| Joshua Mcdaid White | Securities America Advisors, Inc. other | Cornerstone Wealth other | Other | Jul 20, 2011 | Jul 20, 2011 |
| Craig Alan Rubrecht | Securities America Advisors, Inc. other | Cornerstone Wealth other | Other | Jul 20, 2011 | Jul 20, 2011 |
| Andrew Kelsey Smith | Securities America Advisors, Inc. other | Cornerstone Wealth other | Other | Jul 20, 2011 | Jul 20, 2011 |
| Jeremy Warman Grant | Securities America Advisors, Inc. other | Cornerstone Wealth other | Other | Jul 20, 2011 | Jul 20, 2011 |
| Bruce Edgar Putnam | Securities America Advisors, Inc. other | Cornerstone Wealth other | Other | Jul 20, 2011 | Jul 20, 2011 |
| Jonathan Steele Brown | Securities America Advisors, Inc. other | Cornerstone Wealth other | Other | Jul 20, 2011 | Jul 20, 2011 |
| David Frank Rotatori | Securities America Advisors, Inc. other | Cornerstone Wealth other | Other | Jul 20, 2011 | Jul 20, 2011 |
| Mark Kingsley Simpson | Securities America Advisors, Inc. other | Next Financial Group, Inc. other | Other | Jul 15, 2011 | Jul 15, 2011 |
| Richard Preston Tonkinson | Securities America Advisors, Inc. other | Commonwealth Financial Network national BD | Other | Jul 15, 2011 | Jul 25, 2011 |
| Steven John Tonkinson | Securities America Advisors, Inc. other | Commonwealth Financial Network national BD | Other | Jul 15, 2011 | Jul 25, 2011 |
| Seth Kovensky | Securities America Advisors, Inc. other | LPL Financial LLC other | Other | Jul 11, 2011 | Jul 11, 2011 |
| Joyce Elinor Moe | Securities America Advisors, Inc. other | Financial Advisers Of America, LLC other | Other | Jul 6, 2011 | Jul 7, 2011 |
| Kathy Michelle Keadle | Securities America Advisors, Inc. other | Osaic Fs, Inc. other | Other | Jul 1, 2011 | Jun 7, 2011 |
| Richard Bert Reed | Securities America Advisors, Inc. other | Bancwest Investment Services, Inc. (Bwis) other | Other | Jul 1, 2011 | Jul 11, 2011 |
| Marc Allan Silverman | Securities America Advisors, Inc. other | Geneos Wealth Management, Inc. other | Other | Jun 30, 2011 | Jul 5, 2011 |
| Thomas Joseph Hine | Securities America Advisors, Inc. other | Commonwealth Financial Network national BD | Other | Jun 30, 2011 | Jun 30, 2011 |
| Jon Thomas Flynn | Securities America Advisors, Inc. other | Flynn Financial, LLC state registered | Other | Jun 30, 2011 | Jul 11, 2011 |
| Ryan York Poage | Securities America Advisors, Inc. other | Ryan Poage & Co. other | Other | Jun 30, 2011 | Jul 1, 2011 |
| Kristin Michelle Terranella-Gumina | Securities America Advisors, Inc. other | Ryan Poage & Co. other | Other | Jun 30, 2011 | Jul 5, 2011 |
| John Linge | Securities America Advisors, Inc. other | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Other | Jun 27, 2011 | Jun 27, 2011 |
| Mary Elaine Vertner | Securities America Advisors, Inc. other | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Other | Jun 27, 2011 | Jul 8, 2011 |
| Geoffrey Ford Kennedy | Securities America Advisors, Inc. other | Cambridge Investment Research Advisors, Inc. other | Other | Jun 27, 2011 | Jun 27, 2011 |
| Douglas Ford Kennedy | Securities America Advisors, Inc. other | Cambridge Investment Research Advisors, Inc. other | Other | Jun 27, 2011 | Jun 27, 2011 |
| Cheryl Dickey Mcguire | Securities America Advisors, Inc. other | Osaic Fs, Inc. other | Other | Jun 17, 2011 | Jun 10, 2011 |
| Todd Anthony Heath-Hazlett | Securities America Advisors, Inc. other | Brokersxpress LLC other | Other | Jun 7, 2011 | Jun 3, 2011 |
| Michael J. Crews | Securities America Advisors, Inc. other | LPL Financial LLC other | Other | Jun 3, 2011 | May 31, 2011 |
| Lori Resnick Price | Securities America Advisors, Inc. other | Private Advisor Group, LLC other | Other | Jun 2, 2011 | Jun 1, 2011 |
| Robert Edwin Hapanowicz | Securities America Advisors, Inc. other | Hapanowicz Financial other | Other | Jun 2, 2011 | May 19, 2011 |
| George Christopher Scarborough | Securities America Advisors, Inc. other | LPL Financial LLC other | Other | Jun 2, 2011 | May 31, 2011 |
| Karen Goersch | Securities America Advisors, Inc. other | Private Advisor Group, LLC other | Other | Jun 2, 2011 | Jun 2, 2011 |
| Carey A Droznek | Securities America Advisors, Inc. other | Hapanowicz Financial other | Other | Jun 2, 2011 | May 19, 2011 |
