DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from USA Financial Securities LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Michael Barry Smolko | USA Financial Securities LLC independent RIA | Raymond James Financial Services Advisors, Inc BD affiliated | RIA to affiliated broker-dealer or bank | May 4, 2026 | May 4, 2026 |
| Elizabeth K Williams | USA Financial Securities LLC independent RIA | Clear Creek Financial Management, LLC independent RIA | RIA to RIA | Jan 28, 2026 | Jan 27, 2026 |
| Timothy Ray Smith | USA Financial Securities LLC independent RIA | American Independent Securities Group, LLC independent RIA | RIA to RIA | Dec 19, 2025 | Mar 30, 2026 (101 d) |
| Erica Bearer | USA Financial Securities LLC independent RIA | Ameriprise Financial Services, LLC national BD | RIA to affiliated broker-dealer or bank | Dec 16, 2025 | Jan 13, 2026 |
| John Allen Cindia | USA Financial Securities LLC independent RIA | Ameriprise Financial Services, LLC national BD | RIA to affiliated broker-dealer or bank | Oct 28, 2025 | Oct 24, 2025 |
| Kevin Jordan Campbell | USA Financial Securities LLC independent RIA | Raymond James Financial Services Advisors, Inc BD affiliated | RIA to affiliated broker-dealer or bank | Oct 24, 2025 | Oct 23, 2025 |
| Charles Delbert Rushmore | USA Financial Securities LLC independent RIA | J. W. Cole Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Sep 8, 2025 | Sep 3, 2025 |
| Keagan W Rushmore | USA Financial Securities LLC independent RIA | J. W. Cole Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Sep 8, 2025 | Sep 3, 2025 |
| Douglas Carlton Bryan | USA Financial Securities LLC independent RIA | Simplicity Wealth mixed wealth | RIA to RIA | Jul 30, 2025 | Aug 20, 2025 |
| Matthew Thomas Effinger | USA Financial Securities LLC independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jun 24, 2025 | Jul 14, 2025 |
| Kathy Lynne Colby | USA Financial Securities LLC independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 25, 2025 | Apr 25, 2025 |
| Joseph Anthony Green | USA Financial Securities LLC independent RIA | Ameriprise Financial Services, LLC national BD | RIA to affiliated broker-dealer or bank | Mar 10, 2025 | Mar 10, 2025 |
| Thomas Cole | USA Financial Securities LLC independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 24, 2025 | Mar 3, 2025 |
| Scot Bradley Landborg | USA Financial Securities LLC independent RIA | Commonwealth Financial Network national BD | RIA to affiliated broker-dealer or bank | Feb 12, 2025 | Feb 3, 2025 |
| Ledell Johnson | USA Financial Securities LLC independent RIA | Ji Financial Services, LLC state registered | RIA to a state-registered adviser | Jan 2, 2025 | Jan 9, 2025 |
| Steven Chandler Murphy | USA Financial Securities LLC independent RIA | Root Financial Partners independent RIA | RIA to RIA | Sep 6, 2024 | Sep 27, 2024 |
| Robert Michael Gianchiglia | USA Financial Securities LLC independent RIA | Oneamerica Securities, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jul 9, 2024 | Jan 13, 2026 (553 d) |
| William E Goff | USA Financial Securities LLC independent RIA | Kestra Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jun 3, 2024 | Jun 3, 2024 |
| Julie Ann Albright | USA Financial Securities LLC independent RIA | Acorns independent RIA | RIA to RIA | Mar 5, 2024 | Mar 19, 2024 |
| Ronald Kent Haller | USA Financial Securities LLC independent RIA | Richmark Private Wealth Management state registered | RIA to a state-registered adviser | Feb 1, 2024 | Feb 14, 2024 |
| Madison Leigh Parker | USA Financial Securities LLC independent RIA | Prevail Innovative Wealth Advisors, LLC independent RIA | RIA to RIA | Jan 11, 2024 | Jan 11, 2024 |
| Diana Lynn Avery | USA Financial Securities LLC independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 2, 2024 | Jan 31, 2024 |
| Jeffrey A Shelton | USA Financial Securities LLC independent RIA | Kestra Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 27, 2023 | Nov 27, 2023 |
| Brian Lee Nieuwlandt | USA Financial Securities LLC independent RIA | Kestra Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 27, 2023 | Nov 27, 2023 |
| Jason E White | USA Financial Securities LLC independent RIA | Kestra Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 27, 2023 | Nov 27, 2023 |
| Matthew Eric Fry | USA Financial Securities LLC independent RIA | Kestra Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 27, 2023 | Nov 27, 2023 |
| Nathan Allan Shelton | USA Financial Securities LLC independent RIA | Kestra Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 27, 2023 | Nov 27, 2023 |
| Piercen Harnish | USA Financial Securities LLC independent RIA | Kestra Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 27, 2023 | Nov 27, 2023 |
| Eric Bernard Mcginley | USA Financial Securities LLC independent RIA | Pov Wealth LLC state registered | RIA to a state-registered adviser | Oct 16, 2023 | Oct 17, 2023 |
| Henry Snyder | USA Financial Securities LLC independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jun 12, 2023 | Jun 12, 2023 |
