DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Geneos Wealth Management, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Mark Leon Magruder | Geneos Wealth Management, Inc. BD affiliated | Creative Financial Designs, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 4, 2026 | Apr 30, 2026 |
| Angel Luis Sotomayor | Geneos Wealth Management, Inc. BD affiliated | Creative Financial Designs, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 4, 2026 | Apr 30, 2026 |
| Thomas Capstick | Geneos Wealth Management, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 27, 2026 | May 14, 2026 |
| Robert Glen Bruce | Geneos Wealth Management, Inc. BD affiliated | Diversified, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 2, 2025 | Dec 1, 2025 |
| Scott Robert Bruce | Geneos Wealth Management, Inc. BD affiliated | Diversified, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 2, 2025 | Dec 1, 2025 |
| Stacey Lynn Brady | Geneos Wealth Management, Inc. BD affiliated | Diversified, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 2, 2025 | Dec 1, 2025 |
| Donald A Mcleod | Geneos Wealth Management, Inc. BD affiliated | Alpha Asset Advisors LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Feb 4, 2025 | Feb 4, 2025 |
| Paul Thomas Knipping | Geneos Wealth Management, Inc. BD affiliated | Portfolio Design Advisors, Inc. other | Other | Nov 19, 2024 | Jan 11, 2017 |
| Edward Joseph Barfield | Geneos Wealth Management, Inc. BD affiliated | Kovack Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 21, 2024 | Nov 15, 2024 |
| Kenneth Alan Clyde | Geneos Wealth Management, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 16, 2024 | Sep 13, 2024 |
| Jennifer J Clyde | Geneos Wealth Management, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 13, 2024 | Sep 16, 2024 |
| Andrew John Dziedzic | Geneos Wealth Management, Inc. BD affiliated | Prepared Retirement Institute LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 12, 2024 | Aug 4, 2020 |
| James Otto Shoup | Geneos Wealth Management, Inc. BD affiliated | Prepared Retirement Institute LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 12, 2024 | Nov 9, 2020 |
| Austyn Stephen Brinkerhoff | Geneos Wealth Management, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Mar 28, 2024 | Jun 6, 2024 (70 d) |
| Scott Walter Forsyth | Geneos Wealth Management, Inc. BD affiliated | Financial Design & Management, Inc. other | Other | Nov 14, 2023 | Apr 17, 2008 |
| Andrea Maria Randazzo | Geneos Wealth Management, Inc. BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 14, 2023 | Nov 10, 2023 |
| Brent Kenneth Donovan | Geneos Wealth Management, Inc. BD affiliated | Grant Tani Barash & Altman, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 19, 2023 | Oct 25, 2023 |
| Chad Jeffrey Greenberg | Geneos Wealth Management, Inc. BD affiliated | Intelligence Driven Advisers, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 15, 2023 | Oct 19, 2023 (34 d) |
| David Michael Lalonde | Geneos Wealth Management, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 22, 2023 | Aug 11, 2023 |
| Robert Earl Stanlick | Geneos Wealth Management, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 11, 2023 | Jul 6, 2023 |
| Anthony Dane Shinault | Geneos Wealth Management, Inc. BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Jun 5, 2023 | May 31, 2023 |
| Richard David Staves | Geneos Wealth Management, Inc. BD affiliated | Roots First Wealth Management state registered | Affiliated broker-dealer or bank to a state-registered adviser | May 10, 2023 | Jun 30, 2023 (51 d) |
| Gary Andrew Ferguson | Geneos Wealth Management, Inc. BD affiliated | Generational Portfolio Design, LLC unclassified | Other | Feb 17, 2023 | Jul 12, 2022 |
| Jacob Alexander Guttman | Geneos Wealth Management, Inc. BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 6, 2022 | Oct 5, 2022 |
| Brad Jedd Myers | Geneos Wealth Management, Inc. BD affiliated | Lone Peak Advisers independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 18, 2022 | Jul 19, 2022 |
| Megan Marie Palazzo | Geneos Wealth Management, Inc. BD affiliated | Lone Peak Advisers independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 18, 2022 | Jul 19, 2022 |
| Jason Flake Husk | Geneos Wealth Management, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jun 29, 2022 | Jun 23, 2022 |
| Quinton Harmon Kimball | Geneos Wealth Management, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jun 29, 2022 | Jun 23, 2022 |
