DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Firms
SEC-registered investment advisers
One row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list. Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Sloy Dahl & Holst Holdings, Inc CRD 310107 | Vancouver, WA | asset manager | $187M | 0.0% | 0 | n/a | 0 | 0 |
| Selkirk Wealth Advisors, LLC CRD 173605 | Spokane, WA | independent RIA | $184M | 97% | 3 | $61.5M | 1 | 0 |
| Financial Freedom For Dentists LLC CRD 301981 | Snoqualmie, WA | independent RIA | $182M | 66% | 3 | $60.7M | 0 | 0 |
| R••• W••• C•••••• L•• CRD 334465 | Bellevue, WA | independent RIA | $180M | 100% | 1 | $180M | 0 | 0 |
| T•• P•••••••• E••• L•• CRD 114616 | Mercer Island, WA | independent RIA | $179M | 100% | 3 | $59.6M | 2 | 0 |
| C••••••• I••••••••• G•••• CRD 159918 | Olympia, WA | independent RIA | $176M | 95% | 7 | $25.2M | 2 | 0 |
| G•••• C••••••• L•• CRD 300609 | Tacoma, WA | independent RIA | $175M | 91% | 3 | $58.4M | 0 | 0 |
| S••••••••• C••••••• F•••••••• S••••••• L•• CRD 330611 | Spokane, WA | independent RIA | $175M | 95% | 4 | $43.7M | 1 | 0 |
| O••• A••••••• CRD 164014 | Bellevue, WA | independent RIA | $174M | 94% | 5 | $34.8M | 0 | 1 |
| P••••••• I••••••••• M••••••••• CRD 299217 | Seattle, WA | independent RIA | $170M | 84% | 1 | $170M | 0 | 0 |
| 9•• A••••••• S••••••• L•• CRD 331476 | Spokane, WA | independent RIA | $168M | 90% | 3 | $55.8M | 0 | 0 |
| I•••••••• W••••• M••••••••• I••• CRD 150103 | Spokane, WA | independent RIA | $163M | 100% | 2 | $81.6M | 1 | 0 |
| T•• A•••••••• L•• CRD 167653 | Edmonds, WA | independent RIA | $161M | 95% | 2 | $80.6M | 1 | 0 |
| N•••••••• S••••• I••••••••• CRD 117060 | Seattle, WA | independent RIA | $161M | 95% | 1 | $161M | 0 | 0 |
| C••••• V••••••• L•• CRD 284129 | Seattle, WA | asset manager | $161M | 0.0% | 0 | n/a | 6 | 14 |
| M•••••• W••••• M••••••••• I•• CRD 304598 | Spokane Valley, WA | independent RIA | $160M | 100% | 3 | $53.2M | 0 | 0 |
| S•••••••• R••••••••• S••••••••• L•• CRD 315590 | Bellevue, WA | independent RIA | $159M | 100% | 4 | $39.6M | 3 | 0 |
| H•••••• A••••••• CRD 306187 | Port Angeles, WA | independent RIA | $158M | 95% | 5 | $31.6M | 4 | 0 |
| S•••••• F•••••••• S••••••• L•• CRD 325955 | Burien, WA | independent RIA | $151M | 100% | 3 | $50.4M | 0 | 0 |
| W•••• • C•••••• F•••••••• P•••••••• I••• CRD 115326 | Sunnyside, WA | independent RIA | $150M | 100% | 4 | $37.5M | 0 | 0 |
| M••••• W••••• M••••••••• I••• CRD 169857 | Kennewick, WA | independent RIA | $149M | 100% | 1 | $149M | 0 | 0 |
| B••••••••• C•••••• CRD 151684 | B•••••••••, WA | independent RIA | $149M | 98% | 5 | $29.8M | 1 | 0 |
| F•••••• W••••• A••••••• CRD 333296 | Bellevue, WA | independent RIA | $146M | 96% | 2 | $73.0M | 0 | 0 |
| S•••• W••••• M••••••••• P••• CRD 116553 | Olympia, WA | independent RIA | $145M | 100% | 3 | $48.4M | 0 | 0 |
| S• R• S••••• • A••••••••• I••• CRD 105864 | Mercer Island, WA | independent RIA | $143M | 100% | 3 | $47.7M | 0 | 0 |