| Carrie Jean Miskawi | USA Financial Securities LLC independent RIA | Allworth Financial, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Jun 5, 2023 | Jun 22, 2023 |
| Stephen George Harlow | USA Financial Securities LLC independent RIA | Advisory Alpha, LLC independent RIA | RIA to RIA | Jun 1, 2023 | Sep 15, 2025 (837 d) |
| James L Schulmire | USA Financial Securities LLC independent RIA | Centaurus Financial, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jan 20, 2023 | Jan 20, 2023 |
| Todd Wayne Mclane | USA Financial Securities LLC independent RIA | Centaurus Financial, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jan 20, 2023 | Jan 20, 2023 |
| Frank Andrew Mclane | USA Financial Securities LLC independent RIA | Centaurus Financial, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jan 20, 2023 | Jan 19, 2023 |
| Patrick York Mclane | USA Financial Securities LLC independent RIA | Centaurus Financial, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jan 20, 2023 | Jan 19, 2023 |
| Matthew Thomson Mclane | USA Financial Securities LLC independent RIA | Centaurus Financial, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jan 20, 2023 | Jan 19, 2023 |
| Chad Mclane | USA Financial Securities LLC independent RIA | Centaurus Financial, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jan 20, 2023 | Jan 19, 2023 |
| Daniel Spencer Ure | USA Financial Securities LLC independent RIA | Centaurus Financial, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jan 20, 2023 | Jan 19, 2023 |
| Marcus Edward Hudson | USA Financial Securities LLC independent RIA | Creativeone Wealth, LLC independent RIA | RIA to RIA | Dec 15, 2022 | Dec 19, 2022 |
| Sara Renee Hornick | USA Financial Securities LLC independent RIA | Creativeone Wealth, LLC independent RIA | RIA to RIA | Dec 15, 2022 | Jan 6, 2026 (1118 d) |
| Timothy Thomas Alfieri | USA Financial Securities LLC independent RIA | Creativeone Wealth, LLC independent RIA | RIA to RIA | Dec 15, 2022 | Dec 14, 2022 |
| John Richard Kohout | USA Financial Securities LLC independent RIA | Creativeone Wealth, LLC independent RIA | RIA to RIA | Dec 15, 2022 | Dec 14, 2022 |
| Matthew Howard Eilers | USA Financial Securities LLC independent RIA | Signal Advisors Wealth, LLC no RAUM | RIA to a newly registered adviser | Oct 31, 2022 | Mar 16, 2023 (136 d) |
| Damian Christian Rothermel | USA Financial Securities LLC independent RIA | Sound Income Strategies, LLC independent RIA | RIA to RIA | Oct 21, 2022 | Oct 20, 2022 |
| James Versluis Hartwell | USA Financial Securities LLC independent RIA | Hartwell & Company state registered | RIA to a state-registered adviser | Oct 12, 2022 | Dec 1, 2022 (50 d) |
| Ryan James Hartwell | USA Financial Securities LLC independent RIA | Hartwell & Company state registered | RIA to a state-registered adviser | Oct 12, 2022 | Jan 6, 2026 (1182 d) |
| Adrian Baldeon | USA Financial Securities LLC independent RIA | Rwa Wealth Partners independent RIA | RIA to RIA | Mar 30, 2022 | Apr 12, 2022 |
| Christopher Walden Tanke | USA Financial Securities LLC independent RIA | Strategic Financial Group, L.L.C. state registered | RIA to a state-registered adviser | Jan 7, 2022 | Oct 29, 2025 (1391 d) |
| Eric John Gritter | USA Financial Securities LLC independent RIA | Strategic Financial Group, L.L.C. state registered | RIA to a state-registered adviser | Jan 7, 2022 | Jan 4, 2022 |
| Stephanie Paige Greene | USA Financial Securities LLC independent RIA | Strategic Financial Group, L.L.C. state registered | RIA to a state-registered adviser | Jan 7, 2022 | Jan 10, 2024 (733 d) |
| Jay Everett Kadlec | USA Financial Securities LLC independent RIA | Brogan Financial independent RIA | RIA to RIA | Nov 18, 2021 | Sep 28, 2023 (679 d) |
| Tessa Champlin | USA Financial Securities LLC independent RIA | Acorns independent RIA | RIA to RIA | Aug 16, 2021 | Sep 3, 2021 |
| Terek Wilson | USA Financial Securities LLC independent RIA | Creativeone Wealth, LLC independent RIA | RIA to RIA | Jul 28, 2021 | Aug 31, 2021 (34 d) |
| William Beran | USA Financial Securities LLC independent RIA | United Planners' Financial Services Of America A Limited Partner independent RIA | RIA to RIA | Jul 22, 2021 | Aug 12, 2021 |
| Bradley P Starken | USA Financial Securities LLC independent RIA | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jul 2, 2021 | Aug 13, 2021 (42 d) |
| Robert Wrona | USA Financial Securities LLC independent RIA | Stewardship Advisory Group, LLC independent RIA | RIA to RIA | Jul 1, 2021 | Jul 1, 2021 |
| Richard Wayne Parsons | USA Financial Securities LLC independent RIA | Cambridge Investment Research Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 29, 2021 | Apr 29, 2021 |
| David Timothy Doppel | USA Financial Securities LLC independent RIA | Npf Investment Advisors independent RIA | RIA to RIA | Mar 15, 2021 | Apr 15, 2021 (31 d) |
| Kevin L Ullery | USA Financial Securities LLC independent RIA | Principal Securities, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Feb 19, 2021 | Jan 29, 2024 (1074 d) |
Page 1 of 4Next
183 moves match.