DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Independent Advisers Group Corp

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Ronald Lee Farrow	Independent Advisers Group Corp other	Osaic Wealth, Inc. BD affiliated	Other	Nov 17, 2005	Jan 24, 2025 (7008 d)
Stephen Albert Brophy	Independent Advisers Group Corp other	Osaic Fs, Inc. other	Other	Oct 13, 2005	Nov 5, 2003
John Bright Russell	Independent Advisers Group Corp other	Ssn Advisory, Inc. other	Other	Jun 21, 2005	Jun 22, 2005
Larry Eugene Crocker	Independent Advisers Group Corp other	Nfp Advisor Services, LLC other	Other	Apr 5, 2005	Apr 4, 2005
William Ryan Poindexter	Independent Advisers Group Corp other	Gunnallen Financial, Inc unclassified	Other	Mar 16, 2005	Mar 11, 2005
Robert Conover Miller	Independent Advisers Group Corp other	The Financial Advisors, LLC other	Other	Jan 18, 2005	Jul 10, 2008 (1269 d)
Thane Michael Bushong	Independent Advisers Group Corp other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Jan 3, 2005	Mar 31, 2006 (452 d)
George Thomas Castle	Independent Advisers Group Corp other	Locust Street Securities, Inc. unclassified	Other	Dec 31, 2004	Mar 6, 2002
James Thomas Menezes	Independent Advisers Group Corp other	Voya Financial Advisors, Inc. other	Other	Dec 31, 2004	Oct 7, 2016 (4298 d)
Joseph Irvin Wells	Independent Advisers Group Corp other	Vestax Securities Corporation unclassified	Other	Dec 31, 2004	Jan 8, 2001
Douglas Charles Loew	Independent Advisers Group Corp other	Locust Street Securities, Inc. unclassified	Other	Dec 31, 2004	Mar 6, 2002
Charles Philip Clark	Independent Advisers Group Corp other	Private Advisor Group, LLC other	Other	Dec 31, 2004	Jun 30, 2014 (3468 d)
Robert Laurence Kunde	Independent Advisers Group Corp other	Waddell & Reed other	Other	Nov 4, 2004	Nov 19, 2004
Jeffrey Herbert Irle	Independent Advisers Group Corp other	Kestra Advisory Services, LLC other	Other	Nov 1, 2004	May 18, 2016 (4216 d)
Michael Jon Macdonald	Independent Advisers Group Corp other	Osaic Fs, Inc. other	Other	Oct 14, 2004	Jan 31, 2000
Christopher Peter Provo	Independent Advisers Group Corp other	LPL Financial LLC other	Other	Sep 28, 2004	Mar 9, 2009 (1623 d)
Robert Lindsey Baumann	Independent Advisers Group Corp other	Osaic Wealth, Inc. BD affiliated	Other	Aug 16, 2004	Jan 24, 2025 (7466 d)
Simler Creig Batcheler	Independent Advisers Group Corp other	Osaic Fs, Inc. other	Other	Jun 3, 2004	Jan 31, 2007 (972 d)
Kenneth Eugene Varndell	Independent Advisers Group Corp other	Transamerica Financial Advisors, LLC other	Other	Mar 29, 2004	Mar 30, 2004
Christopher Bradley Milton	Independent Advisers Group Corp other	Osaic Fs, Inc. other	Other	Mar 18, 2004	Jun 14, 2002
Robert Lindsey Baumann	Independent Advisers Group Corp other	Osaic Fs, Inc. other	Other	Feb 2, 2004	Mar 11, 2004 (38 d)
Leonard W Warner	Independent Advisers Group Corp other	Osaic Wealth, Inc. BD affiliated	Other	Jan 14, 2004	Jan 24, 2025 (7681 d)
Joseph Arthur Garcia	Independent Advisers Group Corp other	Concourse Financial Group Advisors other	Other	Nov 17, 2003	Apr 2, 2008 (1598 d)
Walter James Reyna	Independent Advisers Group Corp other	Walter J. Reyna, Inc. other	Other	Oct 1, 2003	Sep 20, 2006 (1085 d)
Michael James Davidson	Independent Advisers Group Corp other	Wisdom Index Advisors independent RIA	Other	Jul 18, 2003	Sep 17, 2004 (427 d)
Paul Homer Massey	Independent Advisers Group Corp other	Osaic Fa, Inc. other	Other	Jul 16, 2003	Jun 26, 2003
Dwight Lamont Ferguson	Independent Advisers Group Corp other	Osaic Fs, Inc. other	Other	Jun 26, 2003	Oct 30, 2002
Denis Michael Horrigan	Independent Advisers Group Corp other	St. Germain Securities, Inc. unclassified	Other	Jun 2, 2003	Mar 28, 2006 (1030 d)
John Michael Abood	Independent Advisers Group Corp other	Financial House, Inc. unclassified	Other	May 2, 2003	May 30, 2002
Timothy Lyndon Sharer	Independent Advisers Group Corp other	Advanced Planning, Inc. unclassified	Other	Jan 28, 2003	Jun 28, 2001
Frank Peter Corso	Independent Advisers Group Corp other	Voya Financial Advisors, Inc. other	Other	Dec 31, 2002	Oct 24, 2014 (4315 d)
Mitch Ira Silberman	Independent Advisers Group Corp other	Silberman Wealth Strategies, Inc. state registered	Other	Dec 6, 2002	Jul 14, 2003 (220 d)
Ira Mitchell Work	Independent Advisers Group Corp other	Work Financial Group, Inc. unclassified	Other	Dec 4, 2002	Nov 18, 2004 (715 d)
Robert Vincent Iandoli	Independent Advisers Group Corp other	Horizon Financial Group, Inc. other	Other	Sep 10, 2002	Apr 30, 2004 (598 d)
Brett Widney Hoge	Independent Advisers Group Corp other	Wells Fargo Advisors wirehouse	Other	Jul 12, 2002	Jun 11, 2002

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95 moves match.