DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Avantax Advisory Services
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Marilyn Larkins Morrissey | Avantax Advisory Services BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 28, 2024 | Jan 1, 2025 (187 d) |
| Lisa M Hryckowian | Avantax Advisory Services BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 28, 2024 | Jun 20, 2024 |
| Amanda Nicole Yurkowski | Avantax Advisory Services BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 28, 2024 | Jun 20, 2024 |
| Jake Alan Zabloudil | Avantax Advisory Services BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 24, 2024 | Jul 1, 2024 |
| Alfred Gesing | Avantax Advisory Services BD affiliated | Realta Investment Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jun 18, 2024 | Jun 17, 2024 |
| John Mark Eccles | Avantax Advisory Services BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 13, 2024 | Jun 7, 2024 |
| Jaime Paul Junker | Avantax Advisory Services BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 13, 2024 | Jun 7, 2024 |
| Karen Lynn Redding | Avantax Advisory Services BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 6, 2024 | Jun 4, 2024 |
| Karen Freeman | Avantax Advisory Services BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 29, 2024 | May 15, 2024 |
| Brantley Freeman | Avantax Advisory Services BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 29, 2024 | May 15, 2024 |
| Jason Gregory Freeman | Avantax Advisory Services BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 29, 2024 | May 15, 2024 |
| Dennis Arthur Deluca | Avantax Advisory Services BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | May 2, 2024 | Apr 22, 2024 |
| James Gifford Blaylock | Avantax Advisory Services BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 2, 2024 | Apr 24, 2024 |
| Zachary Callahan Miller | Avantax Advisory Services BD affiliated | Upstream Financial Advisors LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Apr 22, 2024 | Apr 3, 2024 |
| Blake Schneider | Avantax Advisory Services BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Apr 18, 2024 | May 16, 2024 |
| Sean Alexander Harding | Avantax Advisory Services BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 4, 2024 | Mar 29, 2024 |
| Kevin Scott Mcclelland | Avantax Advisory Services BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 1, 2024 | Mar 22, 2024 |
| Anthony Alan Oss | Avantax Advisory Services BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 1, 2024 | Mar 25, 2024 |
| Michelle Schini Haneline | Avantax Advisory Services BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 1, 2024 | Sep 13, 2024 (165 d) |
| Brian Michael Parasida | Avantax Advisory Services BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 1, 2024 | Apr 2, 2024 |
| Tad Peter Johnson | Avantax Advisory Services BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 1, 2024 | Apr 12, 2024 |
| Fred Mark Theobald | Avantax Advisory Services BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 28, 2024 | Apr 16, 2024 |
| Andrew Sam Tran | Avantax Advisory Services BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 28, 2024 | Aug 29, 2024 (154 d) |
| Nicholas Patrick Speldrich | Avantax Advisory Services BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Mar 22, 2024 | Jan 24, 2025 (308 d) |
| Michael Mullins | Avantax Advisory Services BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 14, 2024 | Mar 13, 2024 |
| Walter Corville Chown | Avantax Advisory Services BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 9, 2024 | Mar 6, 2024 |
| Russell Vaughn Baird | Avantax Advisory Services BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 9, 2024 | Mar 5, 2024 |
| Bernard Baran | Avantax Advisory Services BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 9, 2024 | Mar 6, 2024 |
| Jean Luc Choiniere | Avantax Advisory Services BD affiliated | Seasons Of Advice Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 27, 2024 | Aug 7, 2024 (162 d) |
| Henry Charles Golightly | Avantax Advisory Services BD affiliated | Douglas Capital Advisors state registered | Affiliated broker-dealer or bank to a state-registered adviser | Feb 27, 2024 | Jan 22, 2025 (330 d) |
| William Stanton Branham | Avantax Advisory Services BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 12, 2024 | Feb 5, 2024 |
| Daniel L Bedard | Avantax Advisory Services BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 9, 2024 | Feb 2, 2024 |
| Joshua Kent Crawford | Avantax Advisory Services BD affiliated | Integrity Alliance, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 9, 2024 | Feb 28, 2024 |
| Molly Nelson | Avantax Advisory Services BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Feb 7, 2024 | Jan 18, 2024 |
| Karissa Ann Nissen | Avantax Advisory Services BD affiliated | Securities America Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 7, 2024 | Dec 12, 2023 |
| John Richard Mielke | Avantax Advisory Services BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 2, 2024 | Jan 24, 2024 |
| Sarah Emily Harris | Avantax Advisory Services BD affiliated | Ajax Capital Advisors, Inc. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Feb 2, 2024 | Feb 2, 2024 |
| Jacob Joel Turley | Avantax Advisory Services BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 1, 2024 | Jun 20, 2023 |
| Gary Wayne Foster | Avantax Advisory Services BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jan 25, 2024 | Jan 29, 2024 |
| Robert Allen Moug | Avantax Advisory Services BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 19, 2024 | Jan 19, 2024 |
| Cong Wang | Avantax Advisory Services BD affiliated | Hsbc Securities (USA) Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 17, 2024 | Dec 26, 2024 (344 d) |
| Cynthia Louise Fickley | Avantax Advisory Services BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Jan 10, 2024 | Jan 2, 2024 |
| Patrick Edward Aaron | Avantax Advisory Services BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 10, 2024 | Jan 8, 2024 |
| Jesse Best | Avantax Advisory Services BD affiliated | Huntington Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jan 10, 2024 | Jan 17, 2024 |
| John Thomas Drawdy | Avantax Advisory Services BD affiliated | Financial Gravity Family Office Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2023 | Feb 15, 2024 (46 d) |
| Jesus A Pompa | Avantax Advisory Services BD affiliated | Lifestyle Asset Management, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2023 | May 9, 2024 (130 d) |
| Stephen Scialo | Avantax Advisory Services BD affiliated | Key Group Management, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2023 | May 8, 2026 (859 d) |
| Kevin L Shahan | Avantax Advisory Services BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 22, 2023 | Dec 18, 2023 |
| Sean Taylor Wilson | Avantax Advisory Services BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Dec 18, 2023 | Dec 13, 2023 |
| Michael William Morris | Avantax Advisory Services BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 16, 2023 | Dec 11, 2023 |
| Brian Grigg | Avantax Advisory Services BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 16, 2023 | Dec 11, 2023 |
| Matthew Daniel Howard | Avantax Advisory Services BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 16, 2023 | Dec 7, 2023 |
| Patrick Alan Howard | Avantax Advisory Services BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 16, 2023 | Dec 7, 2023 |
| Thomas Albert Geisler | Avantax Advisory Services BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Dec 5, 2023 | Nov 28, 2023 |
| Michael C Wilson | Avantax Advisory Services BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Dec 5, 2023 | Nov 28, 2023 |
| Andrew Samuel Geisler | Avantax Advisory Services BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Dec 5, 2023 | Nov 28, 2023 |
| Victoria Lynne Gallina | Avantax Advisory Services BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Dec 5, 2023 | Nov 28, 2023 |
| Jackson Edward Geisler | Avantax Advisory Services BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Dec 5, 2023 | Nov 28, 2023 |
| Carol Ann Casebolt | Avantax Advisory Services BD affiliated | Mercer Global Advisors Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 2, 2023 | Dec 12, 2023 |
| James Eric Hunter | Avantax Advisory Services BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 30, 2023 | Nov 20, 2023 |
1,143 moves match.