DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Wells Fargo Advisors

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Dawn DrewitzWells Fargo Advisors wirehouseChoreo, LLC independent RIAWirehouse to independent RIAApr 2, 2024Jan 2, 2026 (640 d)
John Thomas MougeyWells Fargo Advisors wirehouseNewedge Advisors BD affiliatedWirehouse to affiliated broker-dealer or bankApr 1, 2024Mar 23, 2024
Alexandre TheriotWells Fargo Advisors wirehouseNewedge Advisors BD affiliatedWirehouse to affiliated broker-dealer or bankApr 1, 2024Mar 22, 2024
Shawn Paul GresethWells Fargo Advisors wirehouseMorgan Stanley wirehouseWirehouse to wirehouseApr 1, 2024Mar 28, 2024
Lisa McmillionWells Fargo Advisors wirehouseNewedge Advisors BD affiliatedWirehouse to affiliated broker-dealer or bankApr 1, 2024Mar 25, 2024
Maxwell GoldfarbWells Fargo Advisors wirehouseFidelity Personal And Workplace Advisors BD affiliatedWirehouse to affiliated broker-dealer or bankMar 20, 2024Apr 1, 2024
Michael St Clair WalshWells Fargo Advisors wirehouseMoneta Group Investment Advisors, LLC independent RIAWirehouse to independent RIAMar 12, 2024Mar 12, 2024
Amy Ann HiettWells Fargo Advisors wirehouseMoneta Group Investment Advisors, LLC independent RIAWirehouse to independent RIAMar 12, 2024Mar 13, 2024
Tala Abdullah MccrelessWells Fargo Advisors wirehouseLPL Financial LLC BD affiliatedWirehouse to affiliated broker-dealer or bankFeb 28, 2024Apr 11, 2024 (43 d)
Nancy BachWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIAFeb 20, 2024Feb 9, 2024
Trina Marie WhittenWells Fargo Advisors wirehouseStifel Independent Advisors, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankFeb 12, 2024Feb 6, 2024
Richard ReithWells Fargo Advisors wirehouseStifel Independent Advisors, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankFeb 12, 2024Feb 6, 2024
Laura Ann NelsonWells Fargo Advisors wirehouseStifel Independent Advisors, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankFeb 12, 2024Feb 6, 2024
Silas John NewkirkWells Fargo Advisors wirehouseStifel Independent Advisors, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankFeb 12, 2024Feb 6, 2024
Daniel Michael RacicotWells Fargo Advisors wirehouseLPL Financial LLC BD affiliatedWirehouse to affiliated broker-dealer or bankFeb 6, 2024Jan 9, 2024
Brian MoriartyWells Fargo Advisors wirehouseOsaic Wealth, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankFeb 6, 2024Jan 29, 2024
Perry Higginson BaconWells Fargo Advisors wirehouseLPL Financial LLC BD affiliatedWirehouse to affiliated broker-dealer or bankFeb 6, 2024Jan 9, 2024
Conor M FitzpatrickWells Fargo Advisors wirehouseLPL Financial LLC BD affiliatedWirehouse to affiliated broker-dealer or bankFeb 6, 2024Mar 4, 2024
Charles Marshall MackayWells Fargo Advisors wirehouseLPL Financial LLC BD affiliatedWirehouse to affiliated broker-dealer or bankFeb 6, 2024Jan 8, 2024
David James WileyWells Fargo Advisors wirehouseLPL Financial LLC BD affiliatedWirehouse to affiliated broker-dealer or bankFeb 6, 2024Jan 8, 2024
Sebastian RamosWells Fargo Advisors wirehouseSnowden Capital Advisors LLC BD affiliatedWirehouse to affiliated broker-dealer or bankFeb 1, 2024Jan 22, 2024
Ivan Miguel MendozaWells Fargo Advisors wirehouseMendoza Private Wealth no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Jan 31, 2024Jan 19, 2024
Cody Stephen GrossWells Fargo Advisors wirehouseAmeriprise Financial Services, LLC national BDWirehouse to affiliated broker-dealer or bankJan 23, 2024Feb 26, 2024 (34 d)
Andrew GroveWells Fargo Advisors wirehouseThurston Springer Advisors BD affiliatedWirehouse to affiliated broker-dealer or bankJan 10, 2024Dec 11, 2023
Allison M WootenWells Fargo Advisors wirehouseIntegrated Wealth Concepts LLC independent RIAWirehouse to independent RIAJan 9, 2024Oct 23, 2025 (653 d)
Shilpa MirchandaniWells Fargo Advisors wirehouseMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWirehouse to wirehouseJan 9, 2024Apr 3, 2024 (85 d)
Jeffrey Michael FratarcangeliWells Fargo Advisors wirehouseThurston Springer Advisors BD affiliatedWirehouse to affiliated broker-dealer or bankJan 5, 2024Dec 15, 2023
Cynthia Lyn MulonasWells Fargo Advisors wirehouseThurston Springer Advisors BD affiliatedWirehouse to affiliated broker-dealer or bankJan 5, 2024Dec 18, 2023
Mark Vincent ImprotaWells Fargo Advisors wirehouseThurston Springer Advisors BD affiliatedWirehouse to affiliated broker-dealer or bankJan 5, 2024Dec 15, 2023
Christopher Patrick SalernoWells Fargo Advisors wirehouseThurston Springer Advisors BD affiliatedWirehouse to affiliated broker-dealer or bankJan 5, 2024Jul 16, 2024 (193 d)
