DFX Intelligence
Advisor moves
Departures from Cambridge Investment Research Advisors, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Matthew Thomas Golba | Cambridge Investment Research Advisors, Inc. BD affiliated | Stonepath Wealth Management no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 31, 2023 | Jan 2, 2024 |
| Steven A Adams | Cambridge Investment Research Advisors, Inc. BD affiliated | Stonepath Wealth Management no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 31, 2023 | Jan 2, 2024 |
| David Howard Knight | Cambridge Investment Research Advisors, Inc. BD affiliated | Stonepath Wealth Management no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 31, 2023 | Jan 2, 2024 |
| Grant Blake Newton | Cambridge Investment Research Advisors, Inc. BD affiliated | On Investment Management Co BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2023 | Dec 2, 2025 (702 d) |
| Lauren Renee Golba | Cambridge Investment Research Advisors, Inc. BD affiliated | Stonepath Wealth Management no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 31, 2023 | Jan 2, 2024 |
| Nicholes Cain-Jayshoun Baldwin | Cambridge Investment Research Advisors, Inc. BD affiliated | Stonepath Wealth Management no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 31, 2023 | Jan 2, 2024 |
| Marc Herbert Ruemmler | Cambridge Investment Research Advisors, Inc. BD affiliated | Stonepath Wealth Management no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 31, 2023 | Jan 2, 2024 |
| Elizabeth Janean Warner | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 26, 2023 | Jan 18, 2024 |
| Louis Joseph Desepoli | Cambridge Investment Research Advisors, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Dec 22, 2023 | Dec 21, 2023 |
| Michael Desepoli | Cambridge Investment Research Advisors, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Dec 22, 2023 | Dec 20, 2023 |
| Patrick Charles Wiegers | Cambridge Investment Research Advisors, Inc. BD affiliated | Creativeone Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 22, 2023 | Dec 22, 2023 |
| Paul Louis Thiels | Cambridge Investment Research Advisors, Inc. BD affiliated | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 20, 2023 | Dec 15, 2023 |
| Trevor Burlison | Cambridge Investment Research Advisors, Inc. BD affiliated | Assetmark, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 20, 2023 | Jan 19, 2024 |
| Jill Renee Silvers | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 19, 2023 | Jan 26, 2024 (38 d) |
| Julie A Matulia | Cambridge Investment Research Advisors, Inc. BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 19, 2023 | Dec 14, 2023 |
| Alex Joseph Kulka | Cambridge Investment Research Advisors, Inc. BD affiliated | Pinnacle Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 19, 2023 | Jan 25, 2024 (37 d) |
| Kyia Fleig | Cambridge Investment Research Advisors, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Dec 18, 2023 | May 1, 2024 (135 d) |
| Kelly T Renner | Cambridge Investment Research Advisors, Inc. BD affiliated | Rossby Financial, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 11, 2023 | Dec 5, 2023 |
| Jason Lee Renner | Cambridge Investment Research Advisors, Inc. BD affiliated | Rossby Financial, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 11, 2023 | Dec 6, 2023 |
| Jennifer Sanders | Cambridge Investment Research Advisors, Inc. BD affiliated | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Dec 11, 2023 | Sep 19, 2024 (283 d) |
| Andrew Elwood Gift | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 8, 2023 | Dec 4, 2023 |
| Richard Charles Irr | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 8, 2023 | Nov 30, 2023 |
| William Austin Hammer | Cambridge Investment Research Advisors, Inc. BD affiliated | Modern Financial state registered | Affiliated broker-dealer or bank to a state-registered adviser | Dec 8, 2023 | Dec 1, 2023 |
| Christopher Edward Crayton | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 8, 2023 | Nov 30, 2023 |
| Derek D. Finney | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 8, 2023 | Nov 29, 2023 |
| John Ladick | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 7, 2023 | Jan 9, 2024 (33 d) |
| Scott T Fleming | Cambridge Investment Research Advisors, Inc. BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 4, 2023 | Nov 28, 2023 |
| John Darren Tutt | Cambridge Investment Research Advisors, Inc. BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 4, 2023 | Nov 28, 2023 |
