DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Wipfli Financial Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Noah Benjamin MarellWipfli Financial Advisors, LLC independent RIAWipfli Hewins Investment Advisors LLC otherOtherOct 12, 2022Aug 29, 2012
Melissa Kemper BeachWipfli Financial Advisors, LLC independent RIAWiser Wealth Management, Inc independent RIARIA to RIAOct 4, 2022Oct 20, 2022
Rafia Khushbakht HasanWipfli Financial Advisors, LLC independent RIAPerigon Wealth Management, LLC independent RIARIA to RIAOct 4, 2022Jul 18, 2023 (287 d)
Blake Brian FaustWipfli Financial Advisors, LLC independent RIAAbbey Street independent RIARIA to RIASep 27, 2022Nov 24, 2022 (58 d)
James Phillip QuinlanWipfli Financial Advisors, LLC independent RIAValmark Advisers, Inc. otherOtherAug 30, 2022May 26, 2017
Katherine Jane GilletteWipfli Financial Advisors, LLC independent RIAMoneta Group Investment Advisors, LLC independent RIARIA to RIAJun 29, 2022Mar 31, 2023 (275 d)
Kenneth Bradley EricsonWipfli Financial Advisors, LLC independent RIAWealth Enhancement Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankFeb 18, 2022Apr 13, 2022 (54 d)
Armistead BurwellWipfli Financial Advisors, LLC independent RIAWells Fargo Advisors wirehouseRIA to wirehouseFeb 15, 2022Jul 6, 2022 (141 d)
Eric Egan KirsteWipfli Financial Advisors, LLC independent RIASavvy no RAUMRIA to a newly registered adviserJan 11, 2022Jul 5, 2022 (175 d)
Michael Andrew WoodsWipfli Financial Advisors, LLC independent RIAAmeriprise Financial Services, LLC national BDRIA to affiliated broker-dealer or bankSep 16, 2021Sep 8, 2022 (357 d)
Ryan Robert McguireWipfli Financial Advisors, LLC independent RIAOak Wealth Advisors LLC independent RIARIA to RIAMar 5, 2021Mar 8, 2021
Mark David AlbersWipfli Financial Advisors, LLC independent RIAAdviceperiod, LLC independent RIARIA to RIAOct 5, 2020Sep 24, 2020
Chad Jeff PetersonWipfli Financial Advisors, LLC independent RIAValmark Advisers, Inc. BD affiliatedRIA to affiliated broker-dealer or bankAug 26, 2020Jul 12, 2021 (320 d)
Stephanie Maria SelbachWipfli Financial Advisors, LLC independent RIAWealthspire Advisors independent RIARIA to RIAMay 12, 2020Jun 18, 2020 (37 d)
Daniel Earl HoldridgeWipfli Financial Advisors, LLC independent RIASavant Wealth Management independent RIARIA to RIAFeb 5, 2020Oct 13, 2020 (251 d)
Bradley John MuellerWipfli Financial Advisors, LLC independent RIAWipfli Hewins Investment Advisors LLC otherOtherJan 14, 2020Apr 15, 2013
Linda Sue CoffeyWipfli Financial Advisors, LLC independent RIAEp Wealth Advisors independent RIARIA to RIAOct 8, 2019Jun 16, 2021 (617 d)
Daniel Lorenzo PelosiWipfli Financial Advisors, LLC independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankJun 10, 2019Feb 5, 2021 (606 d)
Kimberly Christine VelascoWipfli Financial Advisors, LLC independent RIABalasa Dinverno Foltz LLC independent RIARIA to RIAJul 2, 2018Oct 2, 2018 (92 d)
Eric DonnerWipfli Financial Advisors, LLC independent RIATeam Hewins, LLC no RAUMRIA to a newly registered adviserJun 1, 2018Jun 15, 2018
Roger Colburn HewinsWipfli Financial Advisors, LLC independent RIAWipfli Hewins Investment Advisors LLC otherOtherJun 1, 2018Apr 20, 2001