| B•••• • C•••••• W••••• M••••••••• L•• CRD 160581 | Olympia, WA | independent RIA | $143M | 94% | 1 | $143M | 0 | 0 |
| F•••••• A•••• M••••••••• CRD 335660 | Spokane, WA | independent RIA | $142M | 100% | 1 | $142M | 1 | 0 |
| D•• I••••••••• A•••••••• L•• CRD 328897 | Mercer Island, WA | independent RIA | $141M | 100% | 2 | $70.4M | 0 | 0 |
| J•••••• • S•••• I••••••••• A•••••••• I••• CRD 116667 | Bellevue, WA | independent RIA | $137M | 98% | 2 | $68.7M | 0 | 0 |
| H•• C•••• C••••••• L••••• CRD 162371 | Kirkland, WA | asset manager | $136M | 0.0% | 1 | $136M | 1 | 1 |
| F••• F•••••••• CRD 335705 | Port Angeles, WA | independent RIA | $135M | 100% | 2 | $67.5M | 0 | 0 |
| W••••••••• L•• CRD 144948 | Bellingham, WA | independent RIA | $132M | 75% | 2 | $66.0M | 0 | 0 |
| E•••••••• T••••••••• M••••••••• L•• CRD 159018 | Seattle, WA | asset manager | $132M | 0.0% | 1 | $132M | 1 | 0 |
| M•••••••• • C•••••• CRD 284996 | Vancouver, WA | independent RIA | $131M | 100% | 2 | $65.7M | 0 | 0 |
| S•••••• W••••• M••••••••• L•• CRD 285877 | S••••••, WA | independent RIA | $131M | 100% | 2 | $65.7M | 0 | 0 |
| B••••••••• C•••••• M••••••••• L•• CRD 135478 | Bainbridge Island, WA | independent RIA | $127M | 100% | 2 | $63.3M | 1 | 0 |
| H••••••••• A•••• M••••••••• L•• CRD 332767 | Gig Harbor, WA | independent RIA | $125M | 100% | 2 | $62.4M | 1 | 0 |
| V•••••• W••• A•••••••• I••• CRD 47548 | Spokane, WA | independent RIA | $124M | 100% | 5 | $24.9M | 1 | 0 |
| S••••••• P•••••• W••••• L•• CRD 313055 | Yakima, WA | independent RIA | $124M | 99% | 2 | $62.0M | 0 | 0 |
| S••••• C•••• C•••••• M••••••••• L•• CRD 122966 | Seattle, WA | asset manager | $123M | 0.0% | 0 | n/a | 0 | 8 |
| I••••••••• W••••• A•••••••• L•• CRD 314575 | Bellevue, WA | independent RIA | $122M | 100% | 2 | $61.2M | 1 | 0 |
| A•••••• I••••••••• S•••••••• L•• CRD 307869 | Seattle, WA | independent RIA | $119M | 99% | 2 | $59.6M | 0 | 0 |
| T•••• F•••••••• P••••••• L•• CRD 165063 | Bellingham, WA | independent RIA | $117M | 100% | 3 | $39.1M | 2 | 0 |
| G•••••••• F•••••••• • E••••• S•••••••• I••• CRD 318092 | Kirkland, WA | independent RIA | $117M | 93% | 2 | $58.6M | 0 | 0 |
| N•••••••• A••••••••• I•• CRD 106544 | Seattle, WA | other | $115M | 0.0% | 4 | $28.7M | 0 | 0 |
| H•• A•••••••• I••• CRD 316446 | Kennewick, WA | independent RIA | $113M | 100% | 6 | $18.9M | 2 | 0 |
| A••••• W••••• A•••••••• L•• CRD 306171 | Tumwater, WA | independent RIA | $110M | 100% | 2 | $55.2M | 0 | 0 |
| P•••••• F•••••••• A••••••• CRD 154160 | Bellevue, WA | independent RIA | $110M | 100% | 4 | $27.5M | 1 | 0 |
| P•••••• A•••• M••••••••• I•• CRD 108815 | Kirkland, WA | independent RIA | $109M | 100% | 2 | $54.7M | 0 | 0 |
| S••••• C•••••• M••••••••• CRD 121505 | Spokane, WA | institutional | $109M | 5.1% | 3 | $36.5M | 0 | 0 |
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271 advisers match.