| Trevor Austin Hoyt | Geneos Wealth Management, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jun 29, 2022 | Jun 23, 2022 |
| Terrance Lee Sonnenfeld | Geneos Wealth Management, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | May 25, 2022 | Jun 29, 2023 (400 d) |
| John Ross Bellingham | Geneos Wealth Management, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 25, 2022 | Mar 24, 2022 |
| Shannon Miguel Harris | Geneos Wealth Management, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 25, 2022 | Mar 24, 2022 |
| Charles Wallace Mcmakin | Geneos Wealth Management, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 22, 2021 | Nov 17, 2021 |
| Ronald Joseph Brown | Geneos Wealth Management, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 22, 2021 | Nov 16, 2021 |
| John Damon Stewart | Geneos Wealth Management, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 22, 2021 | Nov 17, 2021 |
| Mickey Joseph Guidry | Geneos Wealth Management, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 22, 2021 | Nov 16, 2021 |
| Michael Travis Nichols | Geneos Wealth Management, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 22, 2021 | Nov 18, 2021 |
| Jesse Nelson Daigle | Geneos Wealth Management, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 22, 2021 | Nov 16, 2021 |
| James Bradley Ewing | Geneos Wealth Management, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 22, 2021 | Nov 17, 2021 |
| John William Reeder | Geneos Wealth Management, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 22, 2021 | Nov 17, 2021 |
| John Elliot Dore | Geneos Wealth Management, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 22, 2021 | Nov 17, 2021 |
| Jeremy Michael Perque | Geneos Wealth Management, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 22, 2021 | Nov 16, 2021 |
| Dixon W Mcmakin | Geneos Wealth Management, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 22, 2021 | Nov 17, 2021 |
| James C Moffitt | Geneos Wealth Management, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 22, 2021 | Nov 16, 2021 |
| Mark Steven Horstmann | Geneos Wealth Management, Inc. BD affiliated | Compass Wealth Management, Inc. unclassified | Other | Jun 8, 2021 | Jul 10, 2013 |
| Yvonne Renee Smith | Geneos Wealth Management, Inc. BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 19, 2021 | May 14, 2021 |
| Robert C Meissner | Geneos Wealth Management, Inc. BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 19, 2021 | May 14, 2021 |
| Joseph Martin Ervolina | Geneos Wealth Management, Inc. BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 19, 2021 | May 14, 2021 |
| Daniel Paul Cavaretta | Geneos Wealth Management, Inc. BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 14, 2021 | May 14, 2021 |
| James Wilder | Geneos Wealth Management, Inc. BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 14, 2021 | May 14, 2021 |
| Jonathan A Miller | Geneos Wealth Management, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Mar 3, 2021 | Feb 26, 2021 |
| Scott Gordon Gatherum | Geneos Wealth Management, Inc. BD affiliated | Security First Advisors Corvallis, Inc. unclassified | Other | Mar 1, 2021 | May 15, 2015 |
| Dennis Michael Spratt | Geneos Wealth Management, Inc. BD affiliated | Wealth Management Group Of Kc, Inc. unclassified | Other | Nov 10, 2020 | Jul 1, 2010 |
| James Anthony Powers | Geneos Wealth Management, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 10, 2020 | Nov 6, 2020 |
| James C Kreid | Geneos Wealth Management, Inc. BD affiliated | Silver Oak Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 10, 2020 | Nov 12, 2020 |
| Gary Alvin Nagel | Geneos Wealth Management, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 10, 2020 | Nov 6, 2020 |
| Stephen A Schott | Geneos Wealth Management, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 28, 2020 | Oct 26, 2020 |
| Kayanne Baker | Geneos Wealth Management, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 23, 2020 | Dec 1, 2020 (39 d) |
| Victoria L Wilson | Geneos Wealth Management, Inc. BD affiliated | Centaurus Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 21, 2020 | Aug 20, 2020 |
| Laura Alice Evans | Geneos Wealth Management, Inc. BD affiliated | Dynamic independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 12, 2019 | Jan 2, 2020 (51 d) |
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193 moves match.