DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Proshare Advisors LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jacob William LiebermanProshare Advisors LLC asset managerGuggenheim Investments asset managerOtherAug 10, 2026Aug 17, 2026
Matthew M ZorumskiProshare Advisors LLC asset managerJohn Hancock Investment Management LLC asset managerOtherMay 4, 2026May 28, 2026
Sidney Davenport LordProshare Advisors LLC asset managerHartford Funds asset managerOtherOct 7, 2025Sep 30, 2025
Michael P HurleyProshare Advisors LLC asset managerBaird Strategas LLC no RAUMOtherAug 29, 2025Nov 21, 2025 (84 d)
Austin M GuarinoProshare Advisors LLC asset managerBlackrock Investment Management, LLC otherOtherSep 19, 2024Sep 27, 2024
William Patrick BreenProshare Advisors LLC asset managerMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherJul 31, 2023Sep 13, 2023 (44 d)
Michael Paul WarrenProshare Advisors LLC asset managerNew York Life Investment Management LLC asset managerOtherSep 12, 2022Sep 30, 2022
Jay Allan BendeskyProshare Advisors LLC asset managerSchwab Wealth Advisory, Inc. no RAUMOtherJun 7, 2022Dec 15, 2025 (1287 d)
Michael Connor CallahanProshare Advisors LLC asset managerRussell Investments otherOtherMay 3, 2022Oct 21, 2022 (171 d)
Edward Andrew KushmaProshare Advisors LLC asset managerVirtus Investment Advisers, LLC asset managerOtherDec 9, 2019Jan 10, 2020 (32 d)
Kevin KowalczykProshare Advisors LLC asset managerHennion & Walsh Asset Management, Inc. BD affiliatedOtherJul 18, 2019Nov 4, 2020 (475 d)
Sean Michael ParchmentProshare Advisors LLC asset managerFirst Trust Advisors LP asset managerOtherFeb 7, 2019Apr 2, 2019 (54 d)
Christopher Warren GagnierProshare Advisors LLC asset managerJanney Montgomery Scott LLC BD affiliatedOtherJan 16, 2019May 10, 2021 (845 d)
John Paul BarrigaProshare Advisors LLC asset managerCharles Schwab & Co., Inc. national BDOtherSep 24, 2018Sep 25, 2018
Christopher James MortimerProshare Advisors LLC otherVest Financial LLC no RAUMOtherJul 10, 2015Jul 31, 2015
James Patrick RitchieProshare Advisors LLC otherHartford Funds otherOtherDec 4, 2014Nov 10, 2014
Jane Dahill FlaniganProshare Advisors LLC otherNationwide Securities, LLC no RAUMOtherMay 9, 2013May 23, 2014 (379 d)
Gregory Austin MorrisProshare Advisors LLC otherTd Ameritrade Investment Management, LLC otherOtherJan 11, 2013Dec 18, 2012
Joshua J MonkProshare Advisors LLC otherSuntrust Investment Services, Inc. otherOtherJul 11, 2012Apr 22, 2013 (285 d)
Page 1 of 1
19 moves match.