DFX Intelligence
Advisor moves
Departures from Avantax Advisory ServicesWhat a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
1,143 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Timothy Daniel Fahey | Avantax Advisory Services BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Apr 9, 2020 | Apr 16, 2020 |
| Walter Henry Smith | Avantax Advisory Services BD affiliated | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 2, 2020 | May 5, 2025 (1859 d) |
| Terrence John Scroggin | Avantax Advisory Services BD affiliated | Msp Wealth Management, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Apr 1, 2020 | Mar 25, 2020 |
| Gerrin Patrick Degroot | Avantax Advisory Services BD affiliated | Msp Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 1, 2020 | Dec 21, 2022 (994 d) |
| Quinn Jackson | Avantax Advisory Services BD affiliated | Msp Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 1, 2020 | Jan 1, 2026 (2101 d) |
| Autumn Brooke Armbruster | Avantax Advisory Services BD affiliated | Msp Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 1, 2020 | Jan 6, 2026 (2106 d) |
| Michael Edward Kostich | Avantax Advisory Services BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 31, 2020 | Apr 2, 2020 |
| Carol A Oneal | Avantax Advisory Services BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 31, 2020 | Mar 31, 2020 |
| Nicole Michelle Albrecht | Avantax Advisory Services BD affiliated | Tcg Advisors, LP other | Other | Mar 12, 2020 | Mar 11, 2020 |
| Tiffany Elise Tippins | Avantax Advisory Services BD affiliated | Impactful Wealth Solutions state registered | Affiliated broker-dealer or bank to a state-registered adviser | Mar 11, 2020 | Apr 1, 2020 |
| Jeffrey Scott Magson | Avantax Advisory Services BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Mar 9, 2020 | Feb 2, 2022 (695 d) |
| Gary Weinlein | Avantax Advisory Services BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Mar 9, 2020 | Mar 24, 2020 |
| Colleen S. Krcelich | Avantax Advisory Services BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Mar 3, 2020 | Aug 31, 2020 (181 d) |
| Steven Michael Watkins | Avantax Advisory Services BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 24, 2020 | Apr 6, 2020 (42 d) |
| Dustin Mcnutt | Avantax Advisory Services BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 19, 2020 | Nov 17, 2020 (272 d) |
| Jon Michael Bartholomew | Avantax Advisory Services BD affiliated | Gwn Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 14, 2020 | Feb 11, 2020 |
| Santo Blumke | Avantax Advisory Services BD affiliated | Huntington Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Feb 11, 2020 | Feb 19, 2020 |
| Beverly Patrick Whitman | Avantax Advisory Services BD affiliated | Highland Investment Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 5, 2020 | Feb 3, 2020 |
| Lisa Rene Calloway | Avantax Advisory Services BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 24, 2020 | Jan 23, 2020 |
| Stephen Garrett Smith | Avantax Advisory Services BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 13, 2020 | Jan 29, 2020 |
| Peter James Coleman | Avantax Advisory Services BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 10, 2020 | Jan 13, 2020 |
| Travis William Terry | Avantax Advisory Services BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jan 10, 2020 | Jan 10, 2020 |
| Michael Knee | Avantax Advisory Services BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 10, 2020 | Apr 12, 2021 (458 d) |
| Charles William Mcgrath | Avantax Advisory Services BD affiliated | Osaic Fa, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 3, 2020 | Jan 6, 2020 |
| Joan Katherine Alexandre | Avantax Advisory Services BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 2, 2020 | Oct 29, 2020 (301 d) |
| Michael Joseph Larkin | Avantax Advisory Services BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 31, 2019 | Jan 24, 2020 |
| Martyn Joseph Ballestero | Avantax Advisory Services BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 31, 2019 | Jun 22, 2020 (174 d) |
| Erling Bert Brakke | Avantax Advisory Services BD affiliated | Forta Financial Group, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2019 | Mar 3, 2020 (63 d) |
| Michael Lavere Allred | Avantax Advisory Services BD affiliated | Haynie Wealth Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 19, 2019 | Dec 3, 2019 |
| Walter Royal Mcdaniel | Avantax Advisory Services BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 18, 2019 | Dec 17, 2019 |