John Matthew BusselWipfli Financial Advisors, LLC independent RIATeam Hewins, LLC no RAUMRIA to a newly registered adviserJun 1, 2018May 29, 2018
Carolyn Elizabeth KellyWipfli Financial Advisors, LLC independent RIATeam Hewins, LLC no RAUMRIA to a newly registered adviserJun 1, 2018May 29, 2018
Jedd Daniel NicolasWipfli Financial Advisors, LLC independent RIATeam Hewins, LLC no RAUMRIA to a newly registered adviserJun 1, 2018May 29, 2018
Thuong Thanh ThienWipfli Financial Advisors, LLC independent RIATeam Hewins, LLC no RAUMRIA to a newly registered adviserJun 1, 2018May 29, 2018
Patrice Margaret Cresci HornungWipfli Financial Advisors, LLC independent RIAWipfli Hewins Investment Advisors LLC otherOtherJun 1, 2018May 8, 2012
Karl Arthur SchwartzWipfli Financial Advisors, LLC independent RIAElko Financial Advisors unclassifiedOtherJun 1, 2018Dec 8, 2014
Ka-Tye KooWipfli Financial Advisors, LLC independent RIATeam Hewins, LLC no RAUMRIA to a newly registered adviserJun 1, 2018May 29, 2018
Christina Danielle Gann MunguiaWipfli Financial Advisors, LLC independent RIATeam Hewins, LLC no RAUMRIA to a newly registered adviserJun 1, 2018May 29, 2018
Christopher Ryan AndersonWipfli Financial Advisors, LLC independent RIATeam Hewins, LLC no RAUMRIA to a newly registered adviserJun 1, 2018May 29, 2018
Xinyi Li CresciWipfli Financial Advisors, LLC independent RIATeam Hewins, LLC no RAUMRIA to a newly registered adviserJun 1, 2018May 29, 2018
Rachael Catherine GrattanWipfli Financial Advisors, LLC independent RIATeam Hewins, LLC no RAUMRIA to a newly registered adviserJun 1, 2018Jun 4, 2018
Derek Joseph FranceWipfli Financial Advisors, LLC independent RIATeam Hewins, LLC no RAUMRIA to a newly registered adviserJun 1, 2018May 29, 2018
Mark Gilbert BerkmanWipfli Financial Advisors, LLC independent RIAOsaic Fa, Inc. BD affiliatedRIA to affiliated broker-dealer or bankApr 19, 2018Jan 30, 2024 (2112 d)
Sara Nicole StrohmaierWipfli Financial Advisors, LLC otherPlante Moran Financial Advisors otherOtherJun 2, 2017Jul 7, 2017 (35 d)
Cory Francis LyonWipfli Financial Advisors, LLC otherAureum Wealth Management, LLC independent RIAOtherDec 2, 2016Feb 2, 2021 (1523 d)
William Nicholas SteinerWipfli Financial Advisors, LLC otherLendingclub Asset Management, LLC otherOtherSep 21, 2016Sep 21, 2016
Eduard V ZolotarevWipfli Financial Advisors, LLC other1st Global Advisors Inc BD affiliatedOtherApr 20, 2016Jan 21, 2019 (1006 d)
Mu-Tin WultschWipfli Financial Advisors, LLC otherSchwab Wealth Advisory, Inc. otherOtherOct 12, 2015Jan 4, 2016 (84 d)
David John HutchinsonWipfli Financial Advisors, LLC otherAssetmark, Inc. otherOtherJan 5, 2015May 17, 2016 (498 d)
Lisa Marie Roche-BerlageWipfli Financial Advisors, LLC otherVanguard Advisers, Inc. otherOtherJun 30, 2014Aug 1, 2014 (32 d)
Scott Michael EmblenWipfli Financial Advisors, LLC otherMaas Capital Advisors, LLC otherOtherFeb 1, 2012Jul 2, 2010
Keley Renee PetersenWipfli Financial Advisors, LLC otherZions Capital Advisors, Inc. otherOtherSep 7, 2005Oct 21, 2005 (44 d)
Clayton Barrington EarleWipfli Financial Advisors, LLC otherElevate Wealth Management, L.L.C. state registeredOtherNov 6, 2002Jun 7, 2017 (5327 d)
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44 moves match.