DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Vsr Advisory Services

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Bradley Justin MaudererVsr Advisory Services otherWaddell & Reed otherOtherNov 11, 2016Nov 29, 2016
Jacob Andrew TyndallVsr Advisory Services otherCreativeone Securities, LLC otherOtherNov 11, 2016Feb 7, 2017 (88 d)
Jon Michael StanfieldVsr Advisory Services otherLexaurum Advisors independent RIAOtherNov 11, 2016Jul 19, 2018 (615 d)
Courtney Denae RaderVsr Advisory Services otherCreativeone Securities, LLC otherOtherNov 11, 2016Feb 3, 2017 (84 d)
Lewis Wade PartridgeVsr Advisory Services otherSowell Management otherOtherNov 3, 2016Mar 6, 2017 (123 d)
Timothy Joseph GearyVsr Advisory Services otherCetera Investment Advisers LLC BD affiliatedOtherNov 2, 2016Jun 29, 2023 (2430 d)
James Howard MiddlesworthVsr Advisory Services otherCetera Investment Advisers LLC BD affiliatedOtherNov 2, 2016Jun 29, 2023 (2430 d)
Craig Drewes EmersonVsr Advisory Services otherCetera Investment Advisers LLC BD affiliatedOtherNov 2, 2016Jun 29, 2023 (2430 d)
Rachel Ellen LoxtermanVsr Advisory Services otherCetera Investment Advisers LLC BD affiliatedOtherNov 2, 2016Jun 29, 2023 (2430 d)
James Edward HughesVsr Advisory Services otherDominion Portfolio Management, Inc. otherOtherNov 2, 2016Jun 26, 2017 (236 d)
Michael Lee MoravecVsr Advisory Services otherWealthplan Partners otherOtherNov 2, 2016Jan 30, 2017 (89 d)
Stephen R GatesVsr Advisory Services otherCetera Investment Advisers LLC BD affiliatedOtherNov 2, 2016Jun 29, 2023 (2430 d)
Robert Edward BurnsVsr Advisory Services otherCetera Investment Advisers LLC BD affiliatedOtherNov 2, 2016Jun 29, 2023 (2430 d)
John Lee LackeyVsr Advisory Services otherLPL Financial LLC otherOtherNov 2, 2016Jul 11, 2017 (251 d)
Paula Dee PorschVsr Advisory Services otherNations Financial Group, Inc. independent RIAOtherNov 2, 2016Mar 8, 2021 (1587 d)
William Dean MiskoVsr Advisory Services otherWealthplan Partners otherOtherNov 2, 2016Nov 9, 2016
Mccall Mcguire DykeVsr Advisory Services otherProspera Financial Services, Inc. otherOtherNov 2, 2016Feb 15, 2017 (105 d)
Emily Sue HarrisVsr Advisory Services otherSecurities America Advisors, Inc. otherOtherNov 2, 2016Jan 27, 2017 (86 d)
John Irving PrattVsr Advisory Services otherVoya Financial Advisors, Inc. otherOtherNov 2, 2016Dec 19, 2016 (47 d)
Tony Aaron TessitoreVsr Advisory Services otherCetera Investment Advisers LLC BD affiliatedOtherNov 2, 2016Jun 29, 2023 (2430 d)
William Thomas FergusonVsr Advisory Services otherProspera Financial Services, Inc. otherOtherNov 2, 2016Feb 15, 2017 (105 d)
Erin Christine Kiyomi EgesdalVsr Advisory Services otherCetera Investment Advisers LLC BD affiliatedOtherNov 2, 2016Jun 29, 2023 (2430 d)
Michael Allen DesantisVsr Advisory Services otherLexaurum Advisors independent RIAOtherNov 1, 2016Apr 15, 2020 (1261 d)
Chatten Walker ScruggsVsr Advisory Services otherGreenleaf Financial Network, LLC independent RIAOtherOct 14, 2016Nov 4, 2016
Virginia Bowling ShieldsVsr Advisory Services otherLexaurum Advisors otherOtherOct 3, 2016Oct 12, 2016
Susan Denise VargasonVsr Advisory Services otherDfpg Investments, LLC otherOtherOct 1, 2016Oct 27, 2016
Martha PaterikVsr Advisory Services otherKeen Wealth Advisors independent RIAOtherSep 8, 2016Apr 8, 2019 (942 d)
Valencia Leonette SpoonerVsr Advisory Services otherWells Fargo Advisors wirehouseOtherSep 7, 2016Aug 8, 2018 (700 d)
Christian GinolfiVsr Advisory Services otherSantander Securities otherOtherAug 30, 2016Feb 6, 2017 (160 d)
