DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Primerica Advisors

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Brandon ArchibaldPrimerica Advisors national BDGradient Advisors, LLC otherOtherJan 28, 2014Feb 4, 2014
Audrey Kim WilliamsonPrimerica Advisors national BDEdward Jones national BDAffiliated broker-dealer or bank to anotherDec 31, 2013Jan 13, 2014
Anna Marie GuyerPrimerica Advisors national BDMorgan Stanley wirehouseAffiliated broker-dealer or bank to wirehouseDec 18, 2013Apr 4, 2014 (107 d)
Daniel Paul WestfallPrimerica Advisors national BDNext Financial Group, Inc. otherOtherAug 8, 2013Sep 11, 2013 (34 d)
Farah Abbas MirzaPrimerica Advisors national BDSantander Securities otherOtherAug 1, 2013Dec 4, 2013 (125 d)
John K TabeekPrimerica Advisors national BDMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseJul 1, 2013Jul 2, 2013
Michael Eugene PearsonPrimerica Advisors national BDSuntrust Investment Services, Inc. otherOtherJun 12, 2013Jun 26, 2013
Scott Allen WebbPrimerica Advisors national BDLPL Financial LLC otherOtherMay 16, 2013May 29, 2013
Larry SandersPrimerica Advisors national BDIp Financial Advisory Services LLC BD affiliatedAffiliated broker-dealer or bank to anotherMay 1, 2013May 20, 2021 (2941 d)
Michael Clinton EvansPrimerica Advisors national BDEdelman Financial Services, LLC otherOtherFeb 14, 2013Feb 25, 2013
Michael Thomas DonaldsonPrimerica Advisors national BDCuso Financial Services, L.P. otherOtherDec 31, 2012Jan 7, 2013
Erick ArndtPrimerica Advisors national BDLPL Financial LLC otherOtherNov 20, 2012Jan 3, 2013 (44 d)
Michael Ta HsuPrimerica Advisors national BDAdvicebridge, Inc. unclassifiedOtherOct 24, 2012Jan 3, 2013 (71 d)
Susan Tordik-AtchisonPrimerica Advisors national BDTruist Advisory Services, Inc. no RAUMAffiliated broker-dealer or bank to a newly registered adviserSep 19, 2012Sep 1, 2016 (1443 d)
Junior RondeauPrimerica Advisors national BDRegal Investment Advisors LLC otherOtherSep 10, 2012May 10, 2013 (242 d)
James CastellanoPrimerica Advisors national BDHorace Mann Investors, Inc. no RAUMAffiliated broker-dealer or bank to a newly registered adviserSep 5, 2012Feb 23, 2015 (901 d)
Jonathan Evan DumasPrimerica Advisors national BDDean, Jacobson Financial Services otherOtherAug 31, 2012Sep 12, 2013 (377 d)
Leonard CurcioPrimerica Advisors national BDTransamerica Financial Advisors, LLC otherOtherAug 15, 2012Aug 13, 2012
Lawrence Ming HoeyPrimerica Advisors national BDLPL Financial LLC otherOtherAug 2, 2012Aug 2, 2012
Shifali ShettyPrimerica Advisors national BDUsaa Financial Planning Services no RAUMAffiliated broker-dealer or bank to a newly registered adviserJul 2, 2012Jul 9, 2012
Kenneth Lee BaselPrimerica Advisors national BDCharles Schwab & Co., Inc. national BDAffiliated broker-dealer or bank to anotherJun 19, 2012Sep 8, 2015 (1176 d)
Lesley Paul HarleauxPrimerica Advisors national BDPelican Investment Advisors, LLC no RAUMAffiliated broker-dealer or bank to a newly registered adviserMay 2, 2012Oct 14, 2021 (3452 d)
David John HuyaPrimerica Advisors national BDChapin Davis Asset Management otherOtherJan 6, 2012Jan 4, 2012
Chad John Carter HookerPrimerica Advisors national BDWaddell & Reed otherOtherDec 31, 2011Nov 13, 2015 (1413 d)
Randolph P DoerrPrimerica Advisors national BDMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseDec 13, 2011Jan 18, 2012 (36 d)
Deborah Yen MckinneyPrimerica Advisors national BDMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseDec 13, 2011Jan 11, 2012
Adam Michael LaibsonPrimerica Advisors national BDMsi Financial Services, Inc. otherOtherNov 30, 2011Dec 23, 2011
Michael Lee DunniganPrimerica Advisors national BDSii Investments, Inc. otherOtherNov 21, 2011Nov 15, 2011
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388 moves match.