DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Berthel Fisher & Company Financial Services, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Anthony Edward BufordBerthel Fisher & Company Financial Services, Inc. BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherMar 13, 2026Mar 10, 2026
Todd Kenneth CaudleBerthel Fisher & Company Financial Services, Inc. BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherMar 13, 2026Mar 10, 2026
Chad Lee HartmanBerthel Fisher & Company Financial Services, Inc. BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherMar 13, 2026Mar 10, 2026
Benjamin Jeschke GilmoreBerthel Fisher & Company Financial Services, Inc. BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherMar 13, 2026Mar 10, 2026
Jack Kenneth CaudleBerthel Fisher & Company Financial Services, Inc. BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherMar 13, 2026Mar 10, 2026
Rod Paul OlsonBerthel Fisher & Company Financial Services, Inc. BD affiliatedDai Wealth, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 2, 2026Jan 4, 2026
David Greg BirrellBerthel Fisher & Company Financial Services, Inc. BD affiliatedBfc Planning, Inc. otherOtherOct 20, 2025Sep 28, 2016
Randal James GabaldonBerthel Fisher & Company Financial Services, Inc. BD affiliatedBfc Planning, Inc. otherOtherSep 16, 2025Nov 16, 2016
Kevin Lee CzarneckiBerthel Fisher & Company Financial Services, Inc. BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherOct 28, 2024Oct 28, 2024
Deanna Joyce CzarneckiBerthel Fisher & Company Financial Services, Inc. BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherOct 28, 2024Oct 28, 2024
Bruce E SchreinerBerthel Fisher & Company Financial Services, Inc. BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherMay 7, 2024Apr 4, 2025 (332 d)
Roger Dean FrankBerthel Fisher & Company Financial Services, Inc. BD affiliatedBfc Planning, Inc. otherOtherMay 1, 2024Aug 9, 2016
Joan Bevan BirdsellBerthel Fisher & Company Financial Services, Inc. BD affiliatedBfc Planning, Inc. otherOtherMar 15, 2024Nov 29, 2016
Bruce Ira GreenbergBerthel Fisher & Company Financial Services, Inc. BD affiliatedKingswood Wealth Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherDec 31, 2023Jan 15, 2024
Mary Ellen OestmannBerthel Fisher & Company Financial Services, Inc. BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherJul 25, 2023Jul 24, 2023
Cory Britt HoagstromBerthel Fisher & Company Financial Services, Inc. BD affiliatedBfc Planning, Inc. otherOtherJun 5, 2023Aug 29, 2016
Matthew Charles FoxBerthel Fisher & Company Financial Services, Inc. BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherJun 5, 2023Jun 6, 2023
Jeremy Shane HayBerthel Fisher & Company Financial Services, Inc. BD affiliatedBfc Planning, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherNov 30, 2022Sep 27, 2018
Melinda Cook McculloughBerthel Fisher & Company Financial Services, Inc. BD affiliatedBfc Planning, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherNov 30, 2022Sep 27, 2018
Brian Allan ThomsonBerthel Fisher & Company Financial Services, Inc. BD affiliatedBeacon Capital Management, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAOct 24, 2022Nov 10, 2022
James David BeaudoinBerthel Fisher & Company Financial Services, Inc. BD affiliatedQuincy Wells Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 12, 2022Jan 16, 2024 (614 d)
Carter William SmelserBerthel Fisher & Company Financial Services, Inc. BD affiliatedBfc Planning, Inc. otherOtherJan 20, 2022Jan 29, 2015
Lynn James KaufmanBerthel Fisher & Company Financial Services, Inc. BD affiliatedAmeriprise Financial Services, LLC national BDAffiliated broker-dealer or bank to anotherDec 7, 2021Dec 8, 2021
Ryan Anthony DerksBerthel Fisher & Company Financial Services, Inc. BD affiliatedDerks Financial, LLC state registeredAffiliated broker-dealer or bank to a state-registered adviserSep 30, 2021Oct 4, 2021
Chelsea Lynn HatchelBerthel Fisher & Company Financial Services, Inc. BD affiliatedDerks Financial, LLC state registeredAffiliated broker-dealer or bank to a state-registered adviserSep 30, 2021Mar 11, 2022 (162 d)
Guenter Michael WeschBerthel Fisher & Company Financial Services, Inc. BD affiliatedBfc Planning, Inc. otherOtherFeb 23, 2021Jun 10, 2016
Louise Dorothy HoltzBerthel Fisher & Company Financial Services, Inc. BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherJul 27, 2020Aug 21, 2020
Gregory Michael ViechnickiBerthel Fisher & Company Financial Services, Inc. BD affiliatedViechnicki Wealth Mgmt, LLC state registeredAffiliated broker-dealer or bank to a state-registered adviserJul 21, 2020Nov 23, 2020 (125 d)
Kevin Patrick WongBerthel Fisher & Company Financial Services, Inc. BD affiliatedBfc Planning, Inc. otherOtherMay 5, 2020Jan 5, 2017
Jammie Lee LoweBerthel Fisher & Company Financial Services, Inc. BD affiliatedCambridge Investment Research Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMar 20, 2020Sep 28, 2020 (192 d)
