DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Coldstream Wealth Management

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Alisoune LeeColdstream Wealth Management independent RIARBC Capital Markets, LLC national BDRIA to affiliated broker-dealer or bankJun 2, 2025Jul 16, 2025 (44 d)
Jewels Agustin OliquianoColdstream Wealth Management independent RIARange Advisory, LLC independent RIARIA to RIAJan 6, 2025Feb 9, 2025 (34 d)
Wesley BurroughsColdstream Wealth Management independent RIASnider Financial Group independent RIARIA to RIASep 20, 2024Oct 25, 2024 (35 d)
Christopher Allen HoltColdstream Wealth Management independent RIACreative Planning independent RIARIA to RIAAug 7, 2024Aug 26, 2024
Jaime JohnsonColdstream Wealth Management independent RIACharles Schwab & Co., Inc. national BDRIA to affiliated broker-dealer or bankAug 7, 2024Jul 30, 2025 (357 d)
Colleen R. PedeyColdstream Wealth Management independent RIAFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankJul 23, 2024Aug 7, 2024
Aaron TuckerColdstream Wealth Management independent RIASchwab Wealth Advisory, Inc. no RAUMOtherNov 3, 2023Jun 4, 2025 (579 d)
Henry Evans WurstColdstream Wealth Management independent RIAGarde Capital, Inc. independent RIARIA to RIAOct 26, 2023Feb 1, 2024 (98 d)
Philip Thomas PlattColdstream Wealth Management independent RIABordeaux Wealth Advisors independent RIARIA to RIAMay 10, 2023May 10, 2023
Georgia Ann MaloyColdstream Wealth Management independent RIAPaul R. Ried Financial Group, LLC independent RIARIA to RIAFeb 3, 2023Apr 11, 2023 (67 d)
Brander Lee RichmondColdstream Wealth Management independent RIAFulcrum Capital, LLC independent RIARIA to RIAAug 31, 2022Aug 26, 2022
Jason Michael ThonssenColdstream Wealth Management independent RIABallast Rock Private Wealth no RAUMRIA to a newly registered adviserAug 30, 2022Aug 24, 2022
Kelsey Elizabeth LichtteneggerColdstream Wealth Management independent RIABadgley Phelps Wealth Managers independent RIARIA to RIAAug 4, 2022Aug 7, 2022
Claudina Elizebeth CampbellColdstream Wealth Management independent RIAWillow Grove Advisors, LLC independent RIARIA to RIAJun 8, 2022Jun 7, 2022
Nina Jeanne RoseColdstream Wealth Management independent RIAAdvice And Planning Services BD affiliatedRIA to affiliated broker-dealer or bankMay 2, 2022Aug 22, 2022 (112 d)
Emily Catherine HengstlerColdstream Wealth Management independent RIAMerriman independent RIARIA to RIAMar 11, 2022Mar 15, 2022
George Richard PierceColdstream Wealth Management independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankDec 23, 2021Dec 11, 2021
Mustafa Hma BinnsColdstream Wealth Management independent RIAEmpirical Wealth Management independent RIARIA to RIAOct 21, 2021Nov 12, 2021
Alissa Jess WrightColdstream Wealth Management independent RIAFulcrum Capital, LLC independent RIARIA to RIAOct 4, 2021Aug 11, 2021
Brian Russell VowinkelColdstream Wealth Management independent RIABordeaux Wealth Advisors independent RIARIA to RIASep 10, 2021Sep 29, 2021
George PierceColdstream Wealth Management independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankSep 10, 2021Sep 23, 2021
Jacob David MahoneyColdstream Wealth Management independent RIAParcion Private Wealth LLC independent RIARIA to RIASep 8, 2020Jan 5, 2021 (119 d)
Rafael Antonio VillagranColdstream Wealth Management independent RIANorthwest Asset Management independent RIARIA to RIAJul 29, 2019Jul 21, 2021 (723 d)
Brian David PlowmanColdstream Wealth Management independent RIABeacon Pointe Advisors, LLC independent RIARIA to RIAJun 14, 2019May 11, 2020 (332 d)
Clarissa CandelarioColdstream Wealth Management independent RIAHightower Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankNov 12, 2018Nov 9, 2018
Emily Kay KoppColdstream Wealth Management independent RIABadgley Phelps Wealth Managers independent RIARIA to RIAApr 18, 2018Nov 14, 2018 (210 d)
Renee Michelle HawkesColdstream Wealth Management independent RIACornerstone Advisors Inc mixed wealthRIA to RIAApr 18, 2018Apr 16, 2018
John FairclothColdstream Wealth Management otherRaymond James Financial Services Advisors, Inc otherOtherMay 3, 2016Jun 3, 2016 (31 d)
Jennifer Patty DohertyColdstream Wealth Management otherFreestone Capital Management, LLC otherOtherJul 30, 2015Sep 2, 2015 (34 d)
Elizabeth Ann Mc QueenColdstream Wealth Management otherSoundmark Wealth Management, LLC otherOtherFeb 27, 2015May 27, 2015 (89 d)
Jonas Lincoln MeansColdstream Wealth Management otherLnw otherOtherJan 30, 2015Feb 9, 2015
Jason David PretiColdstream Wealth Management otherUnleashed Financial LLC state registeredOtherJul 2, 2014Jun 17, 2015 (350 d)
Randall Craig BuckColdstream Wealth Management otherConcert Wealth Management otherOtherOct 22, 2013Mar 7, 2014 (136 d)
Donald Edwin StoutColdstream Wealth Management otherEdward Jones national BDOtherJul 10, 2012Feb 3, 2014 (573 d)
Scott Douglas HedgcockColdstream Wealth Management otherCornerstone Advisors Inc otherOtherFeb 22, 2012Jul 26, 2012 (155 d)
Daniel Raymond FigliolaColdstream Wealth Management otherAlpine Capital Partners, LLC state registeredOtherAug 3, 2009Oct 30, 2009 (88 d)
Wai Ngan Henry YuColdstream Wealth Management otherSumma Global Advisors, LLC otherOtherAug 3, 2009Oct 27, 2009 (85 d)
Kori Linn AllenColdstream Wealth Management otherPine Haven Investment Counsel, Inc. otherOtherJul 9, 2009Jul 16, 2009
Roger Lane JohnsonColdstream Wealth Management otherSumma Global Advisors, LLC otherOtherOct 2, 2008Nov 10, 2009 (404 d)
Paul Francis VermilyaColdstream Wealth Management otherCompass Investment Advisers, LLC independent RIAOtherMay 5, 2004Sep 13, 2024 (7436 d)
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40 moves match.