DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Wfg Advisors, LP

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Emory JacksonWfg Advisors, LP other1st Global Advisors Inc otherOtherJan 17, 2012Apr 20, 2012 (94 d)
Carie Marie HecklerWfg Advisors, LP otherLPL Financial LLC otherOtherDec 31, 2011Mar 23, 2012 (83 d)
Mark Jackson MyersWfg Advisors, LP otherHorter Investment Management, LLC otherOtherDec 7, 2011Dec 15, 2011
David Charles HandaWfg Advisors, LP otherSterne Agee Investment Advisor Services, Inc. otherOtherDec 2, 2011Dec 2, 2011
Mark Anton GroesbeckWfg Advisors, LP otherAlamo Asset Advisors otherOtherNov 15, 2011Jan 26, 2011
Leah Autumn ClancyWfg Advisors, LP otherUsaa Investment Services Company otherOtherNov 1, 2011Jan 24, 2013 (450 d)
Bryan M RiggWfg Advisors, LP otherRigg Wealth Management, LLC no RAUMOtherOct 10, 2011Sep 20, 2011
James Michael MorenoWfg Advisors, LP otherHilltop Securities Inc. otherOtherAug 24, 2011Dec 10, 2012 (474 d)
James Dan HeardWfg Advisors, LP otherMorgan Stanley wirehouseOtherAug 1, 2011Jul 28, 2011
Philip Alan GoldsteinWfg Advisors, LP otherKalos Management otherOtherJul 7, 2011Jun 3, 2011
Raymond Scott KingWfg Advisors, LP otherWoodstock Financial Group, Inc. otherOtherMay 2, 2011May 24, 2011
Bryan R ByrdWfg Advisors, LP otherHbw Advisory Services LLC otherOtherApr 1, 2011Apr 7, 2011
Chris Brian FletcherWfg Advisors, LP otherSecurities America Advisors, Inc. otherOtherFeb 28, 2011Mar 1, 2011
Spencer Farris MurchisonWfg Advisors, LP otherCambridge Investment Research Advisors, Inc. otherOtherJan 28, 2011Feb 18, 2011
David Hansson TobinWfg Advisors, LP otherSabana Capital Management, LLC state registeredOtherDec 31, 2010Jun 15, 2011 (166 d)
Joseph Houston CombestWfg Advisors, LP otherCombest Financial Services, Inc. unclassifiedOtherDec 31, 2010Oct 28, 2010
Michael Anthony LearaWfg Advisors, LP otherGateway Advisors, LLC state registeredOtherDec 8, 2010Jan 25, 2017 (2240 d)
William Joseph SammonsWfg Advisors, LP otherThe Quantitative Group, L.P. unclassifiedOtherNov 15, 2010Sep 26, 2005
Ronald Alan KernWfg Advisors, LP otherThe Quantitative Group, L.P. unclassifiedOtherNov 15, 2010Sep 23, 2005
Rollins Schultz RubsamenWfg Advisors, LP otherThe Quantitative Group, L.P. unclassifiedOtherNov 15, 2010Sep 23, 2005
Paul Clayton ConnerWfg Advisors, LP otherCenter Street Advisors, Inc. independent RIAOtherNov 5, 2010Mar 12, 2020 (3415 d)
Jeremy Shane HayWfg Advisors, LP otherBerthel Fisher & Company Financial Services, Inc. otherOtherNov 5, 2010Nov 15, 2010
Melinda Cook McculloughWfg Advisors, LP otherBerthel Fisher & Company Financial Services, Inc. otherOtherNov 5, 2010Nov 15, 2010
Gilbert Ray ZepedaWfg Advisors, LP otherWoodbury Financial Services, Inc. otherOtherOct 1, 2010Oct 8, 2010
Jared Krist StanleyWfg Advisors, LP otherMorgan Stanley wirehouseOtherSep 22, 2010Oct 6, 2010
John F DevereauxWfg Advisors, LP otherOakwood Capital, Inc. otherOtherAug 10, 2010Jan 17, 2014 (1256 d)
Thomas Rey SchalkWfg Advisors, LP otherConcourse Financial Group Advisors otherOtherJun 28, 2010May 12, 2011 (318 d)
Patricia Ann NyborgWfg Advisors, LP otherFirst Command Financial Planning, Inc. otherOtherApr 14, 2010Feb 9, 2012 (666 d)
William Bryan AlderdiceWfg Advisors, LP otherWfg Investments, Inc. unclassifiedOtherApr 12, 2010Mar 18, 2005
Clinton Lee RobertsWfg Advisors, LP otherRaymond James & Associates, Inc. national BDOtherMar 10, 2010Mar 27, 2024 (5131 d)
Paul Leroy WildbergerWfg Advisors, LP otherAmeriprise Financial Services, LLC national BDOtherNov 19, 2009Sep 17, 2014 (1763 d)
Norman Frank HallWfg Advisors, LP otherCalton & Associates, Inc. otherOtherAug 28, 2009Aug 26, 2009
Gregory James PaslerWfg Advisors, LP otherOn Investment Management Co otherOtherAug 17, 2009Dec 11, 2009 (116 d)
John Huey NeelyWfg Advisors, LP otherBerthel Fisher & Company Financial Services, Inc. otherOtherAug 14, 2009Aug 19, 2009
Michael C PembertonWfg Advisors, LP otherKovack Advisors, Inc. otherOtherAug 6, 2009Aug 3, 2009
Mark GrayWfg Advisors, LP otherCreative Financial Designs, Inc. otherOtherAug 3, 2009Oct 9, 2009 (67 d)
Katherine Bartlett KennedyWfg Advisors, LP otherKbk Wealth Strategies, LLC unclassifiedOtherAug 3, 2009Mar 13, 2009
Brett Nolan SizemoreWfg Advisors, LP otherCharles Schwab & Co., Inc. national BDOtherJun 30, 2009Sep 21, 2010 (448 d)
Timmy Lee BakerWfg Advisors, LP otherTimonier otherOtherJun 5, 2009Jul 13, 2009 (38 d)
Jim Alan YockeyWfg Advisors, LP otherInvestment Professionals, Inc. otherOtherOct 15, 2008Oct 17, 2008
Herbert William MoloneyWfg Advisors, LP otherAlliancebernstein L.P. otherOtherAug 29, 2008Aug 1, 2016 (2894 d)
Benjamin Herschel DeanWfg Advisors, LP otherOnyx Wealth Advisors, Inc. otherOtherApr 23, 2008Apr 22, 2008
Robert Andrew BradfordWfg Advisors, LP otherRaymond J. Lucia Companies, Inc. unclassifiedOtherOct 2, 2007Jun 18, 2008 (260 d)
Mark Darren CohenWfg Advisors, LP otherB. Riley Wealth Advisors, Inc. BD affiliatedOtherDec 16, 2005May 22, 2018 (4540 d)
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224 moves match.