DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Ernst & Young Investment Advisers Llp

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Donovan A Williams	Ernst & Young Investment Advisers Llp no RAUM	Td Ameritrade, Inc. no RAUM	Other	Jul 11, 2007	Jul 18, 2007
Thomas Moyer	Ernst & Young Investment Advisers Llp no RAUM	Macro Consulting Group other	Other	Apr 10, 2007	Nov 6, 2008 (576 d)
Robert Francis O'Brien	Ernst & Young Investment Advisers Llp no RAUM	Bls Advisors LLC unclassified	Other	Feb 28, 2007	Jan 3, 2008 (309 d)
Joanne W. Danckwerth	Ernst & Young Investment Advisers Llp no RAUM	Advice And Planning Services other	Other	Oct 24, 2006	Apr 24, 2007 (182 d)
Roger Sanford Stinnett	Ernst & Young Investment Advisers Llp no RAUM	Westmount Partners, LLC other	Other	Jan 9, 2006	Jun 28, 2016 (3823 d)
Sarah Munson	Ernst & Young Investment Advisers Llp no RAUM	Wells Fargo Advisors wirehouse	Other	Jan 9, 2006	Nov 9, 2021 (5783 d)
Harold Nelson Leavell	Ernst & Young Investment Advisers Llp no RAUM	Brownson, Rehmus & Foxworth, Inc. no RAUM	Other	Dec 8, 2005	Jun 29, 2006 (203 d)
David Keith Murdock	Ernst & Young Investment Advisers Llp no RAUM	Silvercrest Asset Management Group LLC other	Other	Oct 20, 2005	May 24, 2013 (2773 d)
Andrea Lynn Broughton	Ernst & Young Investment Advisers Llp no RAUM	Wealthcrossing other	Other	Jul 26, 2005	Jul 20, 2005
David Edmund Lees	Ernst & Young Investment Advisers Llp no RAUM	Mycio Wealth Partners, LLC other	Other	Jul 11, 2005	Apr 7, 2005
Brian Upchurch	Ernst & Young Investment Advisers Llp no RAUM	Column Capital Advisors, LLC other	Other	Jul 11, 2005	Jun 2, 2005
Andrew Kyriacou	Ernst & Young Investment Advisers Llp no RAUM	Andersen other	Other	Jul 11, 2005	Feb 28, 2008 (962 d)
Larry Ryan Thomas	Ernst & Young Investment Advisers Llp no RAUM	Column Capital Advisors, LLC other	Other	Jul 11, 2005	May 15, 2007 (673 d)
James Lee Henry	Ernst & Young Investment Advisers Llp no RAUM	Mycio Wealth Partners, LLC other	Other	Jun 29, 2005	Feb 13, 2006 (229 d)
Kevin Douglas Sweet	Ernst & Young Investment Advisers Llp no RAUM	Column Capital Advisors, LLC other	Other	Jun 6, 2005	Jun 2, 2005
Adam Scott Levy	Ernst & Young Investment Advisers Llp no RAUM	Alliancebernstein L.P. other	Other	Jun 6, 2005	Oct 17, 2005 (133 d)
Scott P. Snow	Ernst & Young Investment Advisers Llp no RAUM	Scott Snow (Financial Advisors) LLC other	Other	Jun 6, 2005	May 17, 2005
Eun Hee Kim	Ernst & Young Investment Advisers Llp no RAUM	Aegis Wealth other	Other	Jun 6, 2005	Mar 2, 2005
Viveka Marianne Ryn	Ernst & Young Investment Advisers Llp no RAUM	Aegis Wealth other	Other	Jun 6, 2005	Mar 2, 2005
Mary Lynn O'Toole	Ernst & Young Investment Advisers Llp no RAUM	Column Capital Advisors, LLC other	Other	Jun 6, 2005	Jun 6, 2005
Bradford Dale Szczecinski	Ernst & Young Investment Advisers Llp no RAUM	Column Capital Advisors, LLC other	Other	May 26, 2005	Jun 2, 2005
James Joseph Biles	Ernst & Young Investment Advisers Llp no RAUM	Mycio Wealth Partners, LLC other	Other	May 26, 2005	Apr 7, 2005
Robert Joseph Shaw	Ernst & Young Investment Advisers Llp no RAUM	Mycio Wealth Partners, LLC other	Other	May 26, 2005	Feb 13, 2006 (263 d)
Gary Charles Langham	Ernst & Young Investment Advisers Llp no RAUM	"Net Of" Advisory unclassified	Other	May 26, 2005	Apr 30, 2024 (6914 d)
Thomas Samuel Gile	Ernst & Young Investment Advisers Llp no RAUM	Southern Wealth Management Llp other	Other	Apr 21, 2005	Apr 15, 2005
Paul Donald Manghera	Ernst & Young Investment Advisers Llp no RAUM	Citigroup Global Markets Inc. other	Other	Apr 21, 2005	Apr 14, 2005
Matthew Quinton Huggins	Ernst & Young Investment Advisers Llp no RAUM	Southern Wealth Management Llp other	Other	Apr 21, 2005	Apr 15, 2005
Sheri Lynn Kendall	Ernst & Young Investment Advisers Llp no RAUM	Banc One Securities Corporation unclassified	Other	Apr 21, 2005	May 18, 2005
Amanda Falkum	Ernst & Young Investment Advisers Llp no RAUM	Deloitte Investment Advisors LLC unclassified	Other	Apr 21, 2005	Jul 27, 2005 (97 d)
Shane Darren Price	Ernst & Young Investment Advisers Llp no RAUM	Southern Wealth Management Llp other	Other	Apr 21, 2005	Apr 15, 2005