Kelley Ann DonovanVsr Advisory Services otherGlobal Retirement Partners LLC otherOtherAug 18, 2016Aug 18, 2016
Andrew Stephen GrowVsr Advisory Services otherGlobal Retirement Partners LLC otherOtherAug 18, 2016Aug 26, 2016
David Lee VerveldeVsr Advisory Services otherTlw Wealth Management, LLC independent RIAOtherAug 17, 2016Aug 9, 2016
William Ray StagnerVsr Advisory Services otherStagner Financial Advisory state registeredOtherAug 16, 2016Jun 18, 2016
Richard Albert GagneVsr Advisory Services otherLexaurum Advisors no RAUMOtherAug 15, 2016Aug 15, 2016
Lisa Ann AllenVsr Advisory Services otherSmart Money Group, LLC no RAUMOtherAug 15, 2016Aug 17, 2016
Mikiel Ray FeatherstonVsr Advisory Services otherSmart Money Group, LLC no RAUMOtherAug 15, 2016Aug 16, 2016
Meris Arel CollierVsr Advisory Services otherKms Financial Services, Inc otherOtherAug 15, 2016Aug 15, 2016
Michael Alan ArmourVsr Advisory Services otherNational Planning Corporation ("Npc Of America" In Fl & Ny) otherOtherAug 11, 2016Aug 10, 2016
Anna Marie KiserVsr Advisory Services otherNational Planning Corporation ("Npc Of America" In Fl & Ny) otherOtherAug 11, 2016Aug 10, 2016
John Walter MartinVsr Advisory Services otherInvestment Advisors Corp otherOtherAug 10, 2016Aug 9, 2016
Larry Landon CoyleVsr Advisory Services otherSandlapper Wealth Management, LLC otherOtherAug 4, 2016Aug 5, 2016
Robert Joseph KramerVsr Advisory Services otherSpc otherOtherAug 2, 2016Aug 1, 2016
Kathryn Lynn MorenoVsr Advisory Services otherCalton & Associates, Inc. otherOtherAug 2, 2016Aug 1, 2016
Melody Michele LoweVsr Advisory Services otherSpc otherOtherAug 2, 2016Aug 2, 2016
Scott Dennis BussyVsr Advisory Services otherCalton & Associates, Inc. otherOtherAug 2, 2016Aug 1, 2016
Curtis Tibbs LaddVsr Advisory Services otherDiversify Advisory Services, LLC BD affiliatedOtherAug 1, 2016Dec 19, 2023 (2696 d)
Daniel Richard RoccatoVsr Advisory Services otherQuaker Wealth Management LLC independent RIAOtherAug 1, 2016Apr 18, 2018 (625 d)
James Anthony ParryVsr Advisory Services otherTriad Advisors, LLC otherOtherAug 1, 2016Aug 1, 2016
Timothy John HawkinsVsr Advisory Services otherLexaurum Advisors no RAUMOtherAug 1, 2016Aug 8, 2016
Jonathan Michael RotzVsr Advisory Services otherTriad Advisors, LLC otherOtherAug 1, 2016Aug 1, 2016
Tyler Jon KlynVsr Advisory Services otherCambridge Investment Research Advisors, Inc. otherOtherAug 1, 2016Aug 1, 2016
Jennifer Lynn AndersonVsr Advisory Services otherQuaker Wealth Management LLC no RAUMOtherAug 1, 2016Oct 7, 2016 (67 d)
John Edwin TruckenbrodVsr Advisory Services otherCapital Management Associates Inc otherOtherJul 29, 2016Aug 1, 2016
James Roy KennedyVsr Advisory Services otherSmart Money Group, LLC no RAUMOtherJul 29, 2016Aug 4, 2016
John Terrell LadyVsr Advisory Services otherDiversify Advisory Services, LLC BD affiliatedOtherJul 29, 2016Dec 26, 2023 (2706 d)
Michael Gregory MccoolVsr Advisory Services otherCapital Management Associates Inc otherOtherJul 29, 2016Aug 2, 2016
Jane Bonnie TruckenbrodVsr Advisory Services otherCapital Management Associates Inc otherOtherJul 29, 2016Aug 2, 2016
Aaron Neal KennedyVsr Advisory Services otherSmart Money Group, LLC no RAUMOtherJul 29, 2016Jul 28, 2016
Scott Cameron ForemanVsr Advisory Services otherCapital Management Associates Inc otherOtherJul 29, 2016Aug 1, 2016
Angela Nicole Kennedy RobinsonVsr Advisory Services otherSmart Money Group, LLC no RAUMOtherJul 29, 2016Jul 28, 2016
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272 moves match.