DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from M&I Investment Management Corp.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Timothy Shepard Duncan	M&I Investment Management Corp. other	Creative Planning Institutional Advisors, LLC other	Other	Jun 8, 2012	Apr 30, 2013 (326 d)
David Pisarkiewicz	M&I Investment Management Corp. other	Cibc Private Wealth Advisors, Inc. BD affiliated	Other	May 30, 2012	Jul 25, 2024 (4439 d)
Mark David Mascharka	M&I Investment Management Corp. other	Chase Investment Services Corp. other	Other	Apr 19, 2012	Jul 24, 2012 (96 d)
Michael Paul Cox	M&I Investment Management Corp. other	Johnson Wealth Inc. other	Other	Apr 12, 2012	Jul 19, 2017 (1924 d)
Steven Joseph Heimermann	M&I Investment Management Corp. other	Associated Investment Services, Inc. other	Other	Mar 12, 2012	Jan 16, 2014 (675 d)
Alan Kennon Creech	M&I Investment Management Corp. other	Cedar Creek Securities, Inc. unclassified	Other	Feb 17, 2012	Jun 7, 2012 (111 d)
Steven C Meves	M&I Investment Management Corp. other	River Street Advisors, LLC other	Other	Nov 23, 2011	Oct 5, 2016 (1778 d)
Gregory David Timmerman	M&I Investment Management Corp. other	Ameriprise Financial Services, LLC national BD	Other	Sep 29, 2011	Sep 9, 2011
Jeffrey Joseph Moore	M&I Investment Management Corp. other	Raymond James Financial Services Advisors, Inc other	Other	Aug 19, 2011	Sep 7, 2012 (385 d)
Thomas J Duffey	M&I Investment Management Corp. other	Robert W. Baird & Co. Incorporated other	Other	Jul 26, 2011	Oct 4, 2011 (70 d)
David Peter Dauchy	M&I Investment Management Corp. other	Johnson Wealth Inc. mixed wealth	Other	Jul 21, 2011	May 6, 2024 (4673 d)
David William Chadwick	M&I Investment Management Corp. other	Bb&T Investment Services, Inc. no RAUM	Other	Jul 7, 2011	Aug 22, 2011 (46 d)
Adam T Younk	M&I Investment Management Corp. other	LPL Financial LLC other	Other	Jul 7, 2011	Apr 10, 2017 (2104 d)
Lori Lynn Rhyner	M&I Investment Management Corp. other	Wells Fargo Advisors wirehouse	Other	Jun 20, 2011	May 24, 2011
Kurt R Koehler	M&I Investment Management Corp. other	Morgan Stanley wirehouse	Other	May 17, 2011	May 18, 2011
Patrick Terrence Mcmahon	M&I Investment Management Corp. other	Wells Fargo Advisors wirehouse	Other	Apr 20, 2011	Apr 1, 2011
Laurence Elliott Hulbert	M&I Investment Management Corp. other	Capitalrock Financial, LLC independent RIA	Other	Apr 1, 2011	Apr 6, 2018 (2562 d)
Matthew William Harrison	M&I Investment Management Corp. other	Rmh Investment Management, LLC state registered	Other	Mar 21, 2011	Apr 20, 2011
Merry Kay Mingle	M&I Investment Management Corp. other	Edward Jones national BD	Other	Mar 11, 2011	Apr 10, 2013 (761 d)
Lucas A Hogsett	M&I Investment Management Corp. other	Russell Investments other	Other	Mar 2, 2011	Feb 22, 2011
Cari Lynn Henning	M&I Investment Management Corp. other	American Portfolios Advisors, Inc other	Other	Feb 8, 2011	Jul 23, 2012 (531 d)
James Daniel Longe	M&I Investment Management Corp. other	Chase Investment Services Corp. other	Other	Jul 1, 2010	Jul 8, 2010
Jon-David Bowe	M&I Investment Management Corp. other	Advisors Management Group Inc other	Other	Jun 21, 2010	Nov 22, 2010 (154 d)
Esther Ezekiel Inyang	M&I Investment Management Corp. other	U.S. Bancorp Investments, Inc. other	Other	Jun 4, 2010	May 12, 2010
Richard Michael Rokus	M&I Investment Management Corp. other	Great Lakes Advisors, LLC other	Other	Apr 29, 2010	Sep 9, 2011 (498 d)
Daniel James Spellman	M&I Investment Management Corp. other	Park Capital Management, LLC independent RIA	Other	Nov 23, 2009	Jan 29, 2014 (1528 d)
Steven David Ferris	M&I Investment Management Corp. other	Primerock Asset Management, LLC unclassified	Other	Jan 10, 2008	Feb 8, 2008
John Christopher Callen	M&I Investment Management Corp. other	Johnson Wealth Inc. other	Other	Nov 9, 2007	Jan 12, 2011 (1160 d)
Donald Wayne Hubbs	M&I Investment Management Corp. other	LPL Financial LLC other	Other	Feb 27, 2007	May 30, 2007 (92 d)
Mark Patrick Reilly	M&I Investment Management Corp. other	North Star Asset Management Inc other	Other	Dec 6, 2006	Jan 4, 2007
John Stephen Desing	M&I Investment Management Corp. other	Morgan Stanley wirehouse	Other	Apr 28, 2006	Jun 3, 2016 (3689 d)
David James Abitz	M&I Investment Management Corp. other	Qis Advisors LLC unclassified	Other	Sep 23, 2004	Nov 16, 2004 (54 d)
Sonia Sunik Patel	M&I Investment Management Corp. other	Arbor Trust Wealth Advisors, LLC independent RIA	Other	Sep 23, 2004	May 1, 2023 (6794 d)
Sean Andrew Mcleod	M&I Investment Management Corp. other	Dana Investment Advisors Inc mixed wealth	Other	Apr 27, 2004	Nov 30, 2021 (6426 d)
Russell Warren Price	M&I Investment Management Corp. other	Zions Capital Advisors, Inc. other	Other	Dec 31, 2003	Jul 30, 2004 (212 d)
Carol A. Rosenstock	M&I Investment Management Corp. other	Banc One Securities Corporation unclassified	Other	Jan 8, 2003	Nov 1, 2002

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36 moves match.