Jessica Feddern SandersBerthel Fisher & Company Financial Services, Inc. BD affiliatedCambridge Investment Research Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherFeb 13, 2020Mar 2, 2020
Vernon Hunter CoatesBerthel Fisher & Company Financial Services, Inc. BD affiliatedTrustmont Advisory Group, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherDec 22, 2019Feb 4, 2021 (410 d)
Tom Phillip MclindenBerthel Fisher & Company Financial Services, Inc. BD affiliatedWoodbury Financial Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherDec 18, 2019Dec 18, 2019
Glen Joseph DarmosBerthel Fisher & Company Financial Services, Inc. BD affiliatedWoodbury Financial Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherDec 18, 2019Dec 18, 2019
Karl Theodor JacobsenBerthel Fisher & Company Financial Services, Inc. BD affiliatedSpc BD affiliatedAffiliated broker-dealer or bank to anotherNov 20, 2019Nov 18, 2019
Brian Michael LehnerBerthel Fisher & Company Financial Services, Inc. BD affiliatedBfc Planning, Inc. otherOtherSep 16, 2019Sep 18, 2017
Robert DagostaBerthel Fisher & Company Financial Services, Inc. BD affiliatedIbn Financial Services, Inc independent RIAAffiliated broker-dealer or bank to independent RIAJul 29, 2019Sep 5, 2019 (38 d)
Erin BixbyBerthel Fisher & Company Financial Services, Inc. BD affiliatedBfc Planning, Inc. otherOtherJun 13, 2019May 21, 2012
Andrew Charles BoltBerthel Fisher & Company Financial Services, Inc. BD affiliatedCentaurus Financial, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherFeb 5, 2019Feb 5, 2019
Trevor Allan LastokaBerthel Fisher & Company Financial Services, Inc. BD affiliatedProvident Financial Group LLC state registeredAffiliated broker-dealer or bank to a state-registered adviserDec 31, 2018May 2, 2019 (122 d)
Lawrence Wilton WarrenBerthel Fisher & Company Financial Services, Inc. BD affiliatedKeystone Wealth Partners LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 9, 2018Nov 14, 2018
Sarah Maire BernerBerthel Fisher & Company Financial Services, Inc. BD affiliatedBfc Planning, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherNov 2, 2018Oct 12, 2018
Josephine TranBerthel Fisher & Company Financial Services, Inc. BD affiliatedBfc Planning, Inc. otherOtherOct 1, 2018Jan 23, 2017
John Huey NeelyBerthel Fisher & Company Financial Services, Inc. BD affiliatedChappelwood Financial Services independent RIAAffiliated broker-dealer or bank to independent RIASep 19, 2018Nov 13, 2018 (55 d)
Christopher Edward OrdwayBerthel Fisher & Company Financial Services, Inc. BD affiliatedBfc Planning, Inc. otherOtherSep 10, 2018Jul 14, 2016
Timothy M GarretsonBerthel Fisher & Company Financial Services, Inc. BD affiliatedBfc Planning, Inc. otherOtherSep 10, 2018Sep 2, 2016
Shannon Nicole LarsonBerthel Fisher & Company Financial Services, Inc. BD affiliatedBfc Planning, Inc. otherOtherSep 10, 2018Jan 30, 2017
Mark Alan VanvoorheesBerthel Fisher & Company Financial Services, Inc. BD affiliatedRichmark Private Wealth Management state registeredAffiliated broker-dealer or bank to a state-registered adviserJun 22, 2018Jun 22, 2018
Richard Robert MarotzkeBerthel Fisher & Company Financial Services, Inc. BD affiliatedRichmark Private Wealth Management state registeredAffiliated broker-dealer or bank to a state-registered adviserJun 22, 2018Dec 8, 2022 (1630 d)
Lawrence Raymond KovalBerthel Fisher & Company Financial Services, Inc. otherLifemark Securities Corp. otherOtherDec 31, 2017Jan 3, 2018
John Matthew EyenBerthel Fisher & Company Financial Services, Inc. otherVanguard Advisers, Inc. BD affiliatedOtherDec 6, 2017Oct 1, 2019 (664 d)
Kurt Edward StahlBerthel Fisher & Company Financial Services, Inc. otherAe Wealth Management, LLC otherOtherMar 23, 2017May 10, 2017 (48 d)
Jeffrey WrightBerthel Fisher & Company Financial Services, Inc. otherCambridge Investment Research Advisors, Inc. otherOtherMar 20, 2017Mar 16, 2017
Andrew Samuel PerriBerthel Fisher & Company Financial Services, Inc. otherPinnacle Wealth Management, Inc. independent RIAOtherDec 31, 2016Oct 17, 2016
Philip Charles GrimmBerthel Fisher & Company Financial Services, Inc. otherPinnacle Wealth Management, Inc. independent RIAOtherDec 31, 2016Mar 13, 2017 (72 d)
Gilbert Michael SabatkaBerthel Fisher & Company Financial Services, Inc. otherNfsg Corporation otherOtherDec 21, 2016Dec 19, 2016
Mark Allen WojnoBerthel Fisher & Company Financial Services, Inc. otherPinnacle Wealth Management, Inc. independent RIAOtherOct 19, 2016Jan 1, 2025 (2996 d)
Michael Patrick BraddyBerthel Fisher & Company Financial Services, Inc. otherCetera Investment Advisers LLC BD affiliatedOtherOct 13, 2016Jun 29, 2023 (2450 d)
Alan David LuttmanBerthel Fisher & Company Financial Services, Inc. otherCetera Investment Advisers LLC BD affiliatedOtherOct 12, 2016May 25, 2023 (2416 d)
Matthew David EngelmannBerthel Fisher & Company Financial Services, Inc. otherLifestage Wealth Management, Inc. state registeredOtherSep 30, 2016Sep 30, 2016
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192 moves match.