DFX Intelligence
Advisor moves
Departures from Sagepoint Financial, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Patrick Louis Bivona | Sagepoint Financial, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 10, 2020 | Jun 30, 2025 (1998 d) |
| Nuri Gunes | Sagepoint Financial, Inc. BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jan 10, 2020 | Mar 3, 2025 (1879 d) |
| Enrico Alfio Brex | Sagepoint Financial, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 10, 2020 | Jan 13, 2020 |
| Alan H Berman | Sagepoint Financial, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 8, 2020 | Jan 3, 2020 |
| Steven Scott Larson | Sagepoint Financial, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 8, 2020 | Jan 2, 2020 |
| Craig E Lewelling | Sagepoint Financial, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 8, 2020 | Jan 3, 2020 |
| Michael J Lynch | Sagepoint Financial, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 8, 2020 | Jan 10, 2020 |
| Rebecca Lou Koranek | Sagepoint Financial, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 8, 2020 | Jan 2, 2020 |
| Sandra Jane Larson | Sagepoint Financial, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 8, 2020 | Jan 2, 2020 |
| Anthony George John | Sagepoint Financial, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 8, 2020 | Jan 3, 2020 |
| Timothy Sean Frey | Sagepoint Financial, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 8, 2020 | Jan 2, 2020 |
| Casey Allen Larson | Sagepoint Financial, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 8, 2020 | Jan 2, 2020 |
| Michael Lee Sisco | Sagepoint Financial, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 7, 2020 | Jan 2, 2020 |
| Erkki Peippo | Sagepoint Financial, Inc. BD affiliated | Concorde Asset Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 6, 2020 | Jan 2, 2020 |
| Cynthia-Elaine Leal Schlanger | Sagepoint Financial, Inc. BD affiliated | Onyx Bridge Wealth Group LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 2, 2020 | Feb 16, 2022 (776 d) |
| Annmarie Hoerr | Sagepoint Financial, Inc. BD affiliated | Wealth Management Advisors, Inc. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Dec 31, 2019 | Feb 25, 2020 (56 d) |
| David Andrew Huhtala | Sagepoint Financial, Inc. BD affiliated | M&T Securities, Inc. unclassified | Other | Dec 31, 2019 | Jan 13, 2020 |
| Dean Mamoru Kumagawa | Sagepoint Financial, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 26, 2019 | Dec 13, 2019 |
| Anthony Joseph Palmiscno | Sagepoint Financial, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 20, 2019 | Dec 6, 2019 |
| Irwin Noah Lowi | Sagepoint Financial, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 20, 2019 | Dec 13, 2019 |
| Anthony Peter Ricci | Sagepoint Financial, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 17, 2019 | Dec 13, 2019 |
| Kenneth Allen Mason | Sagepoint Financial, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 17, 2019 | Dec 16, 2019 |
| Royce Allen Stewart | Sagepoint Financial, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 17, 2019 | Dec 16, 2019 |
| Marcia Hope Goldberg | Sagepoint Financial, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 17, 2019 | Dec 13, 2019 |
| David Robert Klenske | Sagepoint Financial, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 16, 2019 | Dec 11, 2019 |
| Howard Timothy Hudson | Sagepoint Financial, Inc. BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 16, 2019 | Dec 11, 2019 |
| Mustafa Sixto Bilenler | Sagepoint Financial, Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Dec 16, 2019 | Feb 27, 2020 (73 d) |
| Matthew Jason Starnes | Sagepoint Financial, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 16, 2019 | Dec 12, 2019 |
| Tyler Joseph Palmiscno | Sagepoint Financial, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 11, 2019 | Dec 6, 2019 |
| Patrick Joseph Gilmore | Sagepoint Financial, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 6, 2019 | Nov 7, 2019 |
| Scott Louis Serio | Sagepoint Financial, Inc. BD affiliated | Mwa Financial Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 26, 2019 | Nov 25, 2019 |
| Robert Matthew Quinlan | Sagepoint Financial, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 19, 2019 | Jun 29, 2023 (1318 d) |
| Tony Diar Bakerli | Sagepoint Financial, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 14, 2019 | Nov 18, 2019 |
| Brett E Suchy | Sagepoint Financial, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 14, 2019 | Nov 12, 2019 |
| Troy Douglas Clemen | Sagepoint Financial, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 14, 2019 | Nov 12, 2019 |
| Kelly Rae Welker | Sagepoint Financial, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 13, 2019 | Nov 8, 2019 |
| Peter Alan Sorensen | Sagepoint Financial, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 12, 2019 | Apr 9, 2023 (1244 d) |
| Robert Patrick Hoynes | Sagepoint Financial, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 7, 2019 | Nov 1, 2019 |
| Dory Leslie Alvarenga | Sagepoint Financial, Inc. BD affiliated | D.A. Davidson & Co. independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 6, 2019 | Feb 13, 2023 (1195 d) |
| Roberto David Lopez | Sagepoint Financial, Inc. BD affiliated | Edelman Financial Engines independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 9, 2019 | Oct 30, 2019 |
| Robert Alvin Jenkins | Sagepoint Financial, Inc. BD affiliated | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 4, 2019 | Oct 17, 2019 |
| Kelle Barlow Huffman | Sagepoint Financial, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 19, 2019 | Sep 17, 2019 |
| Robert Beatty Fincher | Sagepoint Financial, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 19, 2019 | Sep 17, 2019 |
| Samuel Ryan Edwards | Sagepoint Financial, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 19, 2019 | Sep 17, 2019 |
| Leslie Dyke Stewart | Sagepoint Financial, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 19, 2019 | Sep 17, 2019 |
| Anthony Edward Slezak | Sagepoint Financial, Inc. BD affiliated | The Second Half Coach, Inc. unclassified | Other | Aug 30, 2019 | Dec 8, 2010 |
| William Jason Urbanik | Sagepoint Financial, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 30, 2019 | Aug 29, 2019 |
| Jessica Marie Geary | Sagepoint Financial, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 30, 2019 | Aug 28, 2019 |
| Michael Senglaub | Sagepoint Financial, Inc. BD affiliated | Independent Financial Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 21, 2019 | Aug 12, 2019 |
| Charlotte Kay Jay | Sagepoint Financial, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Aug 15, 2019 | Aug 9, 2019 |
| David Ralph Jay | Sagepoint Financial, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Aug 15, 2019 | Aug 9, 2019 |
| Robert Deaton Smith | Sagepoint Financial, Inc. BD affiliated | Thayer Financial, L.L.C. independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 15, 2019 | Aug 20, 2019 |
| Hal Rutledge | Sagepoint Financial, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 9, 2019 | Sep 3, 2019 |
| Robert James Mckee | Sagepoint Financial, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 1, 2019 | Jul 30, 2019 |
| James Allen Summers | Sagepoint Financial, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 30, 2019 | Jul 24, 2019 |
| Leo Rosner | Sagepoint Financial, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 23, 2019 | Aug 3, 2019 |
| Carolynn Bridget Bridges | Sagepoint Financial, Inc. BD affiliated | City Center Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 3, 2019 | Jul 31, 2020 (394 d) |
| John Forest Ryder | Sagepoint Financial, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 24, 2019 | Jun 20, 2019 |
| Alex Joseph Esposito | Sagepoint Financial, Inc. BD affiliated | Onedigital institutional | Other | Jun 11, 2019 | Jun 18, 2019 |
| Robert Allen Dicola | Sagepoint Financial, Inc. BD affiliated | First Allied Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 10, 2019 | Jun 5, 2019 |
862 moves match.