DFX Intelligence
Firms
SEC-registered investment advisersAbout this listOne row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list.Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
1,078 advisers match
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Lauterbach Financial Advisors, LLC CRD 114431 | El Paso, TX | independent RIA | $700M | 77% | 12 | $58.4M | 0 | 0 |
| Aethon Energy Management CRD 173136 | Dallas, TX | asset manager | $700M | 0.0% | 0 | n/a | 0 | 5 |
| Ikarian Capital CRD 281880 | Dallas, TX | asset manager | $698M | 0.0% | 0 | n/a | 2 | 1 |
| D••••••• G••••• I••• CRD 110557 | Fort Worth, TX | independent RIA | $696M | 94% | 6 | $116M | 0 | 2 |
| L• I••••••••• M••••••••• L•• CRD 306615 | Dallas, TX | mixed wealth | $696M | 30% | 0 | n/a | 0 | 0 |
| O•••••• Q•••••••• C••••••••• CRD 301469 | Dallas, TX | institutional | $695M | 0.1% | 0 | n/a | 1 | 0 |
| B••••• C•••••• A••••••• CRD 317554 | Houston, TX | asset manager | $687M | 0.0% | 1 | $687M | 0 | 0 |
| P•••••••• W••••• P•••••••• L•• CRD 325203 | Houston, TX | independent RIA | $685M | 100% | 18 | $38.1M | 0 | 0 |
| D••• I••••••••• CRD 135281 | Plano, TX | independent RIA | $682M | 100% | 6 | $114M | 0 | 0 |
| C•••••• M••••••••• F•••••••• A••••••• CRD 112308 | Austin, TX | independent RIA | $680M | 82% | 10 | $68.0M | 1 | 0 |
| S•••• F•••••••• G•••• CRD 311687 | Houston, TX | independent RIA | $679M | 100% | 14 | $48.5M | 0 | 0 |
| B•••••• C•••••• M••••••••• L• CRD 147775 | Houston, TX | independent RIA | $679M | 93% | 8 | $84.9M | 0 | 1 |
| S••••• S••••••••• I••• CRD 15916 | Fort Worth, TX | independent RIA | $679M | 100% | 25 | $27.2M | 8 | 0 |
| V•••••• W••••• M••••••••• CRD 285212 | Plano, TX | asset manager | $678M | 3.8% | 1 | $678M | 0 | 0 |
| 9••• C••••••• L• CRD 324329 | Dallas, TX | asset manager | $677M | 1.2% | 3 | $226M | 0 | 4 |
| W••••••• W••••• M••••••••• L••••• CRD 164975 | The Woodlands, TX | independent RIA | $676M | 100% | 5 | $135M | 0 | 0 |
| T•• G••• F•••••••• G•••• CRD 114796 | Houston, TX | independent RIA | $674M | 99% | 2 | $337M | 4 | 0 |
| O•••••• P•••••• W••••• M••••••••• CRD 162096 | Austin, TX | independent RIA | $668M | 87% | 11 | $60.7M | 3 | 0 |
| C••••••• D••••••••• L•• CRD 290076 | Austin, TX | asset manager | $667M | 0.0% | 0 | n/a | 1 | 64 |
| M•••••••• S•••••••• C•••••• M••••••••• L•• CRD 115120 | Dallas, TX | independent RIA | $663M | 76% | 7 | $94.7M | 0 | 0 |
| H•••••• I••••••••• P•••••••• L•• CRD 299166 | Austin, TX | independent RIA | $662M | 100% | 4 | $166M | 0 | 0 |
| P••••• C•••••• M••••••••• L•• CRD 281448 | Dallas, TX | asset manager | $661M | 0.0% | 0 | n/a | 1 | 1 |
| B•••••• A•••• M••••••••• I••• CRD 290555 | Houston, TX | independent RIA | $661M | 86% | 19 | $34.8M | 1 | 0 |
| S•• J•••• I••••••••• C••••••• L•• CRD 124777 | Southlake, TX | mixed wealth | $661M | 21% | 5 | $132M | 0 | 0 |
