| Anil B Vazirani | Horter Investment Management, LLC independent RIA | Virtue Capital Management, LLC independent RIA | RIA to RIA | Oct 1, 2018 | Sep 27, 2018 |
| Christopher Tatum Stovall | Horter Investment Management, LLC independent RIA | Virtue Capital Management, LLC independent RIA | RIA to RIA | Oct 1, 2018 | Sep 27, 2018 |
| Phillip Leroy Ingle | Horter Investment Management, LLC independent RIA | Lifetime Financial, Inc. state registered | RIA to a state-registered adviser | Sep 21, 2018 | Jun 17, 2026 (2826 d) |
| Eric Dean Brumagin | Horter Investment Management, LLC independent RIA | Secure Investment Management, LLC independent RIA | RIA to RIA | Sep 18, 2018 | Sep 17, 2018 |
| Maria R Garza | Horter Investment Management, LLC independent RIA | Wealth Watch Advisors, Inc independent RIA | RIA to RIA | Sep 17, 2018 | Sep 17, 2018 |
| Ronald Carl Wiitala | Horter Investment Management, LLC independent RIA | Virtue Capital Management, LLC independent RIA | RIA to RIA | Sep 17, 2018 | Sep 24, 2018 |
| Michael Jerry Snasel | Horter Investment Management, LLC independent RIA | Lifepro Asset Management independent RIA | RIA to RIA | Aug 30, 2018 | Aug 24, 2018 |
| Steven Ralph Anderson | Horter Investment Management, LLC independent RIA | Virtue Capital Management, LLC independent RIA | RIA to RIA | Aug 27, 2018 | Sep 6, 2018 |
| Kurtis Wesley Barnett | Horter Investment Management, LLC independent RIA | Virtue Capital Management, LLC independent RIA | RIA to RIA | Aug 22, 2018 | Aug 21, 2018 |
| Tammy Lee Byrd | Horter Investment Management, LLC independent RIA | Virtue Capital Management, LLC independent RIA | RIA to RIA | Aug 22, 2018 | Aug 28, 2018 |
| James Moore Mcclenny | Horter Investment Management, LLC independent RIA | Trek Financial independent RIA | RIA to RIA | Aug 21, 2018 | Jan 12, 2026 (2701 d) |
| Jason Todd Hill | Horter Investment Management, LLC independent RIA | Financial & Tax Architects, LLC mixed wealth | RIA to RIA | Aug 14, 2018 | Aug 14, 2018 |
| Canaan Trace Penland | Horter Investment Management, LLC independent RIA | Brookstone Capital Management LLC independent RIA | RIA to RIA | Aug 14, 2018 | Aug 14, 2018 |
| Dino John Lopresti | Horter Investment Management, LLC independent RIA | Trek Financial independent RIA | RIA to RIA | Aug 3, 2018 | Aug 3, 2018 |
| David Jonathon Sears | Horter Investment Management, LLC independent RIA | Ae Wealth Management, LLC independent RIA | RIA to RIA | Aug 3, 2018 | Aug 13, 2018 |
| Mark Jeffrey Orr | Horter Investment Management, LLC independent RIA | Brookstone Wealth Advisors, LLC independent RIA | RIA to RIA | Jul 26, 2018 | Aug 16, 2018 |
| Peter Michael Cymbalak | Horter Investment Management, LLC independent RIA | Trek Financial independent RIA | RIA to RIA | Jul 26, 2018 | Jul 25, 2018 |
| Jay Howard Millard | Horter Investment Management, LLC independent RIA | Virtue Capital Management, LLC independent RIA | RIA to RIA | Jul 25, 2018 | Aug 1, 2018 |
| Michael Shannon Trent | Horter Investment Management, LLC independent RIA | Trek Financial independent RIA | RIA to RIA | Jul 25, 2018 | Jul 25, 2018 |
| Richard T Kinney | Horter Investment Management, LLC independent RIA | Trek Financial independent RIA | RIA to RIA | Jul 25, 2018 | Jul 25, 2018 |
| David George Newman | Horter Investment Management, LLC independent RIA | Fifth Third Securities, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jul 17, 2018 | Jul 31, 2019 (379 d) |
| Christopher D Kenney | Horter Investment Management, LLC independent RIA | MML Investors Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 9, 2018 | Aug 20, 2018 (42 d) |
| Kyung Ho Choe | Horter Investment Management, LLC independent RIA | Allmerits Asset Managment, LLC unclassified | Other | Jul 9, 2018 | Jun 29, 2018 |
| Timothy John Henderson | Horter Investment Management, LLC independent RIA | First Advisors National, LLC independent RIA | RIA to RIA | May 24, 2018 | Mar 19, 2019 (299 d) |
| Nancy Williams Schilreff | Horter Investment Management, LLC independent RIA | Brookstone Capital Management LLC independent RIA | RIA to RIA | May 15, 2018 | Oct 9, 2019 (512 d) |
| Ronald James Anno | Horter Investment Management, LLC independent RIA | Financial & Tax Architects, LLC mixed wealth | RIA to RIA | May 4, 2018 | May 18, 2018 |
| Scott Edward Stooksbury | Horter Investment Management, LLC independent RIA | Virtue Capital Management, LLC independent RIA | RIA to RIA | Apr 27, 2018 | May 2, 2018 |
| Claude Thomas Corbett | Horter Investment Management, LLC independent RIA | Royal Fund Management, LLC independent RIA | RIA to RIA | Apr 27, 2018 | Feb 12, 2020 (656 d) |
| R. Alan Kirby | Horter Investment Management, LLC independent RIA | Virtue Capital Management, LLC independent RIA | RIA to RIA | Apr 27, 2018 | May 2, 2018 |