| James Michael Milford | Securities America Advisors, Inc. other | Charles Schwab & Co., Inc. national BD | Other | Jun 2, 2011 | Sep 6, 2011 (96 d) |
| Edward Edgar Bao | Securities America Advisors, Inc. other | Commonwealth Financial Network national BD | Other | May 17, 2011 | May 18, 2011 |
| John Lewis Smallwood | Securities America Advisors, Inc. other | Commonwealth Financial Network national BD | Other | May 17, 2011 | May 16, 2011 |
| Laura Lee Wilcox | Securities America Advisors, Inc. other | Cambridge Investment Research Advisors, Inc. BD affiliated | Other | May 9, 2011 | Jan 1, 2025 (4986 d) |
| Bradley Charles Baldridge | Securities America Advisors, Inc. other | Cambridge Investment Research Advisors, Inc. BD affiliated | Other | May 5, 2011 | Aug 7, 2020 (3382 d) |
| Brett Michael Badalucco | Securities America Advisors, Inc. other | Bancwest Investment Services, Inc. (Bwis) other | Other | May 2, 2011 | May 5, 2011 |
| Dan Lyndall Griggs | Securities America Advisors, Inc. other | Summit Financial Group Inc other | Other | Apr 28, 2011 | Apr 21, 2011 |
| Michael Scott Boss | Securities America Advisors, Inc. other | Independent Financial Partners other | Other | Apr 25, 2011 | May 17, 2011 |
| Michelle Rinker Mahoney | Securities America Advisors, Inc. other | Commonwealth Financial Network national BD | Other | Apr 18, 2011 | Apr 15, 2011 |
| Julie Ann Fuller | Securities America Advisors, Inc. other | Commonwealth Financial Network national BD | Other | Apr 18, 2011 | Apr 15, 2011 |
| Barry Robert Shevlin | Securities America Advisors, Inc. other | Cambridge Investment Research Advisors, Inc. other | Other | Apr 12, 2011 | Apr 12, 2011 |
| Michael Joseph Hall | Securities America Advisors, Inc. other | Woodbury Financial Services, Inc. other | Other | Apr 11, 2011 | Apr 14, 2011 |
| Jason Robert Tellinghuisen | Securities America Advisors, Inc. other | Td Ameritrade, Inc. no RAUM | Other | Apr 4, 2011 | Apr 27, 2011 |
| John Patrick Gannon | Securities America Advisors, Inc. other | LPL Financial LLC other | Other | Mar 30, 2011 | Mar 28, 2011 |
| Daniel William Bodmann | Securities America Advisors, Inc. other | Mutual Of Omaha Investor Services, Inc. no RAUM | Other | Mar 15, 2011 | Jan 31, 2017 (2149 d) |
| Charles George Duncan | Securities America Advisors, Inc. other | Duncan Financial other | Other | Mar 11, 2011 | Feb 1, 2011 |
| Jeffrey Louis Mantoani | Securities America Advisors, Inc. other | Duncan Financial other | Other | Mar 11, 2011 | Mar 8, 2011 |
| Paul Douglas Duncan | Securities America Advisors, Inc. other | Duncan Financial other | Other | Mar 11, 2011 | Mar 9, 2011 |
| Gregory M Weiss | Securities America Advisors, Inc. other | Bancwest Investment Services, Inc. (Bwis) other | Other | Mar 7, 2011 | Mar 18, 2011 |
| Douglas James Stefanini | Securities America Advisors, Inc. other | Longview Wealth Management other | Other | Mar 2, 2011 | Mar 1, 2011 |
| Vincent Paul Sturm | Securities America Advisors, Inc. other | Successful Resource Management, Ltd. state registered | Other | Mar 2, 2011 | Jul 20, 2011 (140 d) |
| Jeffrey Richard Walker | Securities America Advisors, Inc. other | LPL Financial LLC other | Other | Feb 28, 2011 | Mar 4, 2011 |
| Stacy Robert Priebe | Securities America Advisors, Inc. other | LPL Financial LLC other | Other | Feb 17, 2011 | Feb 17, 2011 |
| Robert Steven Wilkinson | Securities America Advisors, Inc. other | Gbs Advisors other | Other | Feb 15, 2011 | Mar 11, 2011 |
| Steven Charles Wellington | Securities America Advisors, Inc. other | Mwa Financial Services, Inc. other | Other | Feb 15, 2011 | Feb 11, 2011 |
| Leo Alan Gotleib | Securities America Advisors, Inc. other | LPL Financial LLC other | Other | Jan 28, 2011 | Jan 28, 2011 |
| Daniel Jay Wolff | Securities America Advisors, Inc. other | Ifs Advisors, Inc other | Other | Jan 24, 2011 | Jan 5, 2011 |
| Julie Lynne Sharnowski | Securities America Advisors, Inc. other | Cetera Advisor Networks LLC other | Other | Jan 20, 2011 | Feb 17, 2011 |
| Patrick Shawn Scarborough | Securities America Advisors, Inc. other | Mcf Advisors, LLC independent RIA | Other | Jan 11, 2011 | Apr 23, 2026 (5581 d) |