William Charles Stanton	Ernst & Young Investment Advisers Llp no RAUM	Chase Investment Services Corp. other	Other	Apr 14, 2005	Oct 11, 2005 (180 d)
Laura Marie Sweeney	Ernst & Young Investment Advisers Llp no RAUM	Southern Wealth Management Llp other	Other	Apr 14, 2005	Apr 15, 2005
Denise Renee Rothermel	Ernst & Young Investment Advisers Llp no RAUM	Southern Wealth Management Llp other	Other	Apr 14, 2005	Apr 15, 2005
Gregg Thomas Maleri	Ernst & Young Investment Advisers Llp no RAUM	Citigroup Global Markets Inc. other	Other	Dec 17, 2004	Jan 3, 2005
David Charles Voss	Ernst & Young Investment Advisers Llp no RAUM	D C Voss & Company, LLC other	Other	Oct 19, 2004	Jan 20, 2004
Sarah R. Williamson	Ernst & Young Investment Advisers Llp no RAUM	UBS Financial Services Inc. wirehouse	Other	Oct 19, 2004	May 23, 2013 (3138 d)
Robert Maurice Haynie	Ernst & Young Investment Advisers Llp no RAUM	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Oct 19, 2004	Apr 12, 2005 (175 d)
Michael Pain	Ernst & Young Investment Advisers Llp no RAUM	Hsbc Securities (USA) Inc. other	Other	Oct 13, 2004	Jun 6, 2011 (2427 d)
Jay Charles Bradley	Ernst & Young Investment Advisers Llp no RAUM	Avantax Advisory Services other	Other	Oct 4, 2004	Feb 4, 2006 (488 d)
Diana Lynn Bacon	Ernst & Young Investment Advisers Llp no RAUM	Paratus Financial, Inc. other	Other	Sep 20, 2004	Jan 3, 2005 (105 d)
Jennifer Lynn Haggerty	Ernst & Young Investment Advisers Llp no RAUM	Natcity Investments, Inc. unclassified	Other	Sep 20, 2004	Jan 23, 2006 (490 d)
Matthew Joseph Simpson	Ernst & Young Investment Advisers Llp no RAUM	Oxford Financial Group, Ltd other	Other	Sep 20, 2004	Dec 14, 2004 (85 d)
Jeffrey Scott Williams	Ernst & Young Investment Advisers Llp no RAUM	Grand Wealth Management, LLC other	Other	Aug 16, 2004	Apr 9, 2010 (2062 d)
Brian Robert Bortz	Ernst & Young Investment Advisers Llp no RAUM	Horizon Wealth Management, LLC unclassified	Other	Jun 4, 2004	Aug 27, 2004 (84 d)
Matthew Mccloskey	Ernst & Young Investment Advisers Llp no RAUM	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Apr 20, 2004	Jun 23, 2004 (64 d)
Karen Lanelle Ehmke	Ernst & Young Investment Advisers Llp no RAUM	Springwood Financial Advisors state registered	Other	Mar 15, 2004	Jun 29, 2004 (106 d)
David Bruce Richards	Ernst & Young Investment Advisers Llp no RAUM	Cherry Bekaert Wealth Management LLC other	Other	Feb 10, 2004	Mar 3, 2004
Bradley Jon Smith	Ernst & Young Investment Advisers Llp no RAUM	Keel Point Advisors, LLC other	Other	Feb 10, 2004	Aug 23, 2007 (1290 d)
John Duggan Eadie	Ernst & Young Investment Advisers Llp no RAUM	Covenant other	Other	Jan 28, 2004	Feb 19, 2010 (2214 d)
Marvin Brent Morse	Ernst & Young Investment Advisers Llp no RAUM	Cary Street Partners other	Other	Jan 27, 2004	Feb 10, 2004
Douglas Owen Ackerman	Ernst & Young Investment Advisers Llp no RAUM	Kestra Advisory Services, LLC other	Other	Dec 4, 2003	Apr 18, 2016 (4519 d)
Gery Joseph Sadzewicz	Ernst & Young Investment Advisers Llp no RAUM	Eadvisor, Inc. unclassified	Other	Nov 25, 2003	Dec 2, 2002
Gary Lawrence Wulf	Ernst & Young Investment Advisers Llp no RAUM	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Nov 25, 2003	Nov 10, 2003
Michael Winston Bain	Ernst & Young Investment Advisers Llp no RAUM	Waddell & Reed other	Other	Oct 28, 2003	Apr 30, 2004 (185 d)
David Schwarzkopf	Ernst & Young Investment Advisers Llp no RAUM	Bb&T Asset Management, Inc. unclassified	Other	Oct 13, 2003	Oct 6, 2003
Chad Edward Slaughter	Ernst & Young Investment Advisers Llp no RAUM	Wells Fargo Advisors wirehouse	Other	Oct 13, 2003	Jun 28, 2011 (2815 d)
Jarrett Todd Bostwick	Ernst & Young Investment Advisers Llp no RAUM	Spearhead Capital Advisors, LLC other	Other	Oct 8, 2003	Aug 30, 2017 (5075 d)
P. James O'Gorman	Ernst & Young Investment Advisers Llp no RAUM	O'Gorman Asset Management, Inc. state registered	Other	Sep 15, 2003	Jul 15, 2021 (6513 d)
Robert Scott Pulsifer	Ernst & Young Investment Advisers Llp no RAUM	Morgan Stanley Dw Inc. unclassified	Other	Aug 20, 2003	Aug 8, 2003
David N Elan	Ernst & Young Investment Advisers Llp no RAUM	Windward Investment Management Inc unclassified	Other	Jun 23, 2003	Dec 18, 2003 (178 d)

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195 moves match.