DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Invest Financial Corporation

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Matthew Joseph FolsomInvest Financial Corporation otherGradient Advisors, LLC independent RIAOtherNov 17, 2017Aug 8, 2018 (264 d)
Dennis Roger NolteInvest Financial Corporation otherLPL Financial LLC independent RIAOtherNov 16, 2017Nov 16, 2017
Peter John LoweryInvest Financial Corporation otherLPL Financial LLC independent RIAOtherNov 16, 2017Nov 15, 2017
Owen Kenneth HandInvest Financial Corporation otherOsaic Wealth, Inc. BD affiliatedOtherNov 16, 2017Nov 15, 2017
Ronald Dionisio BalitonInvest Financial Corporation otherLPL Financial LLC independent RIAOtherNov 16, 2017Nov 15, 2017
Celeste Kathleen ByersInvest Financial Corporation otherLPL Financial LLC independent RIAOtherNov 16, 2017Nov 17, 2017
Louis Anthony CapezzaInvest Financial Corporation otherLPL Financial LLC independent RIAOtherNov 16, 2017Nov 15, 2017
Steven Scott ComptonInvest Financial Corporation otherLPL Financial LLC independent RIAOtherNov 16, 2017Nov 17, 2017
Todd Jonathan FeintuchInvest Financial Corporation otherLPL Financial LLC independent RIAOtherNov 16, 2017Feb 5, 2018 (81 d)
Tobias Allan MeekInvest Financial Corporation otherLPL Financial LLC independent RIAOtherNov 16, 2017Jan 22, 2018 (67 d)
James Ray ZickInvest Financial Corporation otherLPL Financial LLC independent RIAOtherNov 16, 2017Nov 16, 2017
Keith J GilmourInvest Financial Corporation otherLPL Financial LLC independent RIAOtherNov 16, 2017Nov 15, 2017
Carl David NewtonInvest Financial Corporation otherLPL Financial LLC independent RIAOtherNov 16, 2017Nov 16, 2017
Michael John OmelioInvest Financial Corporation otherJ.P. Morgan Securities LLC wirehouseOtherNov 13, 2017Nov 16, 2017
Diane Dalton EvansInvest Financial Corporation otherMoney Concepts Advisory Service otherOtherNov 10, 2017Nov 9, 2017
Dominick Martinez DivineInvest Financial Corporation otherJ.P. Morgan Securities LLC wirehouseOtherNov 6, 2017Nov 15, 2017
Deborah Lee ClarkInvest Financial Corporation otherWoodbury Financial Services, Inc. BD affiliatedOtherNov 6, 2017Nov 3, 2017
Lonny Lee WintersInvest Financial Corporation otherSecurities America Advisors, Inc. otherOtherNov 6, 2017Nov 2, 2017
Steven Patrick ArengoInvest Financial Corporation otherCambridge Investment Research Advisors, Inc. otherOtherNov 3, 2017Nov 1, 2017
Gregory James SmithInvest Financial Corporation otherCambridge Investment Research Advisors, Inc. otherOtherNov 2, 2017Nov 1, 2017
Richard Noah DunsfordInvest Financial Corporation otherJ. W. Cole Advisors, Inc. independent RIAOtherNov 2, 2017Jul 18, 2018 (258 d)
Joseph Dylan ThompsonInvest Financial Corporation otherSecurities America Advisors, Inc. otherOtherNov 2, 2017Nov 2, 2017
Brandon Keith MooreInvest Financial Corporation otherNext Financial Group, Inc. otherOtherNov 2, 2017Nov 1, 2017
George Lorance JorgensenInvest Financial Corporation otherCambridge Investment Research Advisors, Inc. otherOtherNov 1, 2017Nov 1, 2017
Steven Victor SkillenInvest Financial Corporation otherCambridge Investment Research Advisors, Inc. otherOtherNov 1, 2017Nov 1, 2017
Joseph Charles FeringInvest Financial Corporation otherCambridge Investment Research Advisors, Inc. otherOtherNov 1, 2017Nov 1, 2017
Nancy Anne Van De BergInvest Financial Corporation otherCambridge Investment Research Advisors, Inc. otherOtherNov 1, 2017Nov 1, 2017
Christopher William GuetzlaffInvest Financial Corporation otherCambridge Investment Research Advisors, Inc. otherOtherNov 1, 2017Nov 2, 2017
Marjean M OssefoortInvest Financial Corporation otherCambridge Investment Research Advisors, Inc. otherOtherNov 1, 2017Nov 1, 2017
Kevin Michael KomarInvest Financial Corporation otherCambridge Investment Research Advisors, Inc. otherOtherNov 1, 2017Oct 27, 2017