| Cameron Michael Bernadsky | Horter Investment Management, LLC independent RIA | Ae Wealth Management, LLC independent RIA | RIA to RIA | Apr 26, 2018 | May 4, 2018 |
| William Vernon Rowe | Horter Investment Management, LLC independent RIA | Founders Financial Securities, LLC independent RIA | RIA to RIA | Apr 26, 2018 | May 11, 2018 |
| Timothy Michael Fallon | Horter Investment Management, LLC independent RIA | Brookstone Capital Management LLC independent RIA | RIA to RIA | Apr 25, 2018 | Apr 25, 2018 |
| William Neal Kearney | Horter Investment Management, LLC independent RIA | Virtue Capital Management, LLC independent RIA | RIA to RIA | Apr 25, 2018 | Apr 24, 2018 |
| Michael John Falco | Horter Investment Management, LLC independent RIA | Virtue Capital Management, LLC independent RIA | RIA to RIA | Apr 19, 2018 | Apr 18, 2018 |
| Jeffrey Jay Gollehon | Horter Investment Management, LLC independent RIA | Virtue Capital Management, LLC independent RIA | RIA to RIA | Apr 19, 2018 | May 19, 2018 |
| John Howard Iannucci | Horter Investment Management, LLC independent RIA | Ilg Private Wealth, Inc. state registered | RIA to a state-registered adviser | Apr 19, 2018 | Mar 28, 2018 |
| Thomas Gerard Avellino | Horter Investment Management, LLC independent RIA | Brookstone Capital Management LLC independent RIA | RIA to RIA | Apr 3, 2018 | Nov 13, 2019 (589 d) |
| Michael James Smith Tucker | Horter Investment Management, LLC other | Tlg Advisors, Inc. other | Other | Feb 23, 2018 | Feb 27, 2018 |
| Robert Alan Parker | Horter Investment Management, LLC other | Parkmont Wealth Advisors LLC state registered | Other | Feb 15, 2018 | Feb 9, 2018 |
| Eliot Reed Parker | Horter Investment Management, LLC other | Parkmont Wealth Advisors LLC state registered | Other | Feb 15, 2018 | Feb 9, 2018 |
| Leonard Simon Bakker | Horter Investment Management, LLC other | Lifetime Financial, Inc. state registered | Other | Feb 7, 2018 | Feb 26, 2026 (2941 d) |
| Dennis Eugene Kagel | Horter Investment Management, LLC other | Ae Wealth Management, LLC BD affiliated | Other | Feb 7, 2018 | Jan 20, 2023 (1808 d) |
| Bruce Gary Kaserman | Horter Investment Management, LLC other | First Advisors National, LLC other | Other | Dec 8, 2017 | Jan 3, 2018 |
| Michael J Lehrhaupt | Horter Investment Management, LLC other | Mjl Wealth Management, LLC unclassified | Other | Nov 28, 2017 | Jan 24, 2018 (57 d) |
| Paul August Buckle | Horter Investment Management, LLC other | Ae Wealth Management, LLC independent RIA | Other | Nov 17, 2017 | Sep 15, 2020 (1033 d) |
| Edward Anthony Orell | Horter Investment Management, LLC other | Verity Asset Management independent RIA | Other | Nov 16, 2017 | Jan 31, 2019 (441 d) |
| Jeffrey Keegan Martin | Horter Investment Management, LLC other | Wealth Watch Advisors, Inc independent RIA | Other | Nov 7, 2017 | Jul 20, 2018 (255 d) |
| Gianna Mary Campo | Horter Investment Management, LLC other | Verity Asset Management independent RIA | Other | Oct 25, 2017 | Jan 22, 2019 (454 d) |
| Ryan Kennedy Foncannon | Horter Investment Management, LLC other | Coppell Advisory Solutions LLC other | Other | Oct 19, 2017 | Oct 31, 2017 |
| Stephen Kent Brown | Horter Investment Management, LLC other | Calchoice Wealth Management LLC unclassified | Other | Sep 26, 2017 | Sep 21, 2017 |
| Gabriel Paul Janusa | Horter Investment Management, LLC other | Fiduciary Partners, LLC state registered | Other | Sep 21, 2017 | Oct 30, 2017 (39 d) |
| Charles Robert Henrich | Horter Investment Management, LLC other | Southwest Michigan Wealth Management, LLC state registered | Other | Sep 12, 2017 | Jan 6, 2025 (2673 d) |
| Brad Eugene Cooper | Horter Investment Management, LLC other | Cooper Financial Investments, LLC state registered | Other | Sep 6, 2017 | Aug 30, 2017 |
| Brian Jay Bewley | Horter Investment Management, LLC other | Brookstone Wealth Advisors, LLC other | Other | Aug 31, 2017 | Sep 11, 2017 |
| Raymond Joseph Kozicki | Horter Investment Management, LLC other | Evergreen Capital Management Inc state registered | Other | Aug 24, 2017 | Aug 30, 2017 |
| Larry D Kloefkorn | Horter Investment Management, LLC other | Foundations Investment Advisors LLC other | Other | Aug 17, 2017 | Aug 17, 2017 |
| Mcgarry P Murray | Horter Investment Management, LLC other | Brookstone Capital Management LLC other | Other | Jul 27, 2017 | Jul 24, 2017 |
| Jay Don Graham | Horter Investment Management, LLC other | Foundations Investment Advisors LLC other | Other | Jul 5, 2017 | Jun 30, 2017 |
| Harry Earl Coussou | Horter Investment Management, LLC other | Ae Wealth Management, LLC other | Other | Jul 3, 2017 | Jun 30, 2017 |
| Mary Bridget Riley | Horter Investment Management, LLC other | Brookstone Capital Management LLC independent RIA | Other | Jun 30, 2017 | May 16, 2018 (320 d) |