DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Global Financial Private Capital, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Catherine Anne Springer Gallant	Global Financial Private Capital, Inc. other	Raymond James & Associates, Inc. national BD	Other	Mar 23, 2017	Apr 12, 2017
Rylan Kyle Lanham	Global Financial Private Capital, Inc. other	Morgan Stanley wirehouse	Other	Mar 17, 2017	May 1, 2017 (45 d)
Elizabeth Marie Torres	Global Financial Private Capital, Inc. other	Centennial Wealth Advisory, LLC independent RIA	Other	Mar 9, 2017	Mar 30, 2017
Kristine M Bergin	Global Financial Private Capital, Inc. other	Raymond James Financial Services Advisors, Inc other	Other	Mar 3, 2017	May 12, 2017 (70 d)
Kathleen Anne Nolan	Global Financial Private Capital, Inc. other	Ae Wealth Management, LLC other	Other	Mar 3, 2017	Mar 7, 2017
Brent Allen Ford	Global Financial Private Capital, Inc. other	Brookstone Wealth Advisors, LLC other	Other	Mar 2, 2017	Mar 8, 2017
Dipti Dastidar	Global Financial Private Capital, Inc. other	Raymond James & Associates, Inc. national BD	Other	Feb 21, 2017	Mar 29, 2017 (36 d)
Mark Anthony Pruitt	Global Financial Private Capital, Inc. other	Ae Wealth Management, LLC other	Other	Feb 16, 2017	Mar 15, 2017
Leonard Lamar Kerr	Global Financial Private Capital, Inc. other	Ae Wealth Management, LLC other	Other	Feb 16, 2017	Feb 15, 2017
Michael Robert Sears	Global Financial Private Capital, Inc. other	Ae Wealth Management, LLC other	Other	Feb 6, 2017	Feb 3, 2017
Patrick Steven Berch	Global Financial Private Capital, Inc. other	Elevated Capital Advisors, LLC other	Other	Feb 2, 2017	Feb 3, 2017
Oakley James Allen	Global Financial Private Capital, Inc. other	Elevated Capital Advisors, LLC other	Other	Feb 2, 2017	Feb 6, 2017
Christopher Logan Burns	Global Financial Private Capital, Inc. other	Ae Wealth Management, LLC other	Other	Jan 20, 2017	Jan 18, 2017
Steven Joseph Zanolli	Global Financial Private Capital, Inc. other	Sandy Morris Financial & Estate Planning Services, LLC independent RIA	Other	Jan 18, 2017	Jan 5, 2016
Sandeva O'Bryan Morris	Global Financial Private Capital, Inc. other	Sandy Morris Financial & Estate Planning Services, LLC independent RIA	Other	Jan 18, 2017	Jan 5, 2016
Donald Eugene Bentley	Global Financial Private Capital, Inc. other	Fwg Investments, LLC independent RIA	Other	Jan 13, 2017	Jan 11, 2017
David Ray Shucavage	Global Financial Private Capital, Inc. other	Ae Wealth Management, LLC other	Other	Jan 13, 2017	Jan 18, 2017
Joshua Heath Lewis	Global Financial Private Capital, Inc. other	Ae Wealth Management, LLC other	Other	Jan 11, 2017	Jan 4, 2017
Alan Eugene Becker	Global Financial Private Capital, Inc. other	Ae Wealth Management, LLC other	Other	Jan 9, 2017	Jan 4, 2017
Jimmy Elton Sloan	Global Financial Private Capital, Inc. other	Ae Wealth Management, LLC independent RIA	Other	Jan 6, 2017	Jul 24, 2019 (929 d)
Virginia Mcneil O'Brien	Global Financial Private Capital, Inc. other	Ae Wealth Management, LLC other	Other	Jan 6, 2017	Jan 4, 2017
Justin Michael Biance	Global Financial Private Capital, Inc. other	Ae Wealth Management, LLC other	Other	Jan 5, 2017	Jan 4, 2017
Jason Charles Biance	Global Financial Private Capital, Inc. other	Ae Wealth Management, LLC other	Other	Jan 5, 2017	Jan 11, 2017
Kevin Koss	Global Financial Private Capital, Inc. other	Aviance Capital Management, LLC other	Other	Dec 27, 2016	Mar 29, 2017 (92 d)
Jeffrey Allen Barnard	Global Financial Private Capital, Inc. other	Ae Wealth Management, LLC other	Other	Dec 23, 2016	Dec 20, 2016
Adam Brennen Curran	Global Financial Private Capital, Inc. other	Curran Financial Partners, LLC independent RIA	Other	Dec 15, 2016	Jan 13, 2016
Jonathan Moss Frances	Global Financial Private Capital, Inc. other	Ae Wealth Management, LLC other	Other	Dec 9, 2016	Dec 19, 2016
Tod Leighton Lenhoff	Global Financial Private Capital, Inc. other	Ae Wealth Management, LLC other	Other	Dec 8, 2016	Dec 6, 2016
Clark Calvin Shofner	Global Financial Private Capital, Inc. other	Ae Wealth Management, LLC other	Other	Dec 6, 2016	Dec 5, 2016
Brent William Capehart	Global Financial Private Capital, Inc. other	Ae Wealth Management, LLC other	Other	Dec 6, 2016	Dec 5, 2016