David Jon RiphagenInvest Financial Corporation otherCambridge Investment Research Advisors, Inc. otherOtherNov 1, 2017Nov 1, 2017
Jay Robert BraatenInvest Financial Corporation otherSecurities America Advisors, Inc. otherOtherOct 31, 2017Oct 30, 2017
Joseph Charles BarreiroInvest Financial Corporation otherUnited Planners' Financial Services Of America A Limited Partner otherOtherOct 27, 2017Oct 26, 2017
Marilyn Louise Vander PlaatInvest Financial Corporation otherUnited Planners' Financial Services Of America A Limited Partner otherOtherOct 27, 2017Oct 30, 2017
Charles EmersonInvest Financial Corporation otherMML Investors Services, LLC otherOtherOct 26, 2017Oct 30, 2017
Michelle Lacoste FletcherInvest Financial Corporation otherCedar Spring Advisors, LLC independent RIAOtherOct 23, 2017Oct 20, 2017
Richard Lynn HavardInvest Financial Corporation otherDominion Portfolio Management, Inc. otherOtherOct 23, 2017Dec 1, 2017 (39 d)
Justin P McmasterInvest Financial Corporation otherCedar Spring Advisors, LLC independent RIAOtherOct 23, 2017Oct 20, 2017
Nathan Michael KosmanInvest Financial Corporation otherCambridge Investment Research Advisors, Inc. otherOtherOct 19, 2017Oct 17, 2017
Nicole Clara WilsonInvest Financial Corporation otherRaymond James & Associates, Inc. national BDOtherOct 19, 2017Oct 25, 2017
Ryan Frank AntepenkoInvest Financial Corporation otherCambridge Investment Research Advisors, Inc. otherOtherOct 19, 2017Oct 17, 2017
Shemika Lashawn FreemanInvest Financial Corporation otherCambridge Investment Research Advisors, Inc. otherOtherOct 19, 2017Jan 25, 2018 (98 d)
Howard Edward RightsellInvest Financial Corporation otherCambridge Investment Research Advisors, Inc. otherOtherOct 18, 2017Oct 17, 2017
Thomas P GildayInvest Financial Corporation otherCambridge Investment Research Advisors, Inc. otherOtherOct 18, 2017Oct 17, 2017
Alexander Houston MingeInvest Financial Corporation otherLPL Financial LLC otherOtherOct 18, 2017Oct 18, 2017
Charles Edward EarleInvest Financial Corporation otherLPL Financial LLC otherOtherOct 18, 2017Oct 18, 2017
Geoffrey Chad RingleInvest Financial Corporation otherCambridge Investment Research Advisors, Inc. otherOtherOct 18, 2017Oct 18, 2017
Raymond Steven GettinsInvest Financial Corporation otherCambridge Investment Research Advisors, Inc. otherOtherOct 17, 2017Oct 17, 2017
Jose Luis ChavezInvest Financial Corporation otherCambridge Investment Research Advisors, Inc. otherOtherOct 17, 2017Oct 17, 2017
Ryan Patrick GroteInvest Financial Corporation otherCambridge Investment Research Advisors, Inc. otherOtherOct 17, 2017Oct 17, 2017
Seth Adam HoffmanInvest Financial Corporation otherRaymond James & Associates, Inc. national BDOtherOct 16, 2017Oct 20, 2017
Andrew Garrett MorrisInvest Financial Corporation otherCambridge Investment Research Advisors, Inc. otherOtherOct 11, 2017Oct 11, 2017
Sharon Lea FlaspohlerInvest Financial Corporation otherLPL Financial LLC otherOtherOct 9, 2017Nov 7, 2017
James Gordon DursoInvest Financial Corporation otherCadaret Grant & Co Inc otherOtherOct 5, 2017Oct 11, 2017
Joseph Alfred LangellaInvest Financial Corporation otherWells Fargo Advisors wirehouseOtherOct 3, 2017Oct 3, 2017
Jason Gordon BedfordInvest Financial Corporation otherAmeriprise Financial Services, LLC national BDOtherOct 3, 2017Oct 2, 2017
Robert Eugene ScalzettiInvest Financial Corporation otherMutual Of Omaha Investor Services, Inc. no RAUMOtherSep 26, 2017Jan 18, 2019 (479 d)
Mary Turner MastersInvest Financial Corporation otherCetera Advisors LLC otherOtherSep 22, 2017Sep 25, 2017
Jeffery Arnez FergusonInvest Financial Corporation otherLPL Financial LLC otherOtherSep 19, 2017Sep 19, 2017
Kyle BraenderInvest Financial Corporation otherNorthwestern Mutual Investment Services,LLC no RAUMOtherSep 14, 2017Mar 26, 2018 (193 d)
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961 moves match.