| G••••••••• I••••••••• M••••••••• L•• CRD 317830 | Dallas, TX | asset manager | $660M | 0.0% | 1 | $660M | 0 | 1 |
| A•••• W••••• M••••••••• L•• CRD 159594 | Fort Worth, TX | independent RIA | $658M | 99% | 8 | $82.2M | 1 | 0 |
| O••••• A•••• M••••••••• I•• CRD 106095 | Dallas, TX | independent RIA | $657M | 100% | 2 | $329M | 0 | 0 |
| W••• F•••••••• A••••••• CRD 126266 | San Antonio, TX | independent RIA | $657M | 99% | 6 | $110M | 0 | 0 |
| E•••• M•••••••• • M•••••••• L•• CRD 288427 | Stafford, TX | independent RIA | $652M | 98% | 6 | $109M | 1 | 0 |
| M•••• A•••• M••••••••• I••• CRD 148123 | Houston, TX | independent RIA | $651M | 51% | 16 | $40.7M | 2 | 0 |
| S••••••• P••••••••• P••••••• M•••••• I••• L•• CRD 310572 | Houston, TX | asset m•••••• | $650M | 0.0% | 0 | n/a | 0 | 0 |
| R••• F•••••••• G••••• L•• CRD 144560 | Austin, TX | independent RIA | $648M | 100% | 7 | $92.6M | 3 | 0 |
| S•••••••• M•••••• M••••••••• L•• CRD 310323 | Dallas, TX | asset manager | $645M | 0.0% | 0 | n/a | 0 | 7 |
| E••••• R••• P•••••••• L•• CRD 316401 | San Antonio, TX | mixed wealth | $644M | 38% | 2 | $322M | 0 | 1 |
| G•••••• H••••• A•••••••• I••• CRD 179523 | Houston, TX | independent RIA | $642M | 91% | 10 | $64.2M | 1 | 3 |
| T•• W••••••• G••••• I••• CRD 133690 | Plano, TX | independent RIA | $640M | 99% | 5 | $128M | 0 | 0 |
| B•••••••• F••••••••• I••• CRD 143543 | The Woodlands, TX | independent RIA | $639M | 91% | 1 | $639M | 0 | 0 |
| S•••• • S•••••• I••• C•••••• M••••••••• CRD 105523 | Houston, TX | independent RIA | $638M | 73% | 2 | $319M | 0 | 0 |
| C•••• M••••• I••••••••• L•• CRD 217515 | Dallas, TX | independent RIA | $635M | 97% | 4 | $159M | 0 | 0 |
| S•••••• C•••••• M••••••••• L•• CRD 156468 | Houston, TX | asset manager | $635M | 0.0% | 2 | $317M | 0 | 1 |
| W• I••••••••• L•• CRD 114381 | Sugar Land, TX | independent RIA | $634M | 83% | 7 | $90.5M | 0 | 0 |
| S••••• I••••••••• A•••••••• I••• CRD 109995 | Austin, TX | independent RIA | $631M | 96% | 2 | $315M | 0 | 0 |
| D••••••• C•••••• M••••••••• I•• CRD 112232 | Corpus Christi, TX | independent RIA | $630M | 82% | 5 | $126M | 1 | 0 |
| C••••••••• C•••••• G••••• L•• CRD 285144 | Houston, TX | asset manager | $626M | 0.0% | 0 | n/a | 0 | 20 |
| S•••••••• W••••• A••••••• L•• CRD 188524 | Houston, TX | independent RIA | $625M | 83% | 29 | $21.6M | 1 | 0 |
| F•• C••• CRD 110658 | Houston, TX | independent RIA | $623M | 73% | 12 | $51.9M | 1 | 1 |
| S••••• C•••••• L• CRD 339620 | Austin, TX | asset manager | $622M | 0.0% | 0 | n/a | 1 | 1 |
| C•••• F••••• W••••• A•••••••• I••• CRD 114702 | Mckinney, TX | independent RIA | $620M | 89% | 9 | $68.8M | 0 | 0 |
| D• I••••••••• M••••••••• L• CRD 318069 | Dallas, TX | asset manager | $618M | 0.0% | 0 | n/a | 6 | 4 |
| E• W••••• A••••••• CRD 322294 | Dallas, TX | independent RIA | $617M | 94% | 3 | $206M | 0 | 0 |
The firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.