DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Firms
SEC-registered investment advisers
One row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list. Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Seneschal Family Office CRD 131618 | Tacoma, WA | independent RIA | $301M | 100% | 3 | $100M | 0 | 0 |
| Bac Capital Advisors LLC CRD 116816 | Seattle, WA | institutional | $301M | 1.4% | 2 | $151M | 0 | 0 |
| Cloud Capital Management CRD 317325 | Seattle, WA | independent RIA | $300M | 100% | 6 | $50.0M | 2 | 0 |
| A•••••• S••••••••• I••• T•••••• N•••• K••••••• CRD 7726 | Liberty Lake, WA | independent RIA | $300M | 99% | 6 | $50.0M | 0 | 0 |
| H•••••• I••••••••• C••••••• L•• CRD 116314 | Seattle, WA | independent RIA | $299M | 93% | 3 | $99.7M | 0 | 0 |
| 2•••• L• CRD 230788 | Seattle, WA | asset manager | $296M | 0.0% | 0 | n/a | 0 | 1 |
| M•••••• P••• C•••••• A•••••••• L•• CRD 172780 | Seattle, WA | independent RIA | $295M | 94% | 4 | $73.7M | 0 | 0 |
| C••••••••• K••• • A••••••••• I••••••••• S•••••••• I••• CRD 116556 | Richland, WA | independent RIA | $294M | 100% | 9 | $32.7M | 0 | 0 |
| M••••• N••••• • C••• I••• CRD 2903 | Seattle, WA | independent RIA | $287M | 100% | 5 | $57.5M | 0 | 0 |
| P••••••• P•••••• M••••••••• L•• CRD 324639 | Seattle, WA | asset manager | $287M | 0.0% | 2 | $144M | 0 | 0 |
| F•••••••• F••••• I••• CRD 307740 | Spokane, WA | independent RIA | $286M | 100% | 4 | $71.4M | 0 | 0 |
| K••••• F•••••••• A•••••••• L•• CRD 155353 | Kirkland, WA | independent RIA | $284M | 92% | 2 | $142M | 1 | 0 |
| S•••• • A••••••••• P• CRD 117216 | Tacoma, WA | independent RIA | $282M | 98% | 3 | $94.1M | 0 | 0 |
| F•••••••• F•••••••• L•• CRD 313235 | Spokane, WA | independent RIA | $282M | 100% | 4 | $70.4M | 1 | 0 |
| A••••• C•••••• M••••••••• L•• CRD 330793 | Seattle, WA | asset manager | $280M | 0.0% | 0 | n/a | 0 | 2 |
| M••••••••• W••••• CRD 289970 | Fall City, WA | independent RIA | $279M | 100% | 5 | $55.7M | 3 | 0 |
| T••••••••• F•••••••• P••••••• CRD 316079 | Bellevue, WA | independent RIA | $274M | 100% | 5 | $54.7M | 3 | 0 |
| P••••• F•••••••• L•• CRD 144293 | Silverdale, WA | independent RIA | $272M | 98% | 4 | $68.0M | 1 | 0 |
| J•• • A••••••••• L•• CRD 312760 | Spokane, WA | independent RIA | $268M | 99% | 1 | $268M | 0 | 0 |
| V•••••••• C•••••• M••••••••• CRD 158899 | Seattle, WA | independent RIA | $268M | 100% | 1 | $268M | 0 | 0 |
| G•• P•••••• C•••••• S•••••••• L•• CRD 332231 | Tacoma, WA | asset manager | $267M | 0.0% | 0 | n/a | 1 | 5 |
| P•••••• W••••• M••••••••• CRD 164532 | Kirkland, WA | independent RIA | $261M | 100% | 1 | $261M | 1 | 0 |
| N••••••• L••••• A•••••••• I••• CRD 167824 | Seattle, WA | independent RIA | $259M | 100% | 3 | $86.3M | 0 | 0 |
| F••••••• P••••••• I••••••••• M••••••••• L•• CRD 170918 | Seattle, WA | asset manager | $256M | 0.0% | 4 | $64.0M | 0 | 10 |
