DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Threadline Wealth

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Lindsay Michelle StuartThreadline Wealth independent RIAMercer Global Advisors Inc. independent RIARIA to RIASep 15, 2025Oct 7, 2025
Emily Jean PaukertThreadline Wealth independent RIANorthern Capital Management, Inc. independent RIARIA to RIAFeb 26, 2025Apr 7, 2025 (40 d)
Marie Magdalena TaylorThreadline Wealth independent RIAEtesian Wealth Advisors, Inc. independent RIARIA to RIADec 19, 2024Jan 13, 2025
George Lester TaylorThreadline Wealth independent RIASagepoint Financial, Inc. otherOtherNov 14, 2024Oct 31, 2005
Connor Scott BlackThreadline Wealth independent RIAFortis Capital Management LLC independent RIARIA to RIAJun 28, 2024Jan 8, 2025 (194 d)
Charles Joseph StermetzThreadline Wealth independent RIAEquityftw state registeredRIA to a state-registered adviserJun 28, 2024Jul 2, 2024
Alexandra Ochev SandbergThreadline Wealth independent RIAOsborne Partners independent RIARIA to RIAFeb 29, 2024Apr 23, 2024 (54 d)
Curtis WestrichThreadline Wealth independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankJul 21, 2023Aug 18, 2023
Matthew Robert BlakeThreadline Wealth independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankMar 23, 2023Apr 25, 2023 (33 d)
Melissa Louise LeonardThreadline Wealth independent RIAFacet independent RIARIA to RIAJun 16, 2021Jun 9, 2021
Kathryn Haggitt FisherThreadline Wealth independent RIAFulcrum Capital, LLC independent RIARIA to RIAFeb 25, 2020Mar 19, 2020
Nicholas Brian SteckleinThreadline Wealth independent RIADiversify Wealth Management LLC independent RIARIA to RIAFeb 25, 2020Feb 27, 2020
Jacki FarrarThreadline Wealth independent RIAEdward Jones national BDRIA to affiliated broker-dealer or bankJan 30, 2020Dec 13, 2019
James Frederick SchlagerThreadline Wealth independent RIASagepoint Financial, Inc. otherOtherJan 21, 2020Oct 31, 2005
Megan Elizabeth WileyThreadline Wealth independent RIABadgley Phelps Wealth Managers independent RIARIA to RIANov 5, 2019Nov 18, 2019
Daniel Andrew KerrThreadline Wealth independent RIARunning Point Capital Advisors LLC independent RIARIA to RIANov 5, 2019Jul 14, 2020 (252 d)
Jamie Nicole ScottThreadline Wealth independent RIATrue North Advisors, LLC independent RIARIA to RIANov 5, 2019Nov 18, 2019
Aimee Ya-Mei KwainThreadline Wealth independent RIAFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankNov 13, 2018Jan 11, 2019 (59 d)
Mark Gordon HuffmanThreadline Wealth independent RIAGenovese Burford & Brothers Wealth And Retirement Plan Mgmt, LLC independent RIARIA to RIAJun 25, 2018Oct 24, 2018 (121 d)
John Andre De CarvalhoThreadline Wealth otherParcion Private Wealth LLC independent RIAOtherMar 6, 2018Jun 22, 2020 (839 d)
Matthew Judson DaleyThreadline Wealth otherArista Wealth Management, LLC otherOtherDec 6, 2017Feb 9, 2018 (65 d)
Stuart James CrandallThreadline Wealth otherHcm Wealth independent RIAOtherSep 6, 2017Jan 1, 2025 (2674 d)
Matthew Vernard CooleyThreadline Wealth otherAspen Capital Management, LLC otherOtherSep 6, 2017Aug 24, 2017
Alexander Brice BlackThreadline Wealth otherIntegris Wealth Management, LLC independent RIAOtherSep 6, 2017Jul 24, 2018 (321 d)
Jeremiah Curtis GriffithThreadline Wealth otherAuthent Advisors, Inc. independent RIAOtherSep 6, 2017Jan 11, 2019 (492 d)
Gregory Scott BarkerThreadline Wealth otherEtesian Wealth Advisors, Inc. otherOtherNov 3, 2014Nov 3, 2014
Thomas James ImhofThreadline Wealth otherR Squared Financial, LLC unclassifiedOtherMar 14, 2012Mar 8, 2012
Melissa Ann SaxtonThreadline Wealth otherMsi Financial Services, Inc. otherOtherAug 15, 2011May 14, 2012 (273 d)
Wesley William ReadThreadline Wealth otherPractice Financial Group, LLC unclassifiedOtherJan 28, 2011Feb 8, 2011
Mark Dean JaegerThreadline Wealth otherAppropriate Balance Financial Services Inc otherOtherJan 5, 2010Apr 4, 2011 (454 d)
Stanley Clayton LochrieThreadline Wealth otherSagepoint Financial, Inc. otherOtherJan 5, 2010Oct 31, 2005
David Keith RiffeThreadline Wealth otherConover Securities Corporation unclassifiedOtherApr 21, 2009Jul 1, 2010 (436 d)
Steven Ray ColeThreadline Wealth otherEtesian Wealth Advisors, Inc. otherOtherApr 21, 2009Apr 11, 2011 (720 d)
Erin Carrie JohnsonThreadline Wealth otherNationwide Investment Advisors, LLC otherOtherNov 11, 2008Jan 2, 2009 (52 d)
Angie Marie GraingerThreadline Wealth otherRethink Money Coaching, Inc. unclassifiedOtherJan 23, 2008Sep 28, 2009 (614 d)
Larry Lars KnudsenThreadline Wealth otherSentra Securities Corporation unclassifiedOtherAug 17, 2007Feb 11, 1997
Daniel Todd StoberThreadline Wealth otherCambridge Investment Research Advisors, Inc. otherOtherMay 22, 2007May 21, 2007
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37 moves match.