Danial Fereydani	Global Financial Private Capital, Inc. other	Ae Wealth Management, LLC other	Other	Dec 1, 2016	Dec 1, 2016
Craig Bennett Roth	Global Financial Private Capital, Inc. other	Cuna Brokerage Services, Inc. other	Other	Nov 28, 2016	May 18, 2017 (171 d)
Gregg Arthur Guinta	Global Financial Private Capital, Inc. other	Intervest International, Inc. independent RIA	Other	Nov 18, 2016	Apr 29, 2019 (892 d)
Christopher David Wallace	Global Financial Private Capital, Inc. other	Ae Wealth Management, LLC other	Other	Nov 17, 2016	Nov 16, 2016
Christopher Bruce Nicholson	Global Financial Private Capital, Inc. other	Advice And Planning Services other	Other	Nov 15, 2016	Nov 21, 2016
Jenna Vanleeuwen	Global Financial Private Capital, Inc. other	Commonwealth Financial Network national BD	Other	Nov 4, 2016	Mar 12, 2019 (858 d)
Michael Bingham Ballard	Global Financial Private Capital, Inc. other	Ae Wealth Management, LLC other	Other	Oct 21, 2016	Oct 26, 2016
Robert Ian Woods	Global Financial Private Capital, Inc. other	Ae Wealth Management, LLC other	Other	Oct 14, 2016	Oct 14, 2016
Christopher Lee Jones	Global Financial Private Capital, Inc. other	Ae Wealth Management, LLC other	Other	Oct 12, 2016	Sep 5, 2017 (328 d)
Megan Lea Jones	Global Financial Private Capital, Inc. other	Ae Wealth Management, LLC other	Other	Oct 12, 2016	Oct 12, 2016
Craig L Gordinier	Global Financial Private Capital, Inc. other	Ae Wealth Management, LLC other	Other	Oct 12, 2016	Oct 26, 2016
John Joseph Navin	Global Financial Private Capital, Inc. other	Ae Wealth Management, LLC other	Other	Oct 4, 2016	Oct 4, 2016
Alexander Michael Skijus	Global Financial Private Capital, Inc. other	Sandy Morris Financial & Estate Planning Services, LLC independent RIA	Other	Sep 29, 2016	Dec 1, 2016 (63 d)
Leonard Paul Cole	Global Financial Private Capital, Inc. other	Ae Wealth Management, LLC other	Other	Sep 28, 2016	Jul 11, 2016
Michael Waldorf Puck	Global Financial Private Capital, Inc. other	The Burney Company other	Other	Sep 23, 2016	Dec 16, 2016 (84 d)
John Hanby Foard	Global Financial Private Capital, Inc. other	Hobart Wealth other	Other	Sep 16, 2016	Jan 27, 2015
Hugh Don Stallworth	Global Financial Private Capital, Inc. other	Brookstone Wealth Advisors, LLC other	Other	Aug 16, 2016	Aug 23, 2016
Shannon Craton Stallworth	Global Financial Private Capital, Inc. other	Brookstone Wealth Advisors, LLC other	Other	Aug 16, 2016	Aug 22, 2016
Joshua Michael Blaker	Global Financial Private Capital, Inc. other	Ae Wealth Management, LLC other	Other	Aug 12, 2016	Aug 9, 2016
Justin Michael Struble	Global Financial Private Capital, Inc. other	Ae Wealth Management, LLC other	Other	Aug 12, 2016	Aug 11, 2016
Rodney Dean Jarrell	Global Financial Private Capital, Inc. other	First Advisors National, LLC other	Other	Aug 1, 2016	Oct 11, 2016 (71 d)
Nathan J Devaux	Global Financial Private Capital, Inc. other	Howard Bailey Securities, LLC independent RIA	Other	Jul 27, 2016	Mar 30, 2016
Beth Ann Andrews	Global Financial Private Capital, Inc. other	Ae Wealth Management, LLC other	Other	Jul 18, 2016	Jul 15, 2016
Andrew Scott Mcnair	Global Financial Private Capital, Inc. other	Ae Wealth Management, LLC other	Other	Jul 15, 2016	Jul 28, 2016
Jeffry Stephen Cole	Global Financial Private Capital, Inc. other	Ae Wealth Management, LLC other	Other	Jul 8, 2016	Jun 28, 2016
Matthew Chapman Peck	Global Financial Private Capital, Inc. other	Shp Wealth Management, LLC other	Other	Jul 5, 2016	Oct 28, 2015
Derek L.(Mi Only) Gregoire	Global Financial Private Capital, Inc. other	Shp Wealth Management, LLC other	Other	Jul 5, 2016	Oct 28, 2015
Leslie Ann Corley	Global Financial Private Capital, Inc. other	Edward Jones national BD	Other	Jun 29, 2016	Feb 17, 2017 (233 d)
Scott Manning Porter	Global Financial Private Capital, Inc. other	Dempsey Lord Smith, LLC other	Other	Jun 8, 2016	Nov 29, 2016 (174 d)
Dennis Peter Notchick	Global Financial Private Capital, Inc. other	Safeguard Investment Advisory Group, LLC other	Other	Jun 8, 2016	Jul 13, 2015

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355 moves match.