| Harry Richard Neidermyer | Avantax Advisory Services BD affiliated | Osaic Fa, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 16, 2019 | Dec 12, 2019 |
| Dawn Mcanly Nelson | Avantax Advisory Services BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Dec 13, 2019 | Jan 1, 2025 (1846 d) |
| Nathan Ryan Bitner | Avantax Advisory Services BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Dec 10, 2019 | Feb 3, 2020 (55 d) |
| Robert Louis Stickel | Avantax Advisory Services BD affiliated | Rls Financial Services state registered | Affiliated broker-dealer or bank to a state-registered adviser | Dec 9, 2019 | Sep 27, 2019 |
| Jonathan Michael Dodd | Avantax Advisory Services BD affiliated | Schwab Wealth Advisory, Inc. no RAUM | Other | Dec 9, 2019 | Sep 21, 2026 (2478 d) |
| Carolyn Rita Lambert | Avantax Advisory Services BD affiliated | Archer Investment Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 6, 2019 | Aug 9, 2024 (1708 d) |
| Eric Joseph Splaver | Avantax Advisory Services BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 3, 2019 | Mar 21, 2024 (1570 d) |
| Kevin Miles Davis | Avantax Advisory Services BD affiliated | Archer Investment Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 29, 2019 | Nov 20, 2019 |
| Timothy James Giacoletti | Avantax Advisory Services BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 29, 2019 | Nov 20, 2019 |
| Edwin Keith Richardson | Avantax Advisory Services BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 26, 2019 | Nov 19, 2019 |
| Ann Marie Milinazzo | Avantax Advisory Services BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Nov 20, 2019 | Nov 20, 2019 |
| Christopher David Milinazzo | Avantax Advisory Services BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Nov 20, 2019 | Nov 20, 2019 |
| Paul Joseph Haire | Avantax Advisory Services BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 18, 2019 | Nov 18, 2019 |
| Terry Lucas Minton | Avantax Advisory Services BD affiliated | Trutoro independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 15, 2019 | Nov 7, 2019 |
| Grace M Lopez-Williams | Avantax Advisory Services BD affiliated | Primerica Advisors national BD | Affiliated broker-dealer or bank to another | Nov 15, 2019 | Nov 25, 2019 |
| Christopher Marshall | Avantax Advisory Services BD affiliated | Securities America Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 14, 2019 | Oct 31, 2019 |
| Robert John Condron | Avantax Advisory Services BD affiliated | Cetera Advisors LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 8, 2019 | Nov 1, 2019 |
| Neil Kriegstein | Avantax Advisory Services BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 8, 2019 | Nov 4, 2019 |
| Lee Edward Kilbrith | Avantax Advisory Services BD affiliated | The Pinnacle Financial Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 8, 2019 | Aug 25, 2021 (656 d) |
| Glenn Brian Cohen | Avantax Advisory Services BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Nov 8, 2019 | Nov 1, 2019 |
| Donald Andrew Bogue | Avantax Advisory Services BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 30, 2019 | Oct 30, 2019 |
| Paul David Kuhn | Avantax Advisory Services BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Oct 23, 2019 | Oct 23, 2019 |
| Tripp Crawford Hale | Avantax Advisory Services BD affiliated | Hale & Doerr Wealth Management LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Oct 22, 2019 | Oct 24, 2019 |
| Michael J Skala | Avantax Advisory Services BD affiliated | Harbour Investments, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 18, 2019 | Oct 10, 2019 |
| Mary Elizabeth Mcalpine | Avantax Advisory Services BD affiliated | Calton & Associates, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 18, 2019 | Oct 15, 2019 |
| John Narciso Banuelos | Avantax Advisory Services BD affiliated | Kms Financial Services, Inc BD affiliated | Affiliated broker-dealer or bank to another | Oct 11, 2019 | Oct 1, 2019 |
| Caroline Hartley Mcinerney | Avantax Advisory Services BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Oct 11, 2019 | Oct 1, 2019 |
| Saeed Bowens | Avantax Advisory Services BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 10, 2019 | Oct 23, 2019 |
| Dannett June Gardiner | Avantax Advisory Services BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 4, 2019 | Sep 26, 2019 |
| Kenneth Edward Donnelly | Avantax Advisory Services BD affiliated | Lexaurum Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 1, 2019 | Sep 16, 2019 |