C•••••• S•••••• F•••••••• L•• CRD 326861 | Rockville, MD | independent RIA | $199M | 100% | 2 | $99.3M | 0 | 0 |
| C•••••• I••••• A••••••• S•••••••• L•• CRD 326022 | Bethesda, MD | asset manager | $198M | 0.0% | 0 | n/a | 0 | 0 |
| B••••• C••••••• L•• CRD 283224 | Rockville, MD | mixed wealth | $197M | 29% | 3 | $65.6M | 1 | 1 |
| H•••••• C•••••• M••••••••• I•• CRD 110096 | Bethesda, MD | mixed wealth | $196M | 47% | 1 | $196M | 0 | 0 |
| A•••• P•••••••• L•• CRD 158214 | Rockville, MD | independent RIA | $196M | 85% | 26 | $7.5M | 4 | 0 |
| A•••• D•• I••••••••• M••••••••• CRD 288198 | Columbia, MD | asset manager | $195M | 9.9% | 2 | $97.3M | 1 | 1 |
| P•• C••••• G•• L•• CRD 311297 | Columbia, MD | asset manager | $191M | 0.0% | 0 | n/a | 0 | 0 |
| B•••••••• W••••• M••••••••• I••• CRD 325099 | Ellicott City, MD | independent RIA | $190M | 100% | 1 | $190M | 0 | 0 |
| C•••••• W••••• M••••••••• I••• CRD 115639 | Dunkirk, MD | independent RIA | $190M | 100% | 3 | $63.2M | 1 | 0 |
| I•• L••••• F•••••••• A••••••• L•• CRD 119145 | Rockville, MD | independent RIA | $189M | 98% | 3 | $62.9M | 0 | 0 |
| A••••••• I•••••••• S••••••• CRD 273035 | Woodbine, MD | independent RIA | $187M | 96% | 5 | $37.3M | 0 | 0 |
| P•••••• F•••••••• A••••••• L•• CRD 326745 | Columbia, MD | independent RIA | $176M | 98% | 2 | $88.2M | 0 | 0 |
| P••••••• F••••••••• I••• CRD 290306 | Gaithersburg, MD | independent RIA | $176M | 100% | 6 | $29.3M | 1 | 0 |
| M••• W••••• A••••••• CRD 338023 | Timonium, MD | independent RIA | $172M | 100% | 1 | $172M | 0 | 0 |
| T••• C•••••• CRD 299341 | Bel Air, MD | independent RIA | $169M | 100% | 1 | $169M | 0 | 0 |
| E••••• E••••• L•• CRD 324496 | Pikesville, MD | asset manager | $167M | 0.0% | 0 | n/a | 3 | 2 |
| F•••••• W••••• A•••••••• L•• CRD 300794 | Baltimore, MD | independent RIA | $163M | 100% | 4 | $40.8M | 0 | 0 |
| G••••• B•••••••• S•••••••• I••• CRD 37505 | Hunt Valley, MD | independent RIA | $163M | 100% | 6 | $27.1M | 4 | 0 |
The firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.
229 advisers match.