| W••••••• I••••••••• M••••••••• C• CRD 105034 | Bellingham, WA | independent RIA | $252M | 71% | 4 | $63.1M | 0 | 0 |
| O••••••• R••••••••• G••••• L•• CRD 119086 | Bellevue, WA | independent RIA | $245M | 100% | 2 | $123M | 1 | 0 |
| C••••••• R•• CRD 334343 | Bellingham, WA | independent RIA | $241M | 100% | 2 | $121M | 3 | 0 |
| B••••• W••••• M••••••••• L•• CRD 226768 | Camas, WA | independent RIA | $241M | 97% | 2 | $120M | 1 | 0 |
| I•••••••• P•••••••• S••••••• L•• CRD 117299 | Puyallup, WA | independent RIA | $239M | 99% | 3 | $79.6M | 0 | 0 |
| F••• V•••••••• I••••••••• M••••••••• L•• CRD 157019 | V••••••••, WA | independent RIA | $237M | 99% | 4 | $59.3M | 0 | 0 |
| H••••• A••••••• L•• CRD 282356 | Vancouver, WA | independent RIA | $234M | 92% | 5 | $46.8M | 1 | 1 |
| C•••••• W••••• A•••••••• I•• CRD 158470 | Wenatchee, WA | independent RIA | $228M | 100% | 3 | $76.0M | 0 | 0 |
| G••••• W••••• M••••••••• CRD 340092 | Issaquah, WA | independent RIA | $224M | 99% | 3 | $74.6M | 0 | 0 |
| M••••• W••••• M••••••••• CRD 143863 | Seattle, WA | independent RIA | $222M | 100% | 0 | n/a | 0 | 0 |
| G••••• P••••••••• CRD 300844 | Seattle, WA | asset manager | $221M | 0.0% | 0 | n/a | 2 | 6 |
| P••• W••••• A•••••••• I••• CRD 322683 | Camas, WA | independent RIA | $221M | 100% | 3 | $73.7M | 3 | 0 |
| I••••••• I••••••••• M••••••••• L•• CRD 311661 | Poulsbo, WA | independent RIA | $215M | 89% | 3 | $71.7M | 3 | 0 |
| A••••• C•••••• M••••••••• L•• CRD 130499 | Seattle, WA | asset manager | $215M | 0.0% | 1 | $215M | 0 | 4 |
| U•• L•• CRD 315427 | Vancouver, WA | independent RIA | $215M | 98% | 2 | $107M | 1 | 0 |
| B••••• F•••••••• L•• CRD 173761 | Bellingham, WA | independent RIA | $210M | 100% | 2 | $105M | 0 | 0 |
| S•••• P••••••••• L•• CRD 131342 | Lake Forest Park, WA | independent RIA | $210M | 100% | 4 | $52.6M | 1 | 0 |
| S••••• C•••••• A•••••••• I••• CRD 112499 | Seattle, WA | independent RIA | $210M | 100% | 2 | $105M | 0 | 0 |
| R•••• • C•• L•• CRD 106383 | Seattle, WA | independent RIA | $209M | 96% | 2 | $105M | 0 | 0 |
| F•••••• W••••• A•••••••• L•• CRD 169277 | Bellevue, WA | independent RIA | $208M | 100% | 3 | $69.3M | 0 | 0 |
| L••• S••••• • C••••••• I••• CRD 130232 | Seattle, WA | independent RIA | $207M | 100% | 3 | $69.1M | 0 | 0 |
| A•••• C•••••• M••••••••• L•• CRD 135147 | Vancouver, WA | independent RIA | $200M | 100% | 2 | $100M | 1 | 0 |
| C••••••••• I•••••••• S•••••••• I••• CRD 29775 | Longview, WA | independent RIA | $197M | 97% | 9 | $21.9M | 1 | 0 |
| C••••••• R•••• F•••••••• G•••• CRD 288539 | Vancouver, WA | independent RIA | $195M | 99% | 4 | $48.7M | 1 | 0 |
| C••••••• R•••• A••••••• CRD 154571 | Tacoma, WA | independent RIA | $191M | 100% | 4 | $47.8M | 2 | 1 |
| H••••••• F•••••••• G••••• L•• CRD 113780 | Woodinville, WA | independent RIA | $187M | 100% | 3 | $62.4M | 3 | 0 |
The rest of the firm names are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
271 advisers match.