| Kyla Mechura | Cambridge Investment Research Advisors, Inc. BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 4, 2023 | Nov 28, 2023 |
| Hoss Esmaeili | Cambridge Investment Research Advisors, Inc. BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Nov 24, 2023 | Nov 17, 2023 |
| Nickolas Magora | Cambridge Investment Research Advisors, Inc. BD affiliated | Signature Equity Partners, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 24, 2023 | Nov 15, 2023 |
| Corley Chandler | Cambridge Investment Research Advisors, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 24, 2023 | Feb 29, 2024 (97 d) |
| Jack Lee Martin | Cambridge Investment Research Advisors, Inc. BD affiliated | Duncan Financial Planning Advisors no RAUM | Other | Nov 22, 2023 | Dec 10, 2020 |
| Kwintone Wade Houberg-Lawton | Cambridge Investment Research Advisors, Inc. BD affiliated | Ignite Planners LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 20, 2023 | Dec 6, 2023 |
| Brian Joseph Wyzgowski | Cambridge Investment Research Advisors, Inc. BD affiliated | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Nov 20, 2023 | Nov 17, 2023 |
| Thomas Jeffrey Lopez | Cambridge Investment Research Advisors, Inc. BD affiliated | American Portfolios Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Nov 15, 2023 | Jan 2, 2024 (48 d) |
| Daniel Joe Nielsen | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 15, 2023 | Nov 13, 2023 |
| Robert Jason Nicotra | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 3, 2023 | Oct 30, 2023 |
| Christopher Allan Adams | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 3, 2023 | Oct 31, 2023 |
| Kendall Ray Curry | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 3, 2023 | Nov 17, 2023 |
| James Thomas Buto | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 3, 2023 | Oct 30, 2023 |
| Walter Ezra Jamison | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 3, 2023 | Oct 31, 2023 |
| Kevin Christopher Bruce | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 3, 2023 | Oct 31, 2023 |
| Peter Millard Manning | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 3, 2023 | Nov 3, 2023 |
| Jennifer Lynn Szeklinski | Cambridge Investment Research Advisors, Inc. BD affiliated | Rossby Financial, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 3, 2023 | Oct 27, 2023 |
| Zachary Johnston Stover | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 3, 2023 | Oct 31, 2023 |
| Cody J Faust | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 3, 2023 | Oct 31, 2023 |
| Timothy Schumacher | Cambridge Investment Research Advisors, Inc. BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 1, 2023 | Oct 16, 2023 |
| Bryan J. Bonisteel | Cambridge Investment Research Advisors, Inc. BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 1, 2023 | Nov 1, 2023 |
| Jeffrey Phillip Roach | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 30, 2023 | Oct 9, 2023 |
| Mike Hugh Mickels | Cambridge Investment Research Advisors, Inc. BD affiliated | Cochranmickels Retirement Specialists, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Oct 30, 2023 | Sep 29, 2023 |
| Drew Vasil Dimond | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 30, 2023 | Oct 9, 2023 |
| Todd Wynn Dekellis | Cambridge Investment Research Advisors, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Oct 30, 2023 | Oct 25, 2023 |
| Daniel Gerard Bennett | Cambridge Investment Research Advisors, Inc. BD affiliated | Lake Water Advisory, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 30, 2023 | Oct 20, 2023 |
| Scott Hagopian | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 30, 2023 | Oct 19, 2023 |
| James Moyer Mills | Cambridge Investment Research Advisors, Inc. BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 27, 2023 | Mar 7, 2024 (132 d) |
| Darren Mark Knight | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 27, 2023 | Oct 2, 2023 |
| Joshua C Strouse | Cambridge Investment Research Advisors, Inc. BD affiliated | Signature Equity Partners, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 24, 2023 | Oct 16, 2023 |
| Charles A Powell | Cambridge Investment Research Advisors, Inc. BD affiliated | Signature Equity Partners, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 24, 2023 | Oct 16, 2023 |
| Susan Diane Gabor | Cambridge Investment Research Advisors, Inc. BD affiliated | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 12, 2023 | Oct 13, 2023 |
2,158 moves match.