Kristen Michele HowardWells Fargo Advisors wirehouseThurston Springer Advisors BD affiliatedWirehouse to affiliated broker-dealer or bankJan 5, 2024Dec 16, 2025 (711 d)
Jack James SkrzyckiWells Fargo Advisors wirehouseThurston Springer Advisors BD affiliatedWirehouse to affiliated broker-dealer or bankJan 5, 2024Dec 19, 2023
Macord Henri ForanWells Fargo Advisors wirehouseThurston Springer Advisors BD affiliatedWirehouse to affiliated broker-dealer or bankJan 5, 2024Apr 23, 2024 (109 d)
Dylan TruancelewisWells Fargo Advisors wirehouseThurston Springer Advisors BD affiliatedWirehouse to affiliated broker-dealer or bankJan 5, 2024Dec 19, 2023
Benjamin SelingerWells Fargo Advisors wirehouseThurston Springer Advisors BD affiliatedWirehouse to affiliated broker-dealer or bankJan 5, 2024Jan 22, 2024
Patricia Jean McconnellWells Fargo Advisors wirehousePrivate Advisor Group, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankDec 21, 2023Jun 20, 2025 (547 d)
David B CastleWells Fargo Advisors wirehouseEdward Jones national BDWirehouse to affiliated broker-dealer or bankDec 21, 2023Jan 15, 2026 (756 d)
Gail Ann LitchfieldWells Fargo Advisors wirehouseOppenheimer & Co. Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankDec 12, 2023May 1, 2025 (506 d)
Cecile BaggenstosWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIADec 12, 2023Jun 28, 2024 (199 d)
Anthony Joseph WrightWells Fargo Advisors wirehouseRBC Capital Markets, LLC national BDWirehouse to affiliated broker-dealer or bankDec 12, 2023Sep 9, 2024 (272 d)
Raphael HannaWells Fargo Advisors wirehouseShp Wealth Management, LLC independent RIAWirehouse to independent RIANov 29, 2023Nov 30, 2023
Jonathon Paul AnasWells Fargo Advisors wirehouseCommonwealth Financial Network national BDWirehouse to affiliated broker-dealer or bankNov 15, 2023Nov 15, 2023
Jay StibbeWells Fargo Advisors wirehouseCommonwealth Financial Network national BDWirehouse to affiliated broker-dealer or bankNov 15, 2023Nov 15, 2023
Chad Gerald ZimmermanWells Fargo Advisors wirehouseCommonwealth Financial Network national BDWirehouse to affiliated broker-dealer or bankNov 15, 2023Nov 14, 2023
Devon John KellyWells Fargo Advisors wirehouseCommonwealth Financial Network national BDWirehouse to affiliated broker-dealer or bankNov 15, 2023Nov 15, 2023
August HummertWells Fargo Advisors wirehouseLPL Financial LLC BD affiliatedWirehouse to affiliated broker-dealer or bankNov 14, 2023Nov 6, 2023
Cecilia Marie MinetteWells Fargo Advisors wirehouseLPL Financial LLC BD affiliatedWirehouse to affiliated broker-dealer or bankNov 10, 2023Jan 3, 2024 (54 d)
Michael MogaveroWells Fargo Advisors wirehousePotomac asset managerOtherNov 7, 2023Oct 11, 2024 (339 d)
Tracy Renee GravattWells Fargo Advisors wirehouseLPL Financial LLC BD affiliatedWirehouse to affiliated broker-dealer or bankNov 3, 2023Nov 10, 2023
Blake Matheson MierWells Fargo Advisors wirehouseLPL Financial LLC BD affiliatedWirehouse to affiliated broker-dealer or bankNov 2, 2023Oct 17, 2023
Tina Louise WalkerWells Fargo Advisors wirehouseMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWirehouse to wirehouseNov 2, 2023Nov 29, 2023
Robert Joseph AngeloWells Fargo Advisors wirehouseLPL Financial LLC BD affiliatedWirehouse to affiliated broker-dealer or bankOct 26, 2023Oct 19, 2023
Neil Robert MontesanoWells Fargo Advisors wirehouseLPL Financial LLC BD affiliatedWirehouse to affiliated broker-dealer or bankOct 26, 2023Oct 18, 2023
Thomas Alan BolandWells Fargo Advisors wirehouseLPL Financial LLC BD affiliatedWirehouse to affiliated broker-dealer or bankOct 26, 2023Oct 18, 2023
Richard Michael GaglianoWells Fargo Advisors wirehouseMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWirehouse to wirehouseOct 26, 2023Nov 3, 2023
Ryan A MccollumWells Fargo Advisors wirehouseAxos Invest, Inc independent RIAWirehouse to independent RIAOct 25, 2023Aug 23, 2024 (303 d)
Daniel Paul EntzerothWells Fargo Advisors wirehouseU.S. Bancorp Investments, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankOct 20, 2023Oct 13, 2023
Allen Scott WagnerWells Fargo Advisors wirehouseWagner Wealth Management, Corp. independent RIAWirehouse to independent RIAOct 19, 2023Sep 12, 2023
Kyle Scott WagnerWells Fargo Advisors wirehouseWagner Wealth Management, Corp. independent RIAWirehouse to independent RIAOct 19, 2023Sep 12, 2023
Lisa ZitzmannWells Fargo Advisors wirehouseStifel, Nicolaus & Company, Incorporated national BDWirehouse to affiliated broker-dealer or bankOct 13, 2023Sep 18, 2023
